The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
| Name | Case Number | Posted on | Matter | Order | |
|---|---|---|---|---|---|
| Craig, Bradley D. | 95013 | 9/13/2017 | In the Matter of Bradley D. Craig |
Order, Consent to Order, and Agreement to Supervise |
|
| Matgen, Stephen W. | 93324 | 9/11/2017 | In the Matter of Stephen W. Matgen |
Order, Consent to Order, and Agreement to Supervise |
|
| Fredregill, Ryan M. | 95543 | 9/11/2017 | In the Matter of Ryan M. Fredregill and Fredregill Family Funeral Home, Inc. |
Regulatory Agreement |
|
| Hauptman, Bruce A. | 92501 | 8/4/2017 | In the Matter of Bruce A. Hauptman |
Order and Consent to Order |
|
| Menough, Nicholas | 92291 | 7/27/2017 | In the Matter of Nicholas Menough |
Order Accepting Voluntary Forfeiture and Consent to Order |
|
| Ribbens, Nathan T. | 94065 | 7/25/2017 | In the Matter of Nathan T. Ribbens |
Order Reinstating License After Suspension and Order for Suspension |
|
| Forbes, Joshua | 94564 | 7/7/2017 | In the Matter of Joshua Forbes |
Order for Suspension |
|
| Hanson, Denae J. | 94050 | 7/7/2017 | In the Matter of Denae J. Hanson |
Order for Suspension |
|
| Thompson, Brian T. | 94359 | 7/7/2017 | In the Matter of Brian T. Thompson |
Order for Suspension |
|
| Voss, Diana L. | 94287 | 7/7/2017 | In the Matter of Diana L. Voss |
Order for Suspension |
|
| Howard, Douglas A. | 92950 | 6/29/2017 | In the Matter of Douglas A. Howard |
Order and Consent to Order |
|
| The Securities and Regulated Industries Bureau | 94918 | 6/26/2017 | In the Matter of The Securities and Regulated Industries Bureau |
Order of Appointment |
|
| Terraza, Jose M. | 92369 | 6/19/2017 | In the Matter of Jose M. Terraza |
Final Findings of Fact, Conclusions of Law and Order |
|
| Two Rivers Insurance Company, Inc. | 82465 | 5/22/2017 | In The Matter of Two Rivers Insurance Company, Inc. |
Order and Consent to Order |
|
| Forus, Michael A. | 93364 | 5/8/2017 | In the Matter of Michael A. Forus |
Order Reinstating License After Suspension and Order for Suspension |
|
| Newman, Scott A. | 91936 | 4/28/2017 | In the Matter of Scott A. Newman |
Order Reinstating License After Suspension and Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief |
|
| Welding, Carla L. | 93611 | 4/18/2017 | In the Matter of Carla L. Welding |
Order for Suspension |
|
| Henderson, Jeffery D. | 93720 | 4/18/2017 | In the Matter of Jeffery D. Henderson |
Order for Suspension |
|
| Gilbert, Kyra D. | 93394 | 4/18/2017 | In the Matter of Kyra D. Gilbert |
Order for Suspension |
|
| Holmberg, Billie J. | 93238 | 4/12/2017 | In the Matter of Billie J. Holmberg |
Order and Consent to Order |
|
| Miller, Jesse M. | 91453 | 4/5/2017 | In the Matter of Jesse M. Miller |
Order for Revocation and Order for Suspension |
|
| Hietbrink, Paul s. | 88268 | 3/24/2017 | In the Matter of Paul S. Hietbrink |
Order Reinstating License After Suspension and Order and Consent to Order |
|
| YourPeople, Inc., dba Zenefits FTW Insurance Services | 93409 | 3/22/2017 | In the Matter of YourPeople, Inc., dba Zenefits FTW Insurance Services |
Order and Consent to Order |
|
| Thiltgen, Sarah | 93273 | 3/22/2017 | In the Matter of Sarah Thiltgen |
Order for Suspension |
|
| Swantek, Daniel M. | 93363 | 3/22/2017 | In the Matter of Daniel M. Swantek |
Order for Suspension |
|
