The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Woods, Thomas 82047 April 14, 2014 Insurance Producer

Order of Probationary License

Knudsen, Derek R. 82072 February 26, 2014 Insurance Producer

Order for Suspension

Birgoyne, Liana 82082 February 21, 2014 Insurance Producer

Order & Consent to Order

Halferty, Melissa L. 82106 February 25, 2014 Insurance Producer

Order for Suspension

Robbins, Crysty 82112 February 26, 2014 Insurance Producer

Order for Suspension

Thompson, Kelly G. 82151 February 27, 2014 Insurance Producer

Order for Suspension

Christ, Rebekah N. 82185 September 25, 2014 Insurance Producer

Order & Consent to Order

Fink, Mitchell 82229 October 27, 2014 Insurance Producer

Order & Consent to Order

Ernst, Cory J. 82230 January 8, 2014 Insurance

Order & Consent to Order

Family Life Insurance Company 82269 February 19, 2014 Insurance Insurance Company

Order & Consent to Order

Continental Casualty Company 82348 March 10, 2014 Insurance Insurance Company

Order & Consent to Order

Genworth Life Insurance Company 82349 January 22, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

McClean, Deanna R. 82371 April 2, 2014 Securities, Insurance Producer, Securities Agent

Order & Consent to Order

Fisher, John F. 82407 March 31, 2014 Insurance Producer

Order for Suspension

Carry, Sarah 82451 March 3, 2014 Insurance Producer

Order & Consent to Order

Two Rivers Insurance Company, Inc. 82465 May 22, 2017 Insurance Business Entity Producer, Third Party Administrator

Order and Consent to Order

Burke, Brian C. 82518 May 1, 2014 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Burke, Brian C. 82518 May 1, 2014 Insurance Producer

Order Reinstating Licensee After Suspension

Ciha, Daniel W. 82538 March 4, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller, Unlicensed

Cease & Desist Order and Order of Suspension and Notice of Right of Hearing

Mahoney, Keith 82552 March 20, 2014 Insurance Producer

Order & Consent to Order

Guarantee Trust Life Insurance Company 82552 February 14, 2014 Insurance Insurance Company

Order Adopting Settlement

Gant, Robert R. 82568 April 21, 2014 Insurance Producer

Order for Suspension

Gant, Robert R. 82568 June 19, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Vaudt, Brady J. 82623 January 23, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Buck III, Dallas 82637 February 26, 2014 Insurance Producer

Order & Consent to Order

Pontow, Thomas 82638 March 14, 2014 Insurance Producer

Order & Consent to Order

Mikels, Mike 82734 June 12, 2014 Insurance Producer

Default Order of Revocation, C&D and Civil Penalty

Scharingson, Jeffery B. 82816 April 3, 2014 Securities, Insurance Investment Adviser Representative, Producer

Order & Consent to Order

Oberheim, Maria A. 82828 May 15, 2014 Insurance Producer

Order for Suspension

Pierce, James W. 82901 July 2, 2014 Insurance Unlicensed

Order & Consent Order

Arnie Paul Andreasen 82902 October 13, 2014 Insurance Unlicensed

Order and Consent to Order

Andreasen, Arnie Paul 82902 June 27, 2014 Insurance Unlicensed

Summary Cease and Desist Order

Taylor, Kimberly D. 82934 May 28, 2014 Insurance Producer

Order for Suspension

Bianchi, Rick 83029 October 14, 2014 Insurance Producer, Securities Agent

Order & Consent to Order

Gaye, Nyaten 83030 June 12, 2014 Insurance Producer

Default Order of Revocation, C&D and Civil Penalty

Ochsendorf, Christian 83115 September 25, 2014 Insurance Producer

Order & Consent to Order

Biede, David R. 83233 February 5, 2015 Insurance Producer

Order & Consent to Order

Waterloo Memorial Park Cemetary 83329 May 2, 2014 Regulated Industries Other

Order to Cease and Desist and Consent to Order

Papich, Michael D. 83335 May 7, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Papich, Michael D. 83335 June 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Robert L. and Michelle R. Dugger Funeral Homes LLC 83336 May 5, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order of Suspension for Good Cause as to Sales Agent

Robert L. and Michelle R. Dugger Funeral Homes LLC 83336 May 5, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order of Suspension for Good Cause as to Seller

Robert L. and Michelle R. Dugger Funeral Homes LLC 83336 May 28, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

S.K. Rogers Funeral Homes LLC 83337 May 12, 2014 Regulated Industries Preneed Seller

Order of Suspension for Good Cause

S.K. Rogers Funeral Homes LLC 83337 June 9, 2014 Regulated Industries Preneed Seller

Order & Consent to Order

Andrews, Ronald Anthony (Tony) 83390 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Andrews, Ronald Anthony (Tony) 83390 May 30, 2014 Regulated Industries Preneed Sales Agent

Order and Consent to Order

Behner, Fred A. 83393 July 11, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Behner, Fred A. 83393 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Boothby, Michael D. 83394 June 12, 2014 Insurance Preneed Sales Agent

Order & Consent to Order