The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Whitinger, Trent

Fairfax IA

Allegation: Falsified coverage

Resolution: Consent Order issued suspending insurance producer license for 180 days and imposed a civil penalty.

Date of Order/Settlement: 2008-12-31 00:00:00

Whitney Roth 96498 February 20, 2018 Insurance Producer

Order and Consent to Order

Wickham, Eric A. 80632 October 17, 2013 Insurance Producer

Order & Consent to Order

Wilcox, Duane 86348 May 14, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Wilcox, Duane 86348 March 20, 2015 Insurance Producer

Order for Suspension

Wilcox, Travis

Ankeny IA

Allegation: Demonstrated incompetence untrustworthiness or financial irresponsibility in the course of conducting business.

Resolution: Consent Order issued and monetary penalty assessed.

Date of Order/Settlement: 2009-03-09 00:00:00

Wilcox, Travis

Ankeny IA

Allegation: Failing to comply with the terms of a consent order issued by the Insurance Commissioner

Resolution: Proposed Decision issued and monetary penalty assessed.

Date of Order/Settlement: 2009-07-08 00:00:00

Wilhelmson, Steven C. 58046

Warr Acres OK

Allegation: Providing incorrect information in license application; revocation of license by another state; failure to notify Division of prior actions.

Resolution: Order signed: License revoked

Date of Order/Settlement: 2004-10-08 00:00:00

Wilkin, Walter W. 59061

Fairbank IA

Allegation: Misrepresenting terms of a proposed insurance contract; forgery and executing insurance transactions without authority; failure to cooperate with Division investigation; twisting; unadmitted replacement.

Resolution: Order: Iowa insurance producer license revoked permanently.

Date of Order/Settlement: 2004-03-22 00:00:00

Will, Jason E. 87729 July 21, 2015 Insurance Producer

Order for Suspension

Williams, Blair C.

Ankeny IA

Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support

Resolution: License suspended.

Date of Order/Settlement: 2007-01-24 00:00:00

Williams, Dean 78653 February 8, 2013 Insurance Producer

Order for Suspension

Williams, Eric J. 89806 June 21, 2016 Insurance Producer

Order for Suspension

Williams, Melissa I. 75939 November 25, 2013 Insurance Producer

Default Order

Wills, John J. 87189 June 8, 2015 Insurance Producer

Order for Suspension

Wilson, Kenya 91310 August 15, 2016 Insurance Producer

Order for Suspension

Winders, Timothy P. 58747

Sioux City IA

Allegation: Improper offer and sale of annuity contract

Resolution: Consent signed: 2 yrs probation; Cease and Desist from further violations; Report all consumer complaints to the Insurance Division within 30 days.

Date of Order/Settlement: 2003-09-19 00:00:00

Windhaven National Insurance Company March 13, 2020 Insurance Insurance Company

Summary Order of Suspension

Winegarden, Van 76610 June 13, 2012 Insurance Producer

Order for Suspension

Winger, Douglas D. 91385 August 18, 2016 Insurance Producer

Order for Suspension

Wingerd, Matthew G. 92618 January 6, 2017 Insurance Producer

Findings of Fact, Conclusions of Law, and Order

Wingerd, Matthew G. 89088 March 21, 2016 Insurance Producer

Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief

Wolff, Wesley 70458 March 4, 2011 Insurance Producer

Rescission of Order

Woock, Casey 91726 October 13, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Woods, Jerald

Elizabethtown KY

Allegation: Sale of unregistered securities; Unregistered agent; Misrepresentations and Omissions.

Resolution: Cease & Desist Order issued.

Date of Order/Settlement: 2009-04-10 00:00:00

Woods, Jerald Lee

Elizabethtown KY

Allegation: Unregistered agent; unregistered securities

Resolution: Default Order issued with an assessed monetary penalty.

Date of Order/Settlement: 2009-07-09 00:00:00

Woods, Thomas 82047 April 14, 2014 Insurance Producer

Order of Probationary License

Wooldridge, Misty A. 92343 December 2, 2016 Insurance Producer

Order for Suspension

Wooley, Steven 79036 April 1, 2013 Insurance Producer

Order for Suspension

Worldwide Insurance Services Inc 58656

Oakton VA

Allegation: Failure to notify Division of other states actions

Resolution: Consent: Cease and desist violations; Pay $1750 Fine and $250 Costs

Date of Order/Settlement: 2005-10-28 00:00:00

Wright, Curtis M. 59493

Waterloo IA

Allegation: Failure to pay child support

Resolution: License suspended

Date of Order/Settlement: 2002-12-24 00:00:00

Wubben, Richard F. 83542 July 7, 2014 Insurance Producer

Order & Consent to Order

Xchange Benefits LLC 85163 April 20, 2016 Insurance Unlicensed

Consent Order as to Xchange Benefits LLC

Xpress Healthcare LLC and New Benefits, Ltd. 99303 September 21, 2018 Insurance Unlicensed

Summary Order to Cease and Desist

Xpress Healthcare LLC and New Benefits, Ltd. 99303 January 16, 2019 Insurance Unlicensed

Order and Consent to Order

Yamada, Judy Ann

Harlan IA

Allegation: Failure to disclose criminal convictions on appl. For licensure.

Resolution: Consent signed & monetary penalty assessed.

Date of Order/Settlement: 2007-10-15 00:00:00

Yochannon Polter 96971 January 16, 2018 Insurance Producer

Emergency Order to Cease and Desist

Yochannon Polter 96971 April 24, 2018 Insurance Producer

Consent Order

Yon, Wyatt 78957 March 26, 2013 Insurance Producer

Order for Suspension

Young, John D.

Grand Rapids MI

Allegation: Failure to notify Division of administrative action taken against him in another jurisdiction; Failure to respond to Division inquiry.

Resolution: Deafult Decision issued revoking insurance producer license.

Date of Order/Settlement: 2008-05-20 00:00:00

Young, Larry S. 81182 November 25, 2013 Insurance Producer

Order for Suspension

YourPeople, Inc., dba Zenefits FTW Insurance Services 93409 March 22, 2017 Insurance Business Entity Producer

Order and Consent to Order

Zaber, John T. 58744

Dubuque IA

Allegation: Omission from insurance application; false statement to an insurer and the Iowa Insurance Division.

Resolution: Consent signed: 2 yr probation; Pay $1000 Fine; $250 Costs

Date of Order/Settlement: 2003-08-29 00:00:00

Ziesman, Chad 72839 December 5, 2011 Insurance Producer

Default Order

Zimmerman, Jamie A. 58873

West Branch IA

Allegation: Conversion of client funds

Resolution: Consent signed: Revocation of Securities agent license and permanently barred from reapplying effective 1/13/03; Revocation of insurance producer license and permanently barred from reapplying effective 4/25/03

Date of Order/Settlement: 2003-04-25 00:00:00