The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
| Name | Case Number | Posted on | Matter | Order | |
|---|---|---|---|---|---|
| Bruce A. Hauptman | 92501 | 4/6/2018 | In the Matter of Bruce A. Hauptman |
Findings of Fact, Conclusions of Law and Final Order |
|
| Richard S. Martin | 96531 | 4/3/2018 | In the Matter of Richard S. Martin |
Order Reinstating License After Suspension |
|
| HCC Group d/b/a HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. | 97348 | 4/2/2018 | In the Matter of HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. |
Regulatory Settlement Agreement |
|
| Matthew H. Mitchell | 96499 | 3/28/2018 | In the Matter of Matthew H. Mitchell |
Order Reinstating License After Suspension |
|
| Joy Heldt | 97349 | 3/28/2018 | In the Matter of Joy Heldt |
Order and Consent to Order |
|
| Christopher L. Cruse | 96374 | 3/28/2018 | In the Matter of Christopher L. Cruse |
Order for Suspension |
|
| Lincoln Mason and Mason Lindhart Funeral Home, Ltd. | 96703 | 3/20/2018 | In the Matter of Lincoln Mason and Mason Lindhart Funeral Home, Ltd. |
Consent Order |
|
| Kelly Joneson | 96953 | 3/20/2018 | In the Matter of Kelly Joneson |
Consent Order |
|
| Allianz Life Insurance Company of North America | 78053 | 3/20/2018 | In the Matter of Allianz Life Insurance Company of North America |
Modification to 2012 Regulatory Settlement Agreement |
|
| Whitney Roth | 96498 | 3/2/2018 | In the Matter of Whitney Roth |
Order and Consent to Order |
|
| Michael D. Ray Jr. | 96494 | 3/2/2018 | In the Matter of Michael D. Ray Jr. |
Order for Suspension |
|
| Robert Payne | 96970 | 3/1/2018 | In the Matter of Robert Payne |
Consent Order |
|
| Adam Brown | 96722 | 2/21/2018 | In the Matter or Adam Brown |
Order for Suspension |
|
| Matthew H. Mitchell | 96499 | 2/20/2018 | In the Matter of Matthew H. Mitchell |
Order and Consent to Order |
|
| State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company | 97245 | 2/7/2018 | In the Matter of State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company |
Regulatory Settlement Agreement |
|
| American Family Life Assurance Company of Columbus (AFLAC) | 97247 | 2/7/2018 | In the Matter of American Family Life Assurance Company of Columbus (AFLAC) |
Regulatory Settlement Agreement |
|
| United States Fire Insurance Company | 97248 | 2/7/2018 | In the Matter of United States Fire Insurance Company |
Regulatory Settlement Agreement |
|
| Generali U.S. Branch | 97249 | 2/7/2018 | In the Matter of Generali U.S. Branch |
Regulatory Settlement Agreement |
|
| Brandon Guy | 96721 | 2/6/2018 | In the Matter of Brandon Guy |
Order for Suspension |
|
| Jacob R. Brager | 96059 | 2/6/2018 | In the Matter of Jacob R. Brager |
Order for Suspension |
|
| Jacob K. Scroggin | 96523 | 1/31/2018 | In the Matter of Jacob K. Scroggin |
Order for Suspension |
|
| Richard S. Martin | 96531 | 1/31/2018 | In the Matter of Richard S. Martin |
Order for Suspension |
|
| Blayne Fitzsimmons Lewis | 96486 | 1/31/2018 | In the Matter of Blayne Fitzsimmons Lewis |
Order for Suspension |
|
| American Modern Home Insurance Company | 97195 | 1/19/2018 | In the Matter of American Modern Home Insurance Company |
Regulatory Settlement Agreement |
|
