The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Kruger, Stephen 76611 June 13, 2012 Insurance Producer

Order for Suspension

Thomas, Rayna 76613 August 12, 2012 Insurance Producer

Order for Suspension

Kingston, Richard 76614 July 17, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Douglas, Vincent 76619 June 13, 2012 Insurance Producer

Order for Suspension

Hjelmland, Bjorn 76675 October 23, 2013 Insurance Producer

Proposed Decision

Berry, Rodney D. 76741 August 10, 2012 Insurance Producer

Proposed Decision

Berry, Rodney D. 76741 April 25, 2012 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing 

Spratt, Michael 76763 July 13, 2012 Insurance Producer

Order for Suspension

Phillips, Dale 76804 July 23, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Hibbing, Timothy W. 76938 September 6, 2013 Insurance Producer

Order & Consent to Order

UVEST Financial Services Group, Inc 77063 January 11, 2013 Securities Broker Dealer

Administrative Consent Order

Bankers Life and Casualty Co. and BLC Financial Services, Inc. 77064 January 2, 2019 Securities Unlicensed

Amended Consent Order

Bankers Life and Casualty Company 77064 November 6, 2012 Securities Unlicensed

Administrative Consent Order

Bankers Life & Casualty Company 77064 November 16, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

ProEquities, Inc 77065 November 16, 2012 Securities Broker Dealer

Administrative Consent Order

Lange, Richard A. 77073 July 10, 2012 Insurance Producer

Order & Consent to Order

Stammer, Terry 77096 August 22, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Alegent Health System 77369 July 30, 2012 Insurance Insurance Company

Order & Consent to Order

Black, Michael 77402 September 7, 2012 Insurance Producer

Order for Suspension

Henry, Casey C. 77415 December 10, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Stepanek, John M. 77458 August 2, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Lickiss, Stephen 77483 November 9, 2012 Insurance Producer

Order for Suspension

Abel, Mark E. 77531 October 1, 2012 Insurance Producer

Order for Suspension

Lacour, Connie 77532 October 1, 2012 Insurance Producer

Order for Suspension

Fulwider, Robert 77534 December 7, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Grillet, Sandy 77536 October 1, 2012 Insurance Producer

Order for Suspension

McKeon, Brian 77634 April 10, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Oberly, Linda 77639 October 11, 2012 Insurance Producer

Order for Suspension

Brown, Russell 77643 October 11, 2012 Insurance Producer

Order for Suspension

Lloyd, Timothy 77647 October 11, 2012 Insurance Producer

Order for Suspension

Kelderman, Curtis 77651 October 12, 2012 Insurance Producer

Order for Suspension

Kelderman, Curtis B. 77651 October 12, 2017 Insurance Producer

Order for Reissuance After License Suspension and Expiration and Order for Suspension

Schmidt, Jeffrey 77652 October 12, 2012 Insurance Producer

Order for Suspension

Fitzgibbon, Joseph 77656 October 26, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Atwood, Thomas 77658 October 12, 2012 Insurance Producer

Order for Suspension

Richie Logsdon 77659 January 31, 2020 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Logsdon, Richie 77659 October 12, 2012 Insurance Producer

Order for Suspension

Kapp, Charles 77724 October 24, 2012 Insurance Producer

Order for Suspension

Peppard, Justin 77735 November 16, 2012 Insurance Producer

Order for Suspension

Ryder System, Inc. 77799 September 4, 2012 Insurance

Order & Consent to Order

Pingel, Pamela 77817 March 26, 2013 Insurance Producer

Proposed Decision

Smith II, Lance 77953 December 14, 2012 Insurance Producer

Order for Suspension

Mitchell, Lori 77954 December 7, 2012 Insurance Producer

Order for Suspension

Morman, Chantelle 77955 November 21, 2012 Insurance Producer

Order for Suspension

Riley, Carla 77958 November 20, 2012 Insurance Producer

Order for Suspension

Larson, Stephanie 77979 November 20, 2012 Insurance Producer

Order for Suspension

Allianz Life Insurance Company of North America 78053 March 20, 2018 Securities Insurance Company

Modification to 2012 Regulatory Settlement Agreement

Madsen, Aaron 78095 November 9, 2012 Insurance Producer

Order for Suspension

Welte, Douglas E. 78144 October 8, 2012 Insurance Producer

Order & Consent to Order

Owens, Myron A. 78159 February 24, 2014 Insurance Producer

Order & Consent to Order