The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Albright, Julie 68887 April 26, 2011 Regulated Industries Preneed Sales Agent

Proposed Decision

Flaherty, Dennis M. 68888 February 25, 2011 Insurance Public Adjuster

Order and Consent to Order

Simon, Joseph 68909 June 10, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

Rolle, Robin 68942 March 15, 2011 Insurance Producer

Suspension Order

Shad N. Clayton 68943 September 7, 2017 Insurance Producer

Order For Reissuance After License Suspension and Expiration

Essig, Ruthann 68951 March 15, 2011 Insurance Producer

Suspension Order

Lemke, John 68983 March 10, 2011 Regulated Industries Preneed Sales Agent

Default Order

Degeeter, Devin T. 69101 April 5, 2011 Insurance Producer

Order and Consent to Order 

State Adjusters LLC; Donald Schuett 69194 June 7, 2011 Insurance Unlicensed

Summary Cease and Desist Order; Default Order

Kayser, James Bernard 69300 March 25, 2011 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order and Consent to Order and Agreement

Thiede, William A. 69335 April 10, 2012 Insurance Producer

Default Order

Kleve, Linda 69482 June 3, 2011 Insurance Producer

Order and Consent to Order

Feeck, Ryan 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Krier, Steven 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Duehr, Mark 69672 April 11, 2011 Insurance Producer

Default Order

Howard, Dana 69735 January 18, 2011 Insurance

Order and Consent to Order

Clapper, Jill 69794 November 4, 2011 Regulated Industries Preneed Sales Agent

Consent to Order

Schliemann, Justin 69795 February 14, 2011 Insurance Producer

Suspension Order

Budget Rent A Car of Iowa City 70056 February 7, 2011 Insurance Unlicensed

Order and Consent to Order

Lincoln General Insurance Company 70096 March 4, 2011 Insurance Insurance Company

Order and Consent to Order

R&Q Reinsurance Company 70099 April 27, 2011 Insurance Insurance Company

Order and Consent to Order

Holtsinger, John 70273 February 22, 2011 Securities Unlicensed

Cease and Desist Order; Proposed Decision

Armstrong, Pamela 70284 April 13, 2012 Insurance Producer

Appeal Decision

Mann, Edwin 70286 March 25, 2011 Insurance Producer

Suspension Order

Wolff, Wesley 70458 March 4, 2011 Insurance Producer

Rescission of Order

Anania, Milton 70558 April 13, 2011 Insurance Producer

Order and Consent to Order

Steve's Roofing, Inc 70835 September 5, 2014 Insurance

Order Affirming Insurer's Decision

Lohr, Kenneth Robert 70899 August 23, 2011 Insurance Producer

Default Order

Steve's Roofing, Inc 70907 August 20, 2013 Insurance

Order on Remand

Poe, Jimmy 70930 June 16, 2011 Insurance Unlicensed

Order and Consent to Order

Reyes, Bryan 70932 April 14, 2011 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Stites, Randy 70933 August 5, 2011 Insurance Producer

Default Order

Thompson, Paul B. 70934 April 19, 2011 Insurance Producer

Agreement, Order and Consent to Order

Patterson, Mindi 70937 June 21, 2011 Insurance Producer

Order for Suspension

McKeon, Brian 71042 July 26, 2011 Insurance Producer

Order Reinstating License After Suspension; Order For Suspension 

Carman, Jeffrey 71070 July 8, 2011 Insurance Producer

Order for Suspension

McIver, Bradley 71102 July 8, 2011 Insurance Producer

Order for Suspension

Stratton, Christine 71103 July 8, 2011 Insurance Producer

Order for Suspension

Hayslett, Chad 71110 July 8, 2011 Insurance Producer

Order for Suspension

Bucy, Peter 71111 July 8, 2011 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension

Paulson, Bradley 71112 September 13, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Nielsen, Larry 71121 December 7, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Mask, Shawn 71123 July 7, 2011 Insurance Producer

Agreement, Order and Consent to Order

Allied Property and Casualty et al 71285 May 16, 2011 Insurance Insurance Company

Order and Consent to Order

Scarborough, Edmund 71423 July 29, 2011 Insurance Unlicensed

Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order

Lindsey, Maryo 71477 June 30, 2011 Insurance Producer

Order for Suspension

Tuve, John S. 71481 June 1, 2011 Insurance Producer

Agreement, Order and Consent to Order

Morgan Asset Management, Inc; Morgan Keegan & Company, Inc. 71514 July 27, 2012 Securities Broker Dealer, Investment Adviser

Administrative Consent Order

Ellis, James J. 71588 August 8, 2011 Insurance Producer

Order & Consent to Order

Ellis, James 71588 August 8, 2011 Insurance Producer

Order and Consent to Order