Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Russell D. Brown | 77643 | August 31, 2022 | Insurance | Producer | Order for Reissuance After License Suspension and Expiration |
| Gregory David Stucky | 114020 | August 16, 2022 | Insurance | Producer | Final Order Issuing an Insurance Producer License on Probation |
| Frank P. Tarasi | 113479 | July 11, 2022 | Insurance | Producer | Order and Consent to Order |
| BlockFi Lending LLC | 112953 | June 8, 2022 | Securities | Broker Dealer | Consent Order |
| Brandon L. Blake | 113635 | June 8, 2022 | Insurance | Producer | Order for Suspension |
| Brian W. Nelson | 112185 | June 8, 2022 | Insurance | Producer | Order and Consent to Order |
| Aaron Sanders and Sanders Funeral Chapel, Inc. d/b/a Sanders Funeral Services | 112140 | May 24, 2022 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
| American Country Insurance Company - NAIC # 38237 | May 9, 2022 | Insurance | Insurance Company | Order Reinstating Certificate of Authority After Suspension |
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| American Service Insurance Company - NAIC # 42897 | May 9, 2022 | Insurance | Insurance Company | Order Reinstating Certificate of Authority After Suspension |
|
| Gateway Insurance Company - NAIC # 28339 | May 9, 2022 | Insurance | Insurance Company | Order Reinstating Certificate of Authority After Suspension |
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| Sonya Ackerson and The Sonya Group, LLC f/k/a Advocate 4 the Aging, LLC | 110992 | May 10, 2022 | Insurance | Producer | Final Order |
| Benjamin Feick | 109795 | May 10, 2022 | Insurance | Producer | Order Reinstating License After Suspension |
| Timothy B. Loan | 112843 | April 27, 2022 | Insurance | Producer | Order Reinstating License After Suspension |
| Gary D. Marcum | 100755 | March 24, 2022 | Insurance | Producer, Unlicensed | Findings of Fact, Conclusions of Law and Final Order |
| Timothy B. Loan | 112843 | March 21, 2022 | Insurance | Producer | Order for Suspension |
| Christine A. Willis | 112701 | March 9, 2022 | Insurance | Producer | Order for Suspension |
| Equiguard Agency Inc., dba The Equiguard Agency, Inc. and David Roberts | 112527 | February 9, 2022 | Insurance | Unlicensed | Summary Cease and Desist Order |
| Galen C. Hoodjer | 112381 | February 8, 2022 | Insurance | Producer | Order for Suspension |
| Shannon Gage | 112142 | January 20, 2022 | Insurance | Producer | Order for Suspension |
| Joshua A. Muhlstein | 111508 | January 20, 2022 | Insurance | Producer | Final Order by Default and Order of Penalties |
| American Family Mutual Insurance Company, S.I. | 112398 | January 11, 2022 | Insurance | Insurance Company | Multi-State Market Conduct Regulatory Settlement Agreement |
| Evan T. Bruce | 110257 | January 6, 2022 | Insurance | Public Adjuster, Unlicensed | Order of Civil Penalties |
| Adriana Mendoza | 112082 | January 4, 2022 | Insurance | Producer | Order for Suspension |
| James B. Van Fleet IV | 112092 | January 4, 2022 | Insurance | Producer | Order for Suspension |
| Christopher Novotny | 111360 | January 3, 2022 | Insurance | Producer | Order for Suspension |
| Toubl Contracting, Inc. and Jeremy J. Toubl | 111488 | December 2, 2021 | Insurance | Public Adjuster, Unlicensed | Summary Cease and Desist Order |
| Western General Insurance Company | December 3, 2021 | Insurance | Insurance Company | Summary Order of Suspension |
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| Nicholas D. Garman | 111777 | December 2, 2021 | Insurance | Producer | Order and Consent to Order |
| Mark Beckendorf | 110314 | November 12, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
| Shane Mehmen | 110596 | October 21, 2021 | Insurance | Producer | Default Order, Findings of Fact, Conclusions of Law and Order |
| Todd R. Wilson | 103214 | October 15, 2021 | Insurance | Producer | Order Reissuing License After Suspension and Expiration |
| Matthew J. Schneider | 111020 | October 6, 2021 | Insurance | Producer | Order for Suspension |
| Julyo Moreno | 111049 | October 6, 2021 | Insurance | Producer | Order for Suspension |
| Matthew A. Dodge and Matt Dodge Agency, Inc. | 106968 | October 5, 2021 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
| Public Service Insurance Company | September 30, 2021 | Insurance | Insurance Company | Order Reinstating Certificate of Authority After Suspension |
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| Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance | 109979 | September 30, 2021 | Insurance | Other, Unlicensed | Dismissal |
| Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance | 109979 | September 30, 2021 | Insurance | Producer | Order and Consent to Order |
| Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance | 109979 | September 30, 2021 | Insurance | Producer, Unlicensed | Order and Consent to Order |
| Lynn V. Lewis | 110892 | September 28, 2021 | Insurance | Producer | Order for Suspension |
| Evan R. Jackson, Landon J. Sandberg, and Iowa Senior Planning, LLC | 105310 | September 28, 2021 | Insurance | Investment Adviser, Preneed Sales Agent, Producer, Unlicensed | Order and Consent to Order |
| Evan T. Bruce | 110257 | September 15, 2021 | Insurance | Public Adjuster | Order and Consent to Order |
| Misty M. Wallace | 110511 | August 26, 2021 | Insurance | Producer | Order for Suspension |
| Nancy Ann Swenson (aka Hoogendoorn) | 110512 | August 25, 2021 | Insurance | Producer | Order for Suspension |
| Tanya Schettler | 107604 | August 25, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
| Grove Exteriors, LLC dba 123 Exteriors | 109646 | August 20, 2021 | Insurance | Public Adjuster, Unlicensed | Consent to Cease and Desist Order |
| Katina L. Parrish | 110432 | August 18, 2021 | Insurance | Producer, Unlicensed | Order and Consent to Order |
| Thomas A. Mulligan | 108957 | August 13, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
| T.E.A.M. Builders, Ltd. and Austin Maginnis | 110517 | August 17, 2021 | Insurance | Public Adjuster, Unlicensed | Consent to Cease and Desist Order |
| Michael S. McGuire | 109823 | August 13, 2021 | Insurance | Producer | Order and Consent to Order |
| Legends Agency LLC | 104040 | August 13, 2021 | Insurance | Business Entity Producer | Order Reissuing License After Suspension and Expiration |