The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Armstrong, Pamela 70284 April 13, 2012 Insurance Producer

Appeal Decision

Mann, Edwin 70286 March 25, 2011 Insurance Producer

Suspension Order

Wolff, Wesley 70458 March 4, 2011 Insurance Producer

Rescission of Order

Anania, Milton 70558 April 13, 2011 Insurance Producer

Order and Consent to Order

Steve's Roofing, Inc 70835 September 5, 2014 Insurance

Order Affirming Insurer's Decision

Lohr, Kenneth Robert 70899 August 23, 2011 Insurance Producer

Default Order

Steve's Roofing, Inc 70907 August 20, 2013 Insurance

Order on Remand

Poe, Jimmy 70930 June 16, 2011 Insurance Unlicensed

Order and Consent to Order

Reyes, Bryan 70932 April 14, 2011 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Stites, Randy 70933 August 5, 2011 Insurance Producer

Default Order

Thompson, Paul B. 70934 April 19, 2011 Insurance Producer

Agreement, Order and Consent to Order

Patterson, Mindi 70937 June 21, 2011 Insurance Producer

Order for Suspension

McKeon, Brian 71042 July 26, 2011 Insurance Producer

Order Reinstating License After Suspension; Order For Suspension 

Carman, Jeffrey 71070 July 8, 2011 Insurance Producer

Order for Suspension

McIver, Bradley 71102 July 8, 2011 Insurance Producer

Order for Suspension

Stratton, Christine 71103 July 8, 2011 Insurance Producer

Order for Suspension

Hayslett, Chad 71110 July 8, 2011 Insurance Producer

Order for Suspension

Bucy, Peter 71111 July 8, 2011 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension

Paulson, Bradley 71112 September 13, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Nielsen, Larry 71121 December 7, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Mask, Shawn 71123 July 7, 2011 Insurance Producer

Agreement, Order and Consent to Order

Allied Property and Casualty et al 71285 May 16, 2011 Insurance Insurance Company

Order and Consent to Order

Scarborough, Edmund 71423 July 29, 2011 Insurance Unlicensed

Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order

Lindsey, Maryo 71477 June 30, 2011 Insurance Producer

Order for Suspension

Tuve, John S. 71481 June 1, 2011 Insurance Producer

Agreement, Order and Consent to Order

Morgan Asset Management, Inc; Morgan Keegan & Company, Inc. 71514 July 27, 2012 Securities Broker Dealer, Investment Adviser

Administrative Consent Order

Ellis, James 71588 August 8, 2011 Insurance Producer

Order and Consent to Order

Ellis, James J. 71588 August 8, 2011 Insurance Producer

Order & Consent to Order

Inlay, Douglas 71609 October 18, 2011 Securities Securities Agent

Default Order

Whaley, Dean 71681 September 6, 2011 Insurance Producer

Order for Suspension

Financial Guaranty Insurance Company 71720 July 18, 2011 Insurance Insurance Company

Order and Consent to Order

Great Northwest Insurance Company 71722 July 20, 2011 Insurance Insurance Company

Order and Consent to Order

Americas Insurance Company 71723 August 15, 2011 Insurance Insurance Company

Order and Consent to Order

Lackland, Dante 71804 August 31, 2011 Insurance Producer

Order for Suspension

Travelers Casualty & Surety Company of America et al 71881 August 22, 2011 Insurance Insurance Company

Order and Consent to Order

Sferrazza, Angelo and IL Bridge Fund LLC 72127 September 26, 2011 Securities Unlicensed

Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

Peck, Dawn 72186 September 6, 2011 Regulated Industries

Default Order

United States Fire Insurance Company 72225 August 19, 2011 Insurance Insurance Company

Order and Consent to Order

Raymond James & Associates, Inc 72282 September 17, 2012 Securities Broker Dealer

Administrative Consent Order

Howard, Dana 72408 October 18, 2011 Insurance Producer

Order for Suspension

Thomas, Brodie 72409 November 16, 2011 Insurance Producer

Order for Suspension

Alfrey, Debbie 72455 September 6, 2011 Insurance Producer

Consent Order

Stoneking, Jason 72566 September 27, 2011 Insurance Producer

Order for Suspension

Handke, Troy 72567 September 23, 2011 Insurance Producer

Order and Consent to Order

Iowa Dental Association 72585 November 8, 2011 Insurance

Declaratory Order

Hague, Mervin Duane 72598 March 2, 2012 Securities, Insurance Unlicensed

Cease and Desist Order and Subpoena Duces Tecum; Order and Consent to Order and Agreement

Roth, Brian 72743 January 9, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Dorenkamp, Teresa Jo 72765 September 29, 2011 Securities Securities Agent

Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License

NCCI Filing E-1402 72766 December 27, 2011 Insurance

Findings of Fact, Conclusions of Law, and Order

Jerrick, Rober 72768 March 21, 2014 Insurance Producer

Order & Consent to Order