The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
Click to subscribe for an email update when new orders are added to this page.
| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Fisher, John | 79174 | April 25, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Carson, Natasha | 80003 | April 24, 2013 | Insurance | Producer |
Order & Consent to Order |
| Roberts, James | 78986 | April 12, 2013 | Securities | Securities Agent |
Cease & Desist Order |
| McKeon, Brian | 77634 | April 10, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Darrell Duane Smith | 79798 | April 4, 2013 | Insurance | Producer |
Order of Summary Suspension and Notice of Opportunity for Hearing |
| Kastner, Jessica R. | 79088 | April 3, 2013 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Pierce, Roger D. | 79155 | April 3, 2013 | Insurance | Producer |
Default Order |
| Wooley, Steven | 79036 | April 1, 2013 | Insurance | Producer |
Order for Suspension |
| Yon, Wyatt | 78957 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Charles, John | 78708 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Pingel, Pamela | 77817 | March 26, 2013 | Insurance | Producer |
Proposed Decision |
| Ullico Casualty Company | March 20, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Pride National Insurance Company | March 20, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Selby-Kirsch Funeral Service, Inc & Kirsch, Michael D. | 73103 | March 21, 2013 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order & Consent to Order |
| McIntyre, Robert | 78651 | February 20, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Blackman, Jacque | 78808 | March 5, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Jones, Darnell | 78940 | March 4, 2013 | Insurance | Producer |
Order & Consent to Order |
| Johnson, David W. | 79381 | March 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| Shoemaker, Robert | 78764 | February 18, 2013 | Insurance | Producer |
Order for Suspension |
| Pautsch, David | 78709 | February 18, 2013 | Insurance | Producer |
Order for Suspension |
| Deerberg, Tiffney | 78705 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Kiefer, Stephen | 78656 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Shearer, Sharon | 78707 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Gilleland, James | 78702 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Williams, Dean | 78653 | February 8, 2013 | Insurance | Producer |
Order for Suspension |
| Sehr, Joseph L. | 78378 | February 6, 2013 | Insurance |
Proposed Decision |
|
| Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan | 79099 | February 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| Vugteveen, Larry | 78598 | January 28, 2013 | Insurance | Producer |
Order for Suspension |
| Fulwider, Robert | 77534 | December 7, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Gramercy Insurance Company | January 18, 2013 | Insurance | Insurance Company |
Suspension Order |
|
| Muse, Donald | 78710 | January 15, 2012 | Insurance | Producer |
Order for Suspension |
| UVEST Financial Services Group, Inc | 77063 | January 11, 2013 | Securities | Broker Dealer |
Administrative Consent Order |
| Link, Lacy | 78491 | January 10, 2013 | Insurance | Producer |
Suspension Order |
| Lay, Tammie L. | 78348 | January 10, 2013 | Insurance | Producer |
Suspension Order |
| Reid's Funeral Chapel | 78761 | January 8, 2013 | Regulated Industries | Unlicensed |
Order & Consent to Order |
| Frederick, Zachary T. | 78514 | January 7, 2013 | Insurance | Producer |
Consent Order |
| Smith II, Lance | 77953 | December 14, 2012 | Insurance | Producer |
Order for Suspension |
| Henry, Casey C. | 77415 | December 10, 2012 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Mitchell, Lori | 77954 | December 7, 2012 | Insurance | Producer |
Order for Suspension |
| Davis, Korey | 78351 | November 27, 2012 | Insurance | Producer |
Order for Suspension |
| Bankers Life & Casualty Company | 77064 | November 16, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Morman, Chantelle | 77955 | November 21, 2012 | Insurance | Producer |
Order for Suspension |
| Larson, Stephanie | 77979 | November 20, 2012 | Insurance | Producer |
Order for Suspension |
| Riley, Carla | 77958 | November 20, 2012 | Insurance | Producer |
Order for Suspension |
| Hancock, John | 78590 | November 9, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Peppard, Justin | 77735 | November 16, 2012 | Insurance | Producer |
Order for Suspension |
| ProEquities, Inc | 77065 | November 16, 2012 | Securities | Broker Dealer |
Administrative Consent Order |
| Sessions, Christopher | 78212 | November 13, 2012 | Insurance | Producer |
Order for Suspension |
| Rowell, David | 78186 | November 13, 2012 | Insurance | Producer |
Order for Suspension |
| Madsen, Aaron | 78095 | November 9, 2012 | Insurance | Producer |
Order for Suspension |