The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Annie Q. Ye 105208 May 6, 2020 Insurance Producer

Order for Suspension

Trinity Healthshare, Inc. 105205 March 17, 2021 Insurance Unlicensed

Order and Consent to Order

The Aliera Companies, Inc., Jessica Joy Buddington, Aliera Healthcare, Inc., Ensurian Agency, LLC, USA Benefits & Administrators, LLC, Advevo, LLC, and Tactic Edge Solutions, LLC 105205 July 12, 2021 Insurance Producer, Third Party Administrator, Unlicensed

Order and Consent to Order

Skylre Quang 105151 May 6, 2020 Insurance Producer

Order for Suspension

Joe Finocchiaro 105128 April 27, 2020 Insurance Producer

Order for Suspension

Cory Stucky 105122 April 16, 2020 Insurance Producer

Order for Suspension

Tracy Werges 105120 May 6, 2020 Insurance Producer

Order and Consent to Order

Abul Zubair 105053 June 25, 2020 Insurance Producer

Order and Consent to Order

Bryan Bryant 105052 April 22, 2020 Insurance Producer

Order for Suspension

Douglas R. Potter 104962 November 3, 2020 Insurance Producer

Order of Revocation and to Cease and Desist

Douglas R. Potter 104962 July 29, 2020 Insurance Producer

Order and Consent to Order

Shawn R. Still 104960 October 1, 2020 Insurance Producer

Order and Consent to Order

Bene Markets, LLC 104797 April 15, 2020 Insurance Business Entity Producer

Order and Consent to Order

Stephanie Miller 104797 April 15, 2020 Insurance Producer

Order and Consent to Order

Quanaijha Spradley 104797 April 16, 2020 Insurance Producer

Order and Consent to Order

Solium Financial Services LLC 104705 February 3, 2020 Securities Broker Dealer, Unlicensed

Order and Consent to Order

Vendonn Simmons Jr. 104391 February 7, 2020 Insurance Producer

Order for Suspension

Vendonn Simmons 104391 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Kevin Meyers 104388 February 18, 2020 Insurance Producer

Order for Suspension

Travis O'Brien 104351 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Travis O'Brien 104351 February 18, 2020 Insurance Producer

Order for Suspension

Robert McClintock 104342 February 18, 2020 Insurance Producer

Order for Suspension

Jeremy Morgan 104340 February 18, 2020 Insurance Producer

Order for Suspension

Burgess Barr 104285 February 17, 2020 Insurance Producer

Order for Suspension

Ross Nicholl 104265 February 17, 2020 Insurance Producer

Order for Suspension

Barry Golinvaux 104259 February 17, 2020 Insurance Producer

Order for Suspension

Barry Golinvaux 104259 February 21, 2020 Insurance Producer

Order Reinstating License After Suspension

Joseph Gering II 104246 January 15, 2020 Insurance Producer

Order for Suspension

John A. McAfee and McAfee & Associates, Inc. 104164 February 7, 2020 Insurance Producer

Order and Consent to Order

Eldon L. Neighbor 104101 September 8, 2020 Insurance Producer

Order and Consent to Order

Trish Winkowitsch 104070 January 2, 2020 Insurance Producer

Order for Suspension

Legends Agency LLC 104040 August 13, 2021 Insurance Business Entity Producer

Order Reissuing License After Suspension and Expiration

Lawrence L. Roberts 104040 July 17, 2020 Insurance Producer

Order Reinstating License After Suspension

Lawrence L. Roberts and Legends Agency, LLC 104040 May 6, 2020 Insurance Business Entity Producer, Producer

Order and Consent to Order

Cammille R. Kammerer 103840 June 4, 2020 Insurance Producer

Order and Consent to Order

Thomas Clyce 103767 January 2, 2020 Insurance Producer

Order for Suspension

Nicholas Stewart 103647 November 25, 2019 Insurance Producer

Order for Suspension

Brenda S. Murray 103557 December 11, 2020 Insurance Producer

Order and Consent to Order

eHealth Insurance Services, Inc. 103556 July 14, 2020 Insurance Business Entity Producer

Order and Consent to Order

Cesar D. Pelaez 103487 April 9, 2020 Insurance Producer

Order for Suspension

Charles Smith 103486 December 11, 2019 Insurance Producer

Order for Suspension

Charles Smith 103486 December 17, 2019 Insurance Producer

Order Reinstating License After Suspension

Katina Parrish 103484 December 11, 2019 Insurance Producer

Order for Suspension

Galen Hoodjer 103451 December 2, 2019 Insurance Producer

Order for Suspension

Galen Hoodjer 103451 January 29, 2020 Insurance Producer

Order Reinstating License After Suspension

Home Service Club Warranty Corp. 103449 May 27, 2020 Regulated Industries Unlicensed

Order and Consent to Order

Jahvon J. Thompson 103448 January 28, 2020 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief

Perla Roman 103436 December 2, 2019 Insurance Producer

Order for Suspension

Perla Roman 103436 January 8, 2020 Insurance Producer

Order Reinstating License After Suspension

Andrew W. Joyce, Joyce Funeral Home, Inc., and Joyce-Alesch Funeral Home 103385 October 17, 2019 Regulated Industries Preneed Sales Agent, Preneed Seller, Unlicensed

Summary Cease and Desist Order