| Story, Ernest A. | 92757 | 3/21/2017 | In the Matter of Ernest A. Story |
Order for Suspension |
|
| Maddy, Brian K. | 93304 | 3/21/2017 | In the Matter of Brian K. Maddy |
Order for Suspension |
|
| Harris, Marcus S. | 93272 | 3/21/2017 | In the Matter of Marcus S. Harris |
Order for Suspension |
|
| Rieks, Jeanne E. | 85614 | 3/3/2017 | In the Matter of Jeanne E. Rieks |
Order Reissuing License After Revocation and Order and Consent to Order |
|
| Olberding, Dean E. | 76453 | 3/3/2017 | In the Matter of Dean E. Olberding |
Order for Reissuance After License Suspension and Expiration and Order for Suspension |
|
| RiverSource Life Insurance Company | 93566 | 2/15/2017 | In the Matter of RiverSource Life Insurance Company |
Regulatory Settlement Agreement |
|
| Starkey, Walter A. | 92965 | 2/7/2017 | In the Matter of Walter A. Starkey |
Order for Suspension |
|
| Assurant, Inc. | 93555 | 1/25/2017 | In the Matter of Assurant, Inc. |
Regulatory Settlement Agreement |
|
| Brenton, Shannon | 92061 | 1/13/2017 | In The Matter of Shannon Brenton |
Order Vacating Reinstatement and Re-Imposing Suspension |
|
| Wingerd, Matthew G. | 92618 | 1/6/2017 | In The Matter of Matthew G. Wingerd |
Findings of Fact, Conclusions of Law, and Order |
|
| Aetna Better Health of Iowa Inc. | 12/16/2016 | In the Matter of Aetna Better Health of Iowa Inc. |
Order and Consent to Order |
||
| Fitzgerald, Cynthia J. & Robert J. Stillwell Agency | 91935 | 12/14/2016 | Cynthia J. Fitzgerald & Robert J. Stillwell Agency |
Order and Consent to Order |
|
| Wooldridge, Misty A. | 92343 | 12/2/2016 | In the Matter of Misty A. Wooldridge |
Order for Suspension |
|
| Range, Lord Stephen A. | 92643 | 12/2/2016 | In the Matter of Lord Stephen A. Range |
Order for Suspension |
|
| Kirsch, Michael D. | 93003 | 12/2/2016 | In the Matter of Michael D. Kirsch |
Order for Suspension, Order to Cease and Desist and Notice of Opportunity for Hearing; Affidavit of Paula Fastenau |
|
| Ahnen, David C. | 88160 | 11/30/2016 | In the Matter of David C. Ahnen |
Order Reinstating License After Suspension and Order for Suspension |
|
| Brenton, Shannon | 92061 | 11/28/2016 | In the Matter of Shannon Brenton |
Order Reinstating License After Suspension and Order for Suspension |
|
| Van Hook, Martisa J. | 92549 | 11/21/2016 | In the Matter of Martisa J. Van Hook |
Order for Suspension |
|
| Den Hartog, Deborah L. | 92275 | 11/21/2016 | In the Matter of Deborah L. Den Hartog |
Order for Suspension |
|
| Senior Direct, Inc. | 92544 | 11/7/2016 | Senior Direct, Inc. |
Order and Consent to Order |
|
| Doctors and Surgeons National Risk Retention Group IC, Inc. | 11/3/2016 | In the Matter of the Certificate of Authority of Doctors and Surgeons National Risk Retention Group IC, Inc. |
Summary Order of Suspension |
||
| Patel, Suman K. | 88796 | 10/26/2016 | In the Matter of Suman K. Patel |
Order and Consent to Order |
|
| Nation, Julie | 88416 | 10/25/2016 | In the Matter of Julie Nation |
Order Reinstating License After Suspension and Order for Suspension |
|
| Beaman, Sarah E. | 75929 | 10/17/2016 | In the Matter of Sarah E. Beaman |
Order Lifting Suspension After Suspension and Expiration and Order for Suspension |
|
| Woock, Casey | 91726 | 10/13/2016 | In the Matter of Casey Woock |
Order Reinstating License After Suspension and Order for Suspension |