The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
NCCI Filing E-1402 72766 December 27, 2011 Insurance

Findings of Fact, Conclusions of Law, and Order

U.S. Patriot Services 73436 November 17, 2011 Regulated Industries Unlicensed

Cease and Desist Order and Subpoena Duces Tecum; Agreement and Consent Order

Nielsen, Larry 71121 December 7, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Ziesman, Chad 72839 December 5, 2011 Insurance Producer

Default Order

Dansco Contracting; Dan Glasgow and Joel Manley 73437 November 18, 2011 Insurance Unlicensed

Summary Cease and Desist Order

McNew, Chad G. 73020 November 17, 2011 Insurance Producer

Order and Consent to Order

Thomas, Brodie 72409 November 16, 2011 Insurance Producer

Order for Suspension

PMI Mortgage Insurance Company November 16, 2011 Insurance Insurance Company

Suspension Order

Iowa Dental Association 72585 November 8, 2011 Insurance

Declaratory Order

Clapper, Jill 69794 November 4, 2011 Regulated Industries Preneed Sales Agent

Consent to Order

Howard, Dana 72408 October 18, 2011 Insurance Producer

Order for Suspension

Inlay, Douglas 71609 October 18, 2011 Securities Securities Agent

Default Order

Armstrong, Pamela 11IID012 October 14, 2011 Insurance Producer

Proposed Decision

Western Insurance Company October 7, 2011 Insurance Insurance Company

Suspension Order

Dorenkamp, Teresa Jo 72765 September 29, 2011 Securities Securities Agent

Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

Stoneking, Jason 72566 September 27, 2011 Insurance Producer

Order for Suspension

Sferrazza, Angelo and IL Bridge Fund LLC 72127 September 26, 2011 Securities Unlicensed

Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

Handke, Troy 72567 September 23, 2011 Insurance Producer

Order and Consent to Order

Shipley, James 68175 September 15, 2011 Insurance Producer

Order and Consent Order

Scarborough, Edmund 71423 July 29, 2011 Insurance Unlicensed

Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order

Ellis, James 71588 August 8, 2011 Insurance Producer

Order and Consent to Order

Alfrey, Debbie 72455 September 6, 2011 Insurance Producer

Consent Order

Whaley, Dean 71681 September 6, 2011 Insurance Producer

Order for Suspension

Peck, Dawn 72186 September 6, 2011 Regulated Industries

Default Order

Lackland, Dante 71804 August 31, 2011 Insurance Producer

Order for Suspension

Lohr, Kenneth Robert 70899 August 23, 2011 Insurance Producer

Default Order

Travelers Casualty & Surety Company of America et al 71881 August 22, 2011 Insurance Insurance Company

Order and Consent to Order

United States Fire Insurance Company 72225 August 19, 2011 Insurance Insurance Company

Order and Consent to Order

Americas Insurance Company 71723 August 15, 2011 Insurance Insurance Company

Order and Consent to Order

Stites, Randy 70933 August 5, 2011 Insurance Producer

Default Order

Great Northwest Insurance Company 71722 July 20, 2011 Insurance Insurance Company

Order and Consent to Order

Bucy, Peter 71111 July 8, 2011 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension

McKeon, Brian 71042 July 26, 2011 Insurance Producer

Order Reinstating License After Suspension; Order For Suspension 

Financial Guaranty Insurance Company 71720 July 18, 2011 Insurance Insurance Company

Order and Consent to Order

Paulson, Bradley 71112 September 13, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Stratton, Christine 71103 July 8, 2011 Insurance Producer

Order for Suspension

Hayslett, Chad 71110 July 8, 2011 Insurance Producer

Order for Suspension

McIver, Bradley 71102 July 8, 2011 Insurance Producer

Order for Suspension

Carman, Jeffrey 71070 July 8, 2011 Insurance Producer

Order for Suspension

Mask, Shawn 71123 July 7, 2011 Insurance Producer

Agreement, Order and Consent to Order

Lindsey, Maryo 71477 June 30, 2011 Insurance Producer

Order for Suspension

Patterson, Mindi 70937 June 21, 2011 Insurance Producer

Order for Suspension

Poe, Jimmy 70930 June 16, 2011 Insurance Unlicensed

Order and Consent to Order

Simon, Joseph 68909 June 10, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

State Adjusters LLC; Donald Schuett 69194 June 7, 2011 Insurance Unlicensed

Summary Cease and Desist Order; Default Order

Penn Treaty Network America Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Park Avenue Property and Casualty Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Medical Savings Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Kleve, Linda 69482 June 3, 2011 Insurance Producer

Order and Consent to Order

Tuve, John S. 71481 June 1, 2011 Insurance Producer

Agreement, Order and Consent to Order