The Iowa Insurance Division is charged by statute with many administrative duties, some of which it accomplishes by taking administrative actions or issuing administrative orders.  Depending on what the statute requires, that administrative actions or orders can be either requested of or initiated by the Iowa Insurance Commissioner.

 

Name Case Number Posted on Matter Order
Midwest National Life Insurance Company of Tennessee 8/28/2000 Midwest National Life Ins. Co. of TN

Dallas TX Allegation: Failure to respond Resolution: Consent: Respond to Division inquiries; $500 Fine; $100 Costs Date of Order/Settlement: 2000-08-28 00:00:00

Markowtiz David 5/19/2004 Markowitz David

New York NY Allegation: Not licensed to sell or offer securities in Iowa; misrepresentations; omissions of material facts in the sale of securities. Resolution: Order: Cease and desist the offer or sale of unregistered non exempt and not federal covered securities in Iowa; acting as an agent in Iowa without registration; employing individuals not registered as agents to solicit the sale of securities et al. Date of Order/Settlement: 2004-05-19 00:00:00

Crooke, Roger D. 7/29/2005 Crooke Roger D.

New Market TN Allegation: Failure to notify Division of other states action Resolution: Order: License revoked; Pay $500 Fine and $200 Costs before relicensure Date of Order/Settlement: 2005-07-29 00:00:00

Columbia Card Services International LLC 2/15/2008 Columbia Card Services International LLC F/K/A Columbia International Inc. and Columbia Advanced Wireless Inc.

Vancouver WA Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions Resolution: Cease and Desist Order and Monetary penalty assessed. Date of Order/Settlement: 2008-02-15 00:00:00

Central Iowa Mutual Insurance Association 2/1/2011 In the matter of the approval of a plan to merge CENTRAL IOWA MUTUAL INSURANCE ASSOCIATION with and into FARMERS MUTUAL HAIL INSURANCE COMPANY OF IOWA

Notice of Public Hearing and Order

Viking Administrators, LLC 70274 3/9/2011 In the Matter of Viking Administrators, LLC; Serve America Insurance Ltd a/k/a Serve America Assurance Ltd.

Cease and Desist Order

Farmers Mutual Hail Insurance Company of Iowa 3/31/2011 In the Matter of the joint application of Farmers Mutual Hail Insurance Company of Iowa and Central Iowa Mutual Insurance Association for the approval of a plan to merge Central Iowa Mutual Insurance Association with and into Farmers Mutual Hail Insurance

Findings of Fact, Conclusions of Law, and Order

Central United Life Insurance Company 7/6/2011 In re the application of CENTRAL UNITED LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement and a Master Agreement for Reinsurance with EMC NATIONAL LIFE COMPANY

Findings of Fact, Conclusions of Law, and Order

Cuna Mutual Insurance Society 10/7/2011 In the matter of the application of CUNA MUTUAL INSURANCE SOCIETY, for approval of a plan to create CUNA MUTUAL HOLDING COMPANY, CUNA MUTUAL FINANCIAL GROUP, INC., and convert CUNA MUTUAL INSURANCE SOCIETY into a stock insurance company

Findings of Fact, Conclusions of Law, and Order

Farmers Mutual Hail Insurance Company of Iowa 10/24/2011 In re the application of Farmers Mutual Hail Insurance Company of Iowa for approval of a Plan of Reinsurance with Farmers Union Cooperative Insurance Company, Inc.

Findings of Fact, Conclusions of Law and Order

Sammons Enterprises, Inc 12/16/2011 In the Matter of Application of SAMMONS ENTERPRISES, INC. and GPFT HOLDCO, LLC for Approval of a Plan to Acquire Control of EQUITRUST LIFE INSURANCE COMPANY

Findings of Fact, Conclusions of Law, and Order

Western Mutual Insurance Company 12/29/2011 In the Matter of Western National Mutual Insurance Company

Order Disapproving Filing Involving Premium Rate Change 

Western Mutual Insurance Company 12/29/2011 In the Matter of Western National Mutual Insurance Company

Order Disapproving Filing Involving Premium Rate Change

Columbia National Insurance Company 12/29/2011 In the Matter of Columbia National Insurance Company

Order Disapproving Filing Involving Premium Rate Change

Cumis Insurance Society Inc 3/2/2012 In re the application of CUMIS INSURANCE SOCIETY, INC. for approval of an Assumption Reinsurance Agreement with QBE INSURANCE (AUSTRALIA) LIMITED

Findings of Fact, Conclusions of Law and Order

American Enterprise Mutual Holding Company 6/25/2012 In re the application of American Enterprise Mutual Holding Company and American Enterprise Group, Inc. for approval of an Agreement and Plan of Merger with Medico Mutual Insurance Holding Company, Medico Holdings, Inc. and Medico Insurance Company

Finding of Fact, Conclusion of Law, and Order

Danish Mutual Insurance Association 6/28/2012 In re the application of DANISH MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with SOUTH CENTRAL MUTUAL ASSOCIATION

Findings of Fact, Conclusion of Law, and Order

Farmers Mutual Insurance Association (Hull) 6/28/2012 In re the application of FARMERS MUTUAL INSURANCE ASSOCIATION (Hull) for approval of a Plan of Merger with FARMERS MUTUAL INSURANCE ASSOCIATION (Moville)

Findings of Fact, Conclusion of Law, and Order

Northern Casualty Company (Mutual) 6/29/2012 In the matter of the joint application of the Joint Plans of Conversion and Merger for the Demutualization of Northern Casualty Company (Mutual) and Merger with and into Merchants National Bonding, Inc.

