The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

Click to subscribe for an email update when new orders are added to this page.

 

Name Case Number Enforcement Date Subject Entity Order
Allied Property and Casualty et al 71285 May 16, 2011 Insurance Insurance Company

Order and Consent to Order

R&Q Reinsurance Company 70099 April 27, 2011 Insurance Insurance Company

Order and Consent to Order

Albright, Julie 68887 April 26, 2011 Regulated Industries Preneed Sales Agent

Proposed Decision

Thompson, Paul B. 70934 April 19, 2011 Insurance Producer

Agreement, Order and Consent to Order

Fedders, Matthew 68424 April 18, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

Reyes, Bryan 70932 April 14, 2011 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Anania, Milton 70558 April 13, 2011 Insurance Producer

Order and Consent to Order

Duehr, Mark 69672 April 11, 2011 Insurance Producer

Default Order

Degeeter, Devin T. 69101 April 5, 2011 Insurance Producer

Order and Consent to Order 

Bristol West Insurance Company 67308 March 28, 2011 Insurance Insurance Company

Order and Consent to Order

Mann, Edwin 70286 March 25, 2011 Insurance Producer

Suspension Order

Kayser, James Bernard 69300 March 25, 2011 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order and Consent to Order and Agreement

Rolle, Robin 68942 March 15, 2011 Insurance Producer

Suspension Order

Essig, Ruthann 68951 March 15, 2011 Insurance Producer

Suspension Order

Lemke, John 68983 March 10, 2011 Regulated Industries Preneed Sales Agent

Default Order

Lincoln General Insurance Company 70096 March 4, 2011 Insurance Insurance Company

Order and Consent to Order

Coleman, Ronald 68603 March 8, 2011 Insurance Producer

Order and Consent to Order

Wolff, Wesley 70458 March 4, 2011 Insurance Producer

Rescission of Order

Guttenberg Municipal Hospital 63066 February 23, 2011 Insurance

Dismissal; Proposed Decision

Flaherty, Dennis M. 68888 February 25, 2011 Insurance Public Adjuster

Order and Consent to Order

Rainey, Leland 65834 February 24, 2011 Insurance Unlicensed

Order and Consent to Order

Holtsinger, John 70273 February 22, 2011 Securities Unlicensed

Cease and Desist Order; Proposed Decision

Schliemann, Justin 69795 February 14, 2011 Insurance Producer

Suspension Order

Budget Rent A Car of Iowa City 70056 February 7, 2011 Insurance Unlicensed

Order and Consent to Order

Krier, Steven 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Feeck, Ryan 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Prosapia Financial LLC; Prosapia Capital Management LLC; Alan Lucas; Robyn Renee Palmer 68806 January 28, 2011 Securities Unlicensed

Cease and Desist Order; Proposed Decision

Blake, Michael 66623 February 1, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Howard, Dana 69735 January 18, 2011 Insurance

Order and Consent to Order

Nguyen, Alven 10DOCID023 October 14, 2010 Insurance Producer

 

Proposed Decision; Appeal Decision

Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes 66957 August 24, 2010 Securities, Insurance Investment Adviser Representative, Producer

Order and Consent to Order and Agreement 

Conseco Life Insurance Company May 28, 2010 Insurance Insurance Company

Regulatory Settlement Agreement

White, Jill 67013 April 12, 2010 Regulated Industries Preneed Sales Agent

Consent Order and Dismissal Order

Sovia, Shannon

Atlantic IA

Allegation: Failure to pay state debt.

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2009-10-05 00:00:00

Kemper, Daniel

Hallsville MO

Allegation: Misleading sales presentations; Misrepresenting the terms of a contract; demonstrating incompetence in the conduct of business; Failing to cooperate with an investigation.

Resolution: Default decision issued and license revoked.

Date of Order/Settlement: 2009-09-29 00:00:00

Kouri, John

Urbandale IA

Allegation: Forgery

Resolution: Consent Order and monetary penalty

Date of Order/Settlement: 2009-09-04 00:00:00

Marshall Cemetery Association

Marshalltown IA

Allegation: submitted verification that it repaid interest mistakenly withdrawn.

Resolution: Voluntary Settlement and Consent Order issued.

Date of Order/Settlement: 2009-08-19 00:00:00

All American Homes of Iowa LLC

Middlebury IN

Allegation: Failed to timely file

Resolution: Consent Order issued and monetary penalty assessed.

Date of Order/Settlement: 2009-08-13 00:00:00

Ball, Roger

Blair NE

Allegation: Failed to disclose previous administrative actions in his applications to become a non-resident Iowa Insurance producer.

Resolution: Consent Order issued and monetary penalty assessed.

Date of Order/Settlement: 2009-08-13 00:00:00

Hesebeck, Sherewin

Sheldon IA

Allegation: Altered insurance policy applications and altered client premium checks.

Resolution: Order and Consent to Order issued and monetary penalty assessed. Insurance producer license suspended for 180 days.

Date of Order/Settlement: 2009-08-12 00:00:00

Opheim, James

Spencer IA

Allegation: Misappropriation of funds

Resolution: Summary suspension Order to Cease and Desist and Revocation

Date of Order/Settlement: 2009-07-31 00:00:00

Stephen, Wiley

St. Louis Missouri

Allegation: Unlicensed agent

Resolution: Summary Cease and Desist Order issued

Date of Order/Settlement: 2009-07-31 00:00:00

Andersen, Elizabeth

Fort Dodge IA

Allegation: Reconsideration

Resolution: Amendment to Order and Consent to Order

Date of Order/Settlement: 2009-07-21 00:00:00

Bark, Michael

Gretna Louisiana

Allegation: Unregistered agent; unregistered securities; misrepresentations and omissions.

Resolution: Cease and Desist order issued and monetary penalty assessed.

Date of Order/Settlement: 2009-07-10 00:00:00

Woods, Jerald Lee

Elizabethtown KY

Allegation: Unregistered agent; unregistered securities

Resolution: Default Order issued with an assessed monetary penalty.

Date of Order/Settlement: 2009-07-09 00:00:00

McNeal, Jeannie M.

Cedar Rapids IA

Allegation: Child Support Violation

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2009-07-09 00:00:00

Wilcox, Travis

Ankeny IA

Allegation: Failing to comply with the terms of a consent order issued by the Insurance Commissioner

Resolution: Proposed Decision issued and monetary penalty assessed.

Date of Order/Settlement: 2009-07-08 00:00:00

Hammes, Kristina

North Liberty IA

Allegation: Failure to pay child support

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2009-06-18 00:00:00

Parks, Eric

Pacific Junction IA

Allegation: Failure to pay child support

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2009-06-18 00:00:00

Knall, David Wells

Indianapolis IN

Allegation: Summary Order Denying Application for Securities Agent License

Resolution: Order Vacating Denial of Securities Agent License

Date of Order/Settlement: 2009-06-15 00:00:00