The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Burns, Ann Marie 74153 May 25, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Reynaldo Castillo 74155 July 6, 2021 Insurance Producer

Order Reissuing License After Revocation

Castillo, Reynaldo 74155 April 18, 2012 Insurance Producer

Order and Consent to Order

Stalheim, Roger L. 75491 June 11, 2012 Insurance Producer

Order & Consent to Order

Livezey, Scott M. 75917 June 13, 2012 Insurance Producer

Default Order

Beaman, Sarah E. 75929 October 17, 2016 Insurance Producer

Order Lifting Suspension After Suspension and Expiration and Order for Suspension

Beaman, Sarah 75929 April 16, 2012 Insurance Producer

Order for Suspension

Jones, Jeffrey G. 75938 April 9, 2012 Insurance Producer

Order and Consent to Order

Williams, Melissa I. 75939 November 25, 2013 Insurance Producer

Default Order

Harris, Keith J. 75940 April 2, 2012 Insurance Producer

Order and Consent to Order

Crouch, Kelly D. 75964 April 19, 2012 Insurance Producer

Consent Order

Matlock, Walter S. 75966 April 12, 2012 Regulated Industries

Proposed Decision

Bries, Michael 76000 May 1, 2012 Insurance Producer

Order for Suspension

Riley, Logan 76150 May 4, 2012 Insurance Producer

Order for Suspension

Salgado, Jose 76187 April 11, 2014 Insurance Producer

Order & Consent to Order

Hulstein Jr., Tony 76267 May 3, 2013 Insurance Producer

Proposed Decision

Freed, Ronald 76389 May 30, 2012 Insurance Producer

Order for Suspension

Burkett, Corinne 76390 May 30, 2012 Insurance Producer

Order for Suspension

Norris, Steven T. 76447 March 20, 2012 Insurance Producer

Order and Consent to Order

Olberding, Dean E. 76453 March 3, 2017 Insurance Producer

Order for Reissuance After License Suspension and Expiration and Order for Suspension

Neal, Tomica 76454 July 13, 2012 Insurance Producer

Order for Suspension

Ellis, James J. 76549 August 22, 2012 Insurance Producer

Proposed Decision

Ellis, James J. 76549 April 16, 2012 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Winegarden, Van 76610 June 13, 2012 Insurance Producer

Order for Suspension

Kruger, Stephen 76611 June 13, 2012 Insurance Producer

Order for Suspension

Thomas, Rayna 76613 August 12, 2012 Insurance Producer

Order for Suspension

Kingston, Richard 76614 July 17, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Douglas, Vincent 76619 June 13, 2012 Insurance Producer

Order for Suspension

Hjelmland, Bjorn 76675 October 23, 2013 Insurance Producer

Proposed Decision

Berry, Rodney D. 76741 August 10, 2012 Insurance Producer

Proposed Decision

Berry, Rodney D. 76741 April 25, 2012 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing 

Spratt, Michael 76763 July 13, 2012 Insurance Producer

Order for Suspension

Phillips, Dale 76804 July 23, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Hibbing, Timothy W. 76938 September 6, 2013 Insurance Producer

Order & Consent to Order

UVEST Financial Services Group, Inc 77063 January 11, 2013 Securities Broker Dealer

Administrative Consent Order

Bankers Life and Casualty Company 77064 November 6, 2012 Securities Unlicensed

Administrative Consent Order

Bankers Life & Casualty Company 77064 November 16, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Bankers Life and Casualty Co. and BLC Financial Services, Inc. 77064 January 2, 2019 Securities Unlicensed

Amended Consent Order

ProEquities, Inc 77065 November 16, 2012 Securities Broker Dealer

Administrative Consent Order

Lange, Richard A. 77073 July 10, 2012 Insurance Producer

Order & Consent to Order

Stammer, Terry 77096 August 22, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Alegent Health System 77369 July 30, 2012 Insurance Insurance Company

Order & Consent to Order

Black, Michael 77402 September 7, 2012 Insurance Producer

Order for Suspension

Henry, Casey C. 77415 December 10, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Stepanek, John M. 77458 August 2, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Lickiss, Stephen 77483 November 9, 2012 Insurance Producer

Order for Suspension

Abel, Mark E. 77531 October 1, 2012 Insurance Producer

Order for Suspension

Lacour, Connie 77532 October 1, 2012 Insurance Producer

Order for Suspension

Fulwider, Robert 77534 December 7, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Grillet, Sandy 77536 October 1, 2012 Insurance Producer

Order for Suspension