Findings of Fact, Conclusion of Law, and Order

Aetna, Inc 12/19/2012 In the matter of the application of AETNA, Inc. for approval of a Plan to acquire control of Coventry Health Care of Iowa, Inc.

Findings of Fact, Conclusions of Law, and Order

EquiTrust Life Insurance Company 12/24/2012 In re the application of EquiTrust Life Insurance Company for approval of an Assumption Reinsurance Agreement with American-Amicable Life Insurance Company of Texas, Pioneer American Insurance Company, Pioneer Security Life Insurance Company, and...

Findings of Fact, Conclusions of Law, and Order

Iowa River Mutual Insurance Association 12/24/2012 In re the application of Iowa River Mutual Insurance Association f/k/a Hardin County Mutual Insurance Association for approval of a Plan of Merger with Iowa Valley Mutual Insurance Association

Findings of Fact, Conclusions of Law, and Order

DMC Mutual Insurance Association 12/24/2012 In re the application of DMC Mutual Insurance Association for approval of a Plan of Merger with Van Buren Mutual Insurance Association

Findings of Fact, Conclusions of Law, and Order

State Auto Property & Casualty Insurance Company 12/26/2012 In re the application of State Auto Property & Casualty Insurance Company for approval of a Plan of Merger with Farmers Casualty Insurance Company

Findings of Fact, Conclusions of Law, and Order

American Republic Insurance Company 2/1/2013 In re the application of AMERICAN REPUBLIC INSURANCE COMPANY for approval of an Agreement and Plan of Merger with WORLD INSURANCE COMPANY

Findings of Fact, Conclusion of Law, and Order

Calhoun Mutual Insurance Association 2/28/2013 In re the application of CALHOUN MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with FARMERS MUTUAL INSURANCE ASSOCIATION OF ROSELLE

Findings of Fact, Conclusions of Law, and Order

Danish Mutual Insurance Association 7/18/2013 In re the application of DANISH MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with RINGGOLD MUTUAL INSURANCE ASSOCIATION

Findings of Fact, Conclusions of Law, and Order; Articles of Merger

CMFG Life Insurance Company 7/30/2013 In re the application of CMFG LIFE INSURANCE COMPANY for approval of an Assumption Reinsurance Agreement with CUMIS LIFE INSURANCE COMPANY

Finding of Fact, Conclusions of Law, and Order

America Enterprise Mutual Holding Company 7/30/2013 In the matter of the application of AMERICAN ENTERPRISE MUTUAL HOLDING COMPANY and LINCOLN MUTUAL LIFE AND CASUALTY INSURANCE COMPANY for approval of an Agreement and Plan of Reorganization

Findings of Fact, Conclusions of Law, and Order

Apollo Global Management, LLC 8/15/2013 In the matter of application of APOLLO GLOBAL MANAGEMENT, LLC, LEON BLACK, JOSHUA HARRIS, and MARC ROWAN for approval of a plan to acquire control of AVIVA LIFE AND ANNUITY COMPANY, AVIVA RE IOWA, INC., AVIVA RE IOWA II, INC., and AVIVA RE IOWA III, INC.

Findings of Fact, Conclusions of Law, and Order

Commonwealth Annuity and Life Insurance Company 9/27/2013 In the matter of application of COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY and THE GOLDMAN SACHS GROUP, INC. for a plan to acquire control of PRESIDENTIAL LIFE INSURANCE COMPANY-USA

Findings of Fact, Conclusions of Law, and Order

Structured Annuity Reinsurance Company 9/27/2013 Acquisition of STRUCTURED ANNUITY REINSURANCE COMPANY In the matter of application of APOLLO GLOBAL MANAGEMENT, LLC, LEON BLACK, JOSHUA HARRIS, and MARC ROWAN for approval of a plan to acquire control of AVIVA LIFE AND ANNUITY COMPANY, AVIVA RE IOWA, INC.