| BCS Insurance Company | 97190 | 1/19/2018 | In the Matter of BCS Insurance Company |
Regulatory Settlement Agreement |
|
| Berkshire Hathaway Specialty Insurance Company and National Indemnity Company | 97193 | 1/19/2018 | In the Matter of Berkshire Hathaway Specialty Insurance Company & National Indemnity Company |
Regulatory Settlement Agreement |
|
| Jefferson Insurance Company | 97191 | 1/19/2018 | In the Matter of Jefferson Insurance Company |
Regulatory Settlement Agreement |
|
| Transamerica Casualty Insurance Company | 97192 | 1/19/2018 | In the Matter of Transamerica Casualty Insurance Company |
Regulatory Settlement Agreement |
|
| Arch Insurance Company | 97189 | 1/19/2018 | In the Matter of Arch Insurance Company |
Regulatory Settlement Agreement |
|
| Nationwide Mutual Insurance Company | 97194 | 1/19/2018 | In the Matter of Nationwide Mutual Insurance Company |
Regulatory Settlement Agreement |
|
| Jason J. Warner | 96619 | 1/16/2018 | In the Matter of Jason J. Warner |
Order for Suspension |
|
| Jeffrey L. Carman | 96386 | 1/16/2018 | In the Matter of Jeffrey L. Carman |
Order for Suspension |
|
| Robert Payne | 96970 | 1/16/2018 | In the Matter of Robert Payne |
Emergency Order to Cease and Desist |
|
| Kelly Joneson | 96953 | 1/16/2018 | In the Matter of Kelly Joneson |
Emergency Order to Cease and Desist |
|
| Yochannon Polter | 96971 | 1/16/2018 | In the Matter of Yochannon Polter |
Emergency Order to Cease and Desist |
|
| Kerry P. Erts | 93576 | 1/10/2018 | In the Matter of Kerry P. Erts |
Order and Consent to Order |
|
| Alliance-One Services, Inc. | 91829 | 1/3/2018 | Regulatory Settlement Agreement |
Regulatory Settlement Agreement |
|
| Randy Rudolph | 95133 | 1/2/2018 | In the Matter of Randy Rudolph |
Order Reinstating License After Suspension |
|
| QBE Holdings, Inc. | 96691 | 12/8/2017 | Regulatory Settlement Agreement |
Regulatory Settlement Agreement |
|
| Carr, Kevin J. | 94877 | 11/29/2017 | In the Matter of Kevin J. Carr |
Order and Consent to Order |
|
| Vershaw, Todd C. | 95687 | 11/20/2017 | In the Matter of Todd C. Vershaw |
Order and Consent to Order |
|
| Mutual Med Insurance Services, LLC | 95687 | 11/20/2017 | In the Matter of Mutual Med Insurance Services, LLC |
Order and Consent to Order |
|
| Rudolph, Randy | 95133 | 11/15/2017 | In the Matter of Randy Rudolph |
Order for Suspension |
|
| Weber, Wayne | 94778 | 11/15/2017 | In the Matter of Wayne Weber |
Order for Suspension |
|
| Jones, Amie | 95890 | 11/15/2017 | In the Matter of Amie Jones |
Order for Suspension |
|
| Sullivan, Alan J. | 96085 | 11/13/2017 | In the Matter of Alan J. Sullivan |
Decision Vacating Denial and an Order Granting Consent to Work in Business of Insurance |
|
| Kirsch Funeral Service, Inc. | 93003 | 11/9/2017 | In the Matter of Kirsch Funeral Service, Inc. |
Order and Consent to Order |
|
| Kirsch, Michael D. | 93003 | 11/9/2017 | In the Matter of Michael D. Kirsch |
Order and Consent to Order |
|
| Nulph, Michael | 94689 | 11/7/2017 | In the Matter Michael Nulph |
Decision Refusing to Issue a Resident Insurance Producer License |
|
| Ryder | 10/24/2017 | In the Matter of Ryder System, Inc.;Ryder Truck Rental, Inc. D/B/A Ryder Transportation Services; Ryder Integrated Logistics, Inc. |
Order and Consent to Order |