The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

Click to subscribe for an email update when new orders are added to this page.

 

Name Case Number Enforcement Date Subject Entity Order
Rowell, David 78186 November 13, 2012 Insurance Producer

Order for Suspension

Kalny, Megan 78211 April 28, 2014 Insurance Producer

Order Reinstating License After Suspension

Sessions, Christopher 78212 November 13, 2012 Insurance Producer

Order for Suspension

Huynh, Samantha 78229 December 18, 2013 Insurance Producer

Proposed Decision

Adkins, Krystal 78263 July 24, 2013 Insurance Producer

Proposed Decision

Nationwide Financial Services, Inc 78284 October 15, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Lay, Tammie L. 78348 January 10, 2013 Insurance Producer

Suspension Order

Davis, Korey 78351 November 27, 2012 Insurance Producer

Order for Suspension

AGC Life Insurance Company 78365 October 22, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Sehr, Joseph L. 78378 February 6, 2013 Insurance

Proposed Decision

Link, Lacy 78491 January 10, 2013 Insurance Producer

Suspension Order

Frederick, Zachary T. 78514 January 7, 2013 Insurance Producer

Consent Order

Hancock, John 78590 November 9, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Vugteveen, Larry 78598 January 28, 2013 Insurance Producer

Order for Suspension

McIntyre, Robert 78651 February 20, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Williams, Dean 78653 February 8, 2013 Insurance Producer

Order for Suspension

Robertson, Bruce 78655 June 27, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Kiefer, Stephen 78656 February 15, 2013 Insurance Producer

Order for Suspension

Gilleland, James 78702 February 15, 2013 Insurance Producer

Order for Suspension

Deerberg, Tiffney 78705 February 15, 2013 Insurance Producer

Order for Suspension

Shearer, Sharon 78707 February 15, 2013 Insurance Producer

Order for Suspension

Charles, John 78708 March 26, 2013 Insurance Producer

Order for Suspension

Pautsch, David 78709 February 18, 2013 Insurance Producer

Order for Suspension

Muse, Donald 78710 January 15, 2012 Insurance Producer

Order for Suspension

Reid's Funeral Chapel 78761 January 8, 2013 Regulated Industries Unlicensed

Order & Consent to Order

Shoemaker, Robert 78764 February 18, 2013 Insurance Producer

Order for Suspension

Schwieder, Jason 78765 May 21, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Abbas, Lyle H. 78786 October 21, 2014 Insurance

Decision and Declaratory Order

Blackman, Jacque 78808 March 5, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension 

Trucke, Shannon M. 78816 July 31, 2013 Insurance Producer

Default Order

Serati, Stephen 78901 July 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Jones, Darnell 78940 March 4, 2013 Insurance Producer

Order & Consent to Order

Yon, Wyatt 78957 March 26, 2013 Insurance Producer

Order for Suspension

Roberts, James 78986 April 12, 2013 Securities Securities Agent

Cease & Desist Order

Ameritas Investment Corporation 78986 May 5, 2014 Securities Broker Dealer, Securities Agent

Order & Consent to Order

Roberts, James 78986 May 20, 2013 Insurance Producer

Order of Summary of Suspension and Notice of Opportunity for Hearing

Roberts, James 78986 December 23, 2013 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order & Consent to Order

Wooley, Steven 79036 April 1, 2013 Insurance Producer

Order for Suspension

Kastner, Jessica R. 79088 April 3, 2013 Regulated Industries Preneed Sales Agent

Default Order

Lambic Telcom 79092 July 11, 2013 Insurance

Findings of Fact, Conclusions of Law and Order

Gomez, Kenneth and Sullivan, Brian 79099 July 18, 2013 Securities Unlicensed

Proposed Decision

Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan 79099 February 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

Pierce, Roger D. 79155 April 3, 2013 Insurance Producer

Default Order

Fisher, John 79174 April 25, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Benton, Pamela 79181 April 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Peterson, Steven 79264 April 26, 2013 Insurance Producer

Order for Suspension

Petefish, Daniel 79326 November 21, 2013 Insurance Producer

Default Order

Johnson, David W. 79381 March 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

McDowell, Darren 79412 May 9, 2013 Insurance Producer

Order for Suspension

Hoefflin, Craig R. 79636 May 16, 2013 Insurance Producer

Order & Consent to Order