Findings of Fact, Conclusions of Law, and Order

Aviva Life and Annuity Company 10/1/2013 In re the application of AVIVA LIFE AND ANNUITY COMPANY for Approval of a Coinsurance and Assumption Agreement with PRESIDENTIAL LIFE INSURANCE COMPANY-USA

Findings of Fact, Conclusions of Law and Order

Aviva Life & Annuity Company 10/3/2013 In the Matter of Aviva Life & Annuity Company and Aviva Life & Annuity Company of New York

Regulatory Settlement Agreement

Amtrust Financial Services, Inc 1/24/2014 AMTRUST FINANCIAL SERVICES, INC., MICHAEL KARFUNKEL, GEORGE KARFUNKEL, BARRY ZYSKIND, and LEAH KARFUNKEL, TRUSTEE OF THE MICHAEL KARFUNKEL 2005 GRANTOR RETAINED ANNUITY TRUST for plan to acquire control of DEVELOPERS SURETY AND INDEMNITY COMPANY

Findings of Fact, Conclusions of Law, and Order; Public Form A filing

Amtrust Financial Services, Inc 1/24/2014 AMTRUST FINANCIAL SERVICES, INC., MICHAEL KARFUNKEL, GEORGE KARFUNKEL, BARRY ZYSKIND, and LEAH KARFUNKEL, TRUSTEE OF THE MICHAEL KARFUNKEL 2005 GRANTOR RETAINED ANNUITY TRUST for plan to acquire control of DEVELOPERS SURETY AND INDEMNITY COMPANY

Findings of Fact, Conclusions of Law, and Order; Public Form A filing

Members Mutual Insurance Association 4/3/2014 In re the application of MEMBERS MUTUAL INSURANCE ASSOCIATION f/k/a BUENA VISTA MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with IDA MUTUAL INSURANCE ASSOCIATION

Findings of Fact, Conclusions of Law, and Order

Centurion Life Insurance Company 5/1/2014 In re the application of CENTURION LIFE INSURANCE COMPANY for approval of an Agreement and Plan of Merger with FINANCIAL LIFE INSURANCE COMPANY OF GEORGIA

Findings of Fact, Conclusions of Law, and Order

CF Turul LLC 5/1/2014 In the matter of the application of CF TURUL LLC Et al. for a plan to acquire control of FIDELITY & GUARANTY LIFE INSURANCE COMPANY

Findings of Fact, Conclusions of Law, and Order

Valley Mutual Insurance Association 12/31/2014 In re the application of VALLEY MUTUAL INSURANCE ASSOCIATION for approval of a Plan of Merger with HARRISON MUTUAL INSURANCE ASSOCIATION

FINDING OF FACT, CONCLUSIONS OF LAW, AND ORDER (Iowa Code §§ 521.5 & 521.8)

Transamerica Premier Life Insurance Company 4/20/2015 In re the application of TRANSAMERICA PREMIER LIFE INSURANCE COMPANY for approval of assumption and reinsurance agreement with STONEBRIDGE LIFE INSURANCE COMPANY

Findings of Fact, Conclusions of Law, and Order (Iowa Code chapter 521)

CMFG Life Insurance Company 7/7/2015 In re the application of CMFG LIFE INSURANCE COMPANY for approval of the scheme of transfer of insurance business to CUNA CARIBBEAN INSURANCE JAMAICA LIMITED

Findings of Fact, Conclusions of Law, and Order

MidAmerican Energy Company 8/18/2015 In the Matter of Petition For Waiver By MidAmerican Energy Company

Order (Waiver of 191-57.5(1)(b))

NextEra Energy Duane Arnold, LLC 8/18/2015 In the Matter of Petition For Waiver By Nextera Energy Duane Arnold, LLC

Order (Waiver of 191-57.5(1)(b))

Annett Holdings, Inc d/b/a TMC Transportation, Inc 8/29/2015 In the Matter of Petition For Waiver of Rule By Annett Holdings, Inc. d/b/a TMC Transportation, Inc.

Order

Transamerica Life Insurance Company 9/1/2015 In re the application of TRANSAMERICA LIFE INSURANCE COMPANY, an Iowa corporation, for approval of a Plan of Merger with STONEBRIDGE LIFE INSURANCE COMPANY, a Vermont corporation

Findings of Fact, Conclusions of Law, and Order

Farmers Mutual Hail Insurance Company Of Iowa 9/30/2015 In re the application of FARMERS MUTUAL HAIL INSURANCE COMPANY OF IOWA, an Iowa corporation, for approval of a Plan of Merger with FMH INSURANCE COMPANY, an Iowa corporation

Findings of Fact, Conclusions of Law, and Order

Iowa Medical Mutual Insurance Company 11/4/2015 In the Matter of Petition For Waiver By Iowa Medical Mutual Insurance Company

Waiver of Iowa Code section 521A.5(4)(c) & (d)

CMFG Life Insurance Company 11/12/2015 In re the application of CMFG LIFE INSURANCE COMPANY, an Iowa corporation, for approval of a Plan of Merger with CMFG LIFE VERMONT, INC., a Vermont corporation

Findings of Fact, Conclusions of Law, and Order

Guideone Elite Insurance Company 12/15/2015 In re the application of GUIDEONE ELITE INSURANCE COMPANY, an Iowa corporation, for approval of a Plan of Merger with GUIDEONE TEXAS INSURANCE COMPANY, a Texas corporation

Findings of Fact, Conclusions of Law, and Order