The Iowa Insurance Division is charged by statute with many administrative duties, some of which it accomplishes by taking administrative actions or issuing administrative orders.  Depending on what the statute requires, that administrative actions or orders can be either requested of or initiated by the Iowa Insurance Commissioner.

 

Name Case Number Posted on Matter Order
Columbia Card Services International LLC 2/15/2008 Columbia Card Services International LLC F/K/A Columbia International Inc. and Columbia Advanced Wireless Inc.

Vancouver WA Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order and Monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00

Crooke, Roger D. 7/29/2005 Crooke Roger D.

New Market TN Allegation: Failure to notify Division of other states action Resolution: Order: License revoked; Pay $500 Fine and $200 Costs before relicensure Date of Order/Settlement: 2005-07-29 00:00:00

Markowtiz David 5/19/2004 Markowitz David

New York NY Allegation: Not licensed to sell or offer securities in Iowa; misrepresentations; omissions of material facts in the sale of securities. Resolution: Order: Cease and desist the offer or sale of unregistered non exempt and not federal covered securities in Iowa; acting as an agent in Iowa without registration; employing individuals not registered as agents to solicit the sale of securities et al. Date of Order/Settlement: 2004-05-19 00:00:00

Midwest National Life Insurance Company of Tennessee 8/28/2000 Midwest National Life Ins. Co. of TN

Dallas TX Allegation: Failure to respond Resolution: Consent: Respond to Division inquiries; $500 Fine; $100 Costs Date of Order/Settlement: 2000-08-28 00:00:00