The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

Click to subscribe for an email update when new orders are added to this page.

 

Name Case Number Enforcement Date Subject Entity Order
Andreasen, Arnie Paul 82902 June 27, 2014 Insurance Unlicensed

Summary Cease and Desist Order

Anderson, Thomas K.

Davenport IA

Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support.

Resolution: Iowa Insurance Producer License suspended.

Date of Order/Settlement: 2007-04-23 00:00:00

Anderson, Paul A. 59598

Alta IA

Allegation: Failure to respond to IID inquiry; failure to remit premiums

Resolution: Consent Signed: License surrendered; cooperate with investigation.

Date of Order/Settlement: 2002-07-19 00:00:00

Anderson, Neil R. 58045

Dixon IA

Allegation: Using fraudulent or dishonest practices; failure to cooperate in an investiagion by commissioner

Resolution: Order signed: License revoked

Date of Order/Settlement: 2004-10-06 00:00:00

Anderson, Gary B. 84169 October 8, 2014 Insurance Producer

Order for Suspension

Andersen, Elizabeth J. 58952

Fort Dodge IA

Allegation: Prior disciplinary action

Resolution: Consent Signed: Licensure permanently restricted to Qualification 16 personal lines; work subject to regular review by licensed producer.

Date of Order/Settlement: 2001-11-16 00:00:00

Andersen, Elizabeth

Fort Dodge IA

Allegation: Reconsideration

Resolution: Amendment to Order and Consent to Order

Date of Order/Settlement: 2009-07-21 00:00:00

Anania, Milton W. (Mike)

Des Moines IA

Allegation: Using unlicensed individuals to solicit and sell; allowing them to sign his name and submit applications; collected commissions for these sales.

Resolution: Consent signed; license suspended 30 days; 1 year probation; Cease and Desist charging $50 documentation fee; Attend ethics class; Pay $5000 fine $500 administrative costs.

Date of Order/Settlement: 2004-12-14 00:00:00

Anania, Milton 70558 April 13, 2011 Insurance Producer

Order and Consent to Order

Amerivision Communications Inc

Oklahoma City OK

Allegation: Sale of unregistered securities

Resolution: Cease and Desist the offer or sale of unregistered securities and non-exempt securities

Date of Order/Settlement: 2004-05-03 00:00:00

Ameritas Investment Corporation 78986 May 5, 2014 Securities Broker Dealer, Securities Agent

Order & Consent to Order

Americas Insurance Company 71723 August 15, 2011 Insurance Insurance Company

Order and Consent to Order

American Service Insurance Company February 20, 2020 Insurance Insurance Company

Summary Order of Suspension

American Motorists Insurance Company 80462 June 3, 2013 Insurance Insurance Company

Suspension Order

American Modern Insurance Group 87741 June 2, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

American Modern Home Insurance Company 97195 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

American Manufacturers Mutual Insurance Company July 9, 2012 Insurance Insurance Company

Suspension Order

American General Assurance Company 58945

Schaumburg IL

Allegation: Failure to respond to Division inquiry

Resolution: Consent Signed: Provide a response; $500 Fine $100 Costs

Date of Order/Settlement: 2001-11-28 00:00:00

American Family Mutual Insurance Company, S.I. June 28, 2019 Insurance Insurance Company

Order and Consent to Order

American Family Life Insurance Company

Madison WI

Allegation: Failure to Respond

Resolution: Consent Order issued and a monetary penalty assessed.

Date of Order/Settlement: 2008-02-13 00:00:00

American Family Life Assurance Company of Columbus (AFLAC) 97247 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

American Equity Investment Life Insurance Company 58055

Des Moines IA

Allegation: Failure to submit dividend information to Insurance Division prior to declaration and payment to stockholders.

Resolution: Consent signed: Agree to list dividends from January 1 2000 to present; report all dividends within 5 business days; pay $1500 fine and $500 Costs

Date of Order/Settlement: 2004-09-09 00:00:00

American Country Insurance Company February 20, 2020 Insurance Insurance Company

Summary Order of Suspension

Amerco Group, Inc 85163 September 24, 2015 Insurance Insurance Company

Summary Order to Cease & Desist by Consent and Statement of Charges

Allied Property and Casualty et al 71285 May 16, 2011 Insurance Insurance Company

Order and Consent to Order

Allianz Life Insurance Company of North America 86286 January 9, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Allianz Life Insurance Company of North America 78053 March 20, 2018 Securities Insurance Company

Modification to 2012 Regulatory Settlement Agreement

Alliant Energy November 20, 2018 Insurance

Order and Consent to Order

Alliance-One Services, Inc. 91829 January 3, 2018 Insurance Third Party Administrator

Regulatory Settlement Agreement

Allen, Douglas R. 87673 June 30, 2015 Insurance Producer

Order for Suspension

Allen, Curtis M.

Forsyth IL

Allegation: Unfair trade practice

Resolution: Order and Consent to Order and Agreement issued and is permanently barred from reapplying for an Insurance producer license in the state of Iowa. License is revoked.

Date of Order/Settlement: 2007-12-31 00:00:00

All American Homes of Iowa LLC

Middlebury IN

Allegation: Failed to timely file

Resolution: Consent Order issued and monetary penalty assessed.

Date of Order/Settlement: 2009-08-13 00:00:00

Alfrey, Debbie 72455 September 6, 2011 Insurance Producer

Consent Order

Alegent Health System 77369 July 30, 2012 Insurance Insurance Company

Order & Consent to Order

Albright, Julie 68887 April 26, 2011 Regulated Industries Preneed Sales Agent

Proposed Decision

Ahnen, David C. 88160 September 21, 2015 Insurance Producer

Order for Suspension

Ahnen, David C. 88160 November 30, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Ahmed, Saira O. 81816 January 22, 2014 Insurance Producer

Order for Suspension

Ahlf, Johnathan C. 58025

Muscatine IA

Allegation: Application fraud; forgery of customer signatures;fraudulent or dishonest practices.

Resolution: Order: License revoked

Date of Order/Settlement: 2004-07-27 00:00:00

Ahlf, Johnathan

Muscatine IA

Allegation: Reconsideration of license revocation.

Resolution: Decision issued affirming the Divisions decision to deny Ahlfs resident producer license.

Date of Order/Settlement: 2008-01-29 00:00:00

AGC Life Insurance Company 78365 October 22, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Aetna Better Health of Iowa Inc. December 16, 2016 Insurance Insurance Company

Order and Consent to Order

Adkins, Krystal 78263 July 24, 2013 Insurance Producer

Proposed Decision

Adam Ross 102497 July 29, 2019 Insurance Producer

Order for Suspension

Adam Ross 102497 August 7, 2019 Insurance Producer

Order Reinstating License After Suspension

Adam Ross 102497 September 13, 2019 Insurance Producer

Order Rescinding License Reinstatement and Order for Suspension

Adam Ross 102497 October 31, 2019 Insurance Producer

Order Reinstating License After Suspension

Adam Jr., Jack

Ankeny IA

Allegation: Failed to Notify the Division of Criminal Proceedings.

Resolution: Order and Consent to Order monetary penalty assessed.

Date of Order/Settlement: 2008-04-02 00:00:00

Adam Hocking and Adam Hocking & Associates II Inc. 105524 October 9, 2020 Insurance Business Entity Producer, Producer

Order and Consent to Order

Adam Brown 96722 February 21, 2018 Insurance Producer

Order for Suspension