The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Home Service Club Warranty Corp. 103449 May 27, 2020 Regulated Industries Unlicensed

Order and Consent to Order

Angela Taylor 105364 May 21, 2020 Insurance Producer

Order for Suspension

Kristine Strickland 105326 May 21, 2020 Insurance Producer

Order for Suspension

Michael Cameron 105354 May 21, 2020 Insurance Producer

Order for Suspension

Tracy Werges 105120 May 6, 2020 Insurance Producer

Order and Consent to Order

Lawrence L. Roberts and Legends Agency, LLC 104040 May 6, 2020 Insurance Business Entity Producer, Producer

Order and Consent to Order

Skylre Quang 105151 May 6, 2020 Insurance Producer

Order for Suspension

Annie Q. Ye 105208 May 6, 2020 Insurance Producer

Order for Suspension

Michael Heiberger 105209 May 1, 2020 Insurance Producer

Order and Consent to Order

Preneed Sellers and Sale Agents 94918 April 30, 2020 Regulated Industries Preneed Sales Agent, Preneed Seller

Second Order Extending Annual Report Deadline and License Expiration 

Cory Stucky 105122 April 16, 2020 Insurance Producer

Order for Suspension

Joe Finocchiaro 105128 April 27, 2020 Insurance Producer

Order for Suspension

Bryan Bryant 105052 April 22, 2020 Insurance Producer

Order for Suspension

33 Carpenters Construction, Inc., Austin T. Nelson, and Kimberly J. Nelson 105269 April 20, 2020 Regulated Industries Public Adjuster

Summary Cease and Desist Order

Quanaijha Spradley 104797 April 16, 2020 Insurance Producer

Order and Consent to Order

Bene Markets, LLC 104797 April 15, 2020 Insurance Business Entity Producer

Order and Consent to Order

Stephanie Miller 104797 April 15, 2020 Insurance Producer

Order and Consent to Order

Cesar D. Pelaez 103487 April 9, 2020 Insurance Producer

Order for Suspension

Travis O'Brien 104351 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Vendonn Simmons 104391 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Individual Resident Insurance Producer Licenses 94918 April 9, 2020 Insurance Producer

Order Establishing Temporary Insurance Producer License

Jonathan Schlue 102492 March 31, 2020 Regulated Industries Producer

Order and Consent to Order

Preneed Sellers and Sale Agents 94918 March 31, 2020 Regulated Industries Preneed Sales Agent, Preneed Seller

Order Extending Annual Report Filing Deadline and License Expiration

Windhaven National Insurance Company March 13, 2020 Insurance Insurance Company

Summary Order of Suspension

American Service Insurance Company February 20, 2020 Insurance Insurance Company

Summary Order of Suspension

American Country Insurance Company February 20, 2020 Insurance Insurance Company

Summary Order of Suspension

Gateway Insurance Company February 20, 2020 Insurance Insurance Company

Summary Order of Suspension

Barry Golinvaux 104259 February 21, 2020 Insurance Producer

Order Reinstating License After Suspension

Chad A. Ware 102541 February 19, 2020 Insurance Producer

Order and Consent to Order

Jeremy Morgan 104340 February 18, 2020 Insurance Producer

Order for Suspension

Travis O'Brien 104351 February 18, 2020 Insurance Producer

Order for Suspension

Robert McClintock 104342 February 18, 2020 Insurance Producer

Order for Suspension

Kevin Meyers 104388 February 18, 2020 Insurance Producer

Order for Suspension

Todd R. Wilson 103214 February 17, 2020 Insurance Producer

Order and Consent to Order

Ross Nicholl 104265 February 17, 2020 Insurance Producer

Order for Suspension

Burgess Barr 104285 February 17, 2020 Insurance Producer

Order for Suspension

Barry Golinvaux 104259 February 17, 2020 Insurance Producer

Order for Suspension

Jeanne E. Rieks 85614 February 12, 2015 Insurance Producer

Order and Consent to Order

Vendonn Simmons Jr. 104391 February 7, 2020 Insurance Producer

Order for Suspension

John A. McAfee and McAfee & Associates, Inc. 104164 February 7, 2020 Insurance Producer

Order and Consent to Order

Colorado Bankers Life Insurance Company January 31, 2020 Insurance Insurance Company

Summary Order of Suspension
 

Solium Financial Services LLC 104705 February 3, 2020 Securities Broker Dealer, Unlicensed

Order and Consent to Order

Richie Logsdon 77659 January 31, 2020 Insurance Producer

Order for Reissuance After License Suspension and Expiration

THPCA d/b/a Total Home Protection 101043 January 29, 2020 Regulated Industries Unlicensed

Order and Consent to Order

Galen Hoodjer 103451 January 29, 2020 Insurance Producer

Order Reinstating License After Suspension

Jahvon J. Thompson 103448 January 28, 2020 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief

Christopher Goerdt 101762 January 21, 2020 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief 

Joseph Gering II 104246 January 15, 2020 Insurance Producer

Order for Suspension

Perla Roman 103436 January 8, 2020 Insurance Producer

Order Reinstating License After Suspension

Trish Winkowitsch 104070 January 2, 2020 Insurance Producer

Order for Suspension