The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

 

Name Case Number Posted on Matter Order
Bruce A. Hauptman 92501 4/6/2018 In the Matter of Bruce A. Hauptman

Findings of Fact, Conclusions of Law and Final Order

Richard S. Martin 96531 4/3/2018 In the Matter of Richard S. Martin

Order Reinstating License After Suspension

HCC Group d/b/a HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. 97348 4/2/2018 In the Matter of HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc.

Regulatory Settlement Agreement

Matthew H. Mitchell 96499 3/28/2018 In the Matter of Matthew H. Mitchell

Order Reinstating License After Suspension

Joy Heldt 97349 3/28/2018 In the Matter of Joy Heldt

Order and Consent to Order

Christopher L. Cruse 96374 3/28/2018 In the Matter of Christopher L. Cruse

Order for Suspension

Lincoln Mason and Mason Lindhart Funeral Home, Ltd. 96703 3/20/2018 In the Matter of Lincoln Mason and Mason Lindhart Funeral Home, Ltd.

Consent Order

Kelly Joneson 96953 3/20/2018 In the Matter of Kelly Joneson

Consent Order

Allianz Life Insurance Company of North America 78053 3/20/2018 In the Matter of Allianz Life Insurance Company of North America

Modification to 2012 Regulatory Settlement Agreement

Whitney Roth 96498 3/2/2018 In the Matter of Whitney Roth

Order and Consent to Order

Michael D. Ray Jr. 96494 3/2/2018 In the Matter of Michael D. Ray Jr.

Order for Suspension

Robert Payne 96970 3/1/2018 In the Matter of Robert Payne

Consent Order

Adam Brown 96722 2/21/2018 In the Matter or Adam Brown

Order for Suspension

Matthew H. Mitchell 96499 2/20/2018 In the Matter of Matthew H. Mitchell

Order and Consent to Order

State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company 97245 2/7/2018 In the Matter of State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company

Regulatory Settlement Agreement

American Family Life Assurance Company of Columbus (AFLAC) 97247 2/7/2018 In the Matter of American Family Life Assurance Company of Columbus (AFLAC)

Regulatory Settlement Agreement

United States Fire Insurance Company 97248 2/7/2018 In the Matter of United States Fire Insurance Company

Regulatory Settlement Agreement

Generali U.S. Branch 97249 2/7/2018 In the Matter of Generali U.S. Branch

Regulatory Settlement Agreement

Brandon Guy 96721 2/6/2018 In the Matter of Brandon Guy

Order for Suspension

Jacob R. Brager 96059 2/6/2018 In the Matter of Jacob R. Brager

Order for Suspension

Jacob K. Scroggin 96523 1/31/2018 In the Matter of Jacob K. Scroggin

Order for Suspension

Richard S. Martin 96531 1/31/2018 In the Matter of Richard S. Martin

Order for Suspension

Blayne Fitzsimmons Lewis 96486 1/31/2018 In the Matter of Blayne Fitzsimmons Lewis

Order for Suspension

American Modern Home Insurance Company 97195 1/19/2018 In the Matter of American Modern Home Insurance Company

Regulatory Settlement Agreement

BCS Insurance Company 97190 1/19/2018 In the Matter of BCS Insurance Company

Regulatory Settlement Agreement

Berkshire Hathaway Specialty Insurance Company and National Indemnity Company 97193 1/19/2018 In the Matter of Berkshire Hathaway Specialty Insurance Company & National Indemnity Company

Regulatory Settlement Agreement

Jefferson Insurance Company 97191 1/19/2018 In the Matter of Jefferson Insurance Company

Regulatory Settlement Agreement

Transamerica Casualty Insurance Company 97192 1/19/2018 In the Matter of Transamerica Casualty Insurance Company

Regulatory Settlement Agreement

Arch Insurance Company 97189 1/19/2018 In the Matter of Arch Insurance Company

Regulatory Settlement Agreement

Nationwide Mutual Insurance Company 97194 1/19/2018 In the Matter of Nationwide Mutual Insurance Company

Regulatory Settlement Agreement

Jason J. Warner 96619 1/16/2018 In the Matter of Jason J. Warner

Order for Suspension

Jeffrey L. Carman 96386 1/16/2018 In the Matter of Jeffrey L. Carman

Order for Suspension

Robert Payne 96970 1/16/2018 In the Matter of Robert Payne

Emergency Order to Cease and Desist

Kelly Joneson 96953 1/16/2018 In the Matter of Kelly Joneson

Emergency Order to Cease and Desist

Yochannon Polter 96971 1/16/2018 In the Matter of Yochannon Polter

Emergency Order to Cease and Desist

Kerry P. Erts 93576 1/10/2018 In the Matter of Kerry P. Erts

Order and Consent to Order

Alliance-One Services, Inc. 91829 1/3/2018 Regulatory Settlement Agreement

Regulatory Settlement Agreement

Randy Rudolph 95133 1/2/2018 In the Matter of Randy Rudolph

Order Reinstating License After Suspension

QBE Holdings, Inc. 96691 12/8/2017 Regulatory Settlement Agreement

Regulatory Settlement Agreement

Carr, Kevin J. 94877 11/29/2017 In the Matter of Kevin J. Carr

Order and Consent to Order

Vershaw, Todd C. 95687 11/20/2017 In the Matter of Todd C. Vershaw

Order and Consent to Order

Mutual Med Insurance Services, LLC 95687 11/20/2017 In the Matter of Mutual Med Insurance Services, LLC

Order and Consent to Order

Rudolph, Randy 95133 11/15/2017 In the Matter of Randy Rudolph

Order for Suspension

Weber, Wayne 94778 11/15/2017 In the Matter of Wayne Weber

Order for Suspension

Jones, Amie 95890 11/15/2017 In the Matter of Amie Jones

Order for Suspension

Sullivan, Alan J. 96085 11/13/2017 In the Matter of Alan J. Sullivan

Decision Vacating Denial and an Order Granting Consent to Work in Business of Insurance

Kirsch Funeral Service, Inc. 93003 11/9/2017 In the Matter of Kirsch Funeral Service, Inc.

Order and Consent to Order

Kirsch, Michael D. 93003 11/9/2017 In the Matter of Michael D. Kirsch

Order and Consent to Order

Nulph, Michael 94689 11/7/2017 In the Matter Michael Nulph

Decision Refusing to Issue a Resident Insurance Producer License

Ryder 10/24/2017 In the Matter of Ryder System, Inc.;Ryder Truck Rental, Inc. D/B/A Ryder Transportation Services; Ryder Integrated Logistics, Inc.

Order and Consent to Order