The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Darrell Duane Smith 79798 April 4, 2013 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Smith, Darrell D. 79798 July 15, 2013 Securities, Insurance Producer, Securities Agent

Order & Consent to Order and Agreement

Carson, Natasha 80003 April 24, 2013 Insurance Producer

Order & Consent to Order

Long, Chris 80030 September 10, 2013 Insurance Producer

Order for Suspension

Rhoades, David 80033 November 25, 2014 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Bauer, Debra J. 80039 September 12, 2013 Insurance Producer

Proposed Decision

Ouverson, Neil L. 80075 October 30, 2013 Insurance Producer

Order & Consent to Order

Flaherty, Joseph R. 80169 August 30, 2013 Insurance Producer

Order & Consent to Order

McKinnon, Justin 80196 October 25, 2013 Insurance Producer

Default Order

Hankins, Catherine 80210 August 8, 2013 Insurance Producer

Order for Suspension

McKinney, Jesse 80211 August 8, 2013 Insurance Producer

Order for Suspension

Guess, Mathew W. 80221 July 10, 2013 Insurance Producer

Order & Consent to Order

Crosser, Kenneth 80240 February 12, 2014 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order and Consent to Order

Voyager Financial Group, LLC 80240 September 20, 2013 Securities Unlicensed

Order and Consent to Order and Agreement

Voyager Financial Group, LLC 80240 June 4, 2013 Securities Unlicensed

Cease & Desist Order

Richardson, Tom 80333 December 30, 2013 Insurance Producer

Order & Consent Order

Garza, Gregorio 80379 August 8, 2013 Insurance Producer

Order for Suspension

Waterloo Memorial Park Cemetery 80382 May 14, 2013 Regulated Industries Other

Voluntary Settlement and Consent Order

Drivers Insurance Company 80461 June 3, 2013 Insurance Insurance Company

Suspension Order

American Motorists Insurance Company 80462 June 3, 2013 Insurance Insurance Company

Suspension Order

McGregor, Kristine M. 80569 October 4, 2013 Regulated Industries Preneed Seller

Default Order

Cross, Jared M. 80570 November 1, 2013 Regulated Industries Preneed Sales Agent

Default Order

Crawford, Angela L. 80571 September 30, 2013 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Krieg, Katherine A. 80581 November 4, 2013 Regulated Industries Preneed Sales Agent

Proposed Decision

Life Insurance Company of North America 80583 May 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

McChesney, Clinton C. 80591 April 15, 2015 Insurance Producer

Order & Consent to Order

Broadspire Services Inc 80602 September 24, 2013 Insurance Third Party Administrator

Order & Consent to Order

Wickham, Eric A. 80632 October 17, 2013 Insurance Producer

Order & Consent to Order

Schroder, Mark A. 80745 November 13, 2013 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension 

RBC Capital Markets, LLC 80979 December 5, 2013 Securities Broker Dealer

Administrative Consent Order

Ege Jr., John L. 81007 November 4, 2013 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Young, Larry S. 81182 November 25, 2013 Insurance Producer

Order for Suspension

Rooker, Andrew W. 81209 November 15, 2013 Insurance Producer

Order for Suspension

Miller, Todd A. 81223 August 30, 2013 Insurance Producer

Order of Summary Suspension & Opportunity for Hearing

Miller, Todd A. 81223 December 23, 2013 Insurance Producer

Default Order of Revocation, Cease & Desist and Civil Penalty

TIAA_CREF 81252 August 1, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

ING 81254 August 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Jiles, Vincent 81298 December 24, 2013 Insurance Producer

Order for Suspension

Gilliatt, Lindsay 81327 October 28, 2013 Insurance Producer

Order & Consent to Order

Chastang, Jasmine 81328 February 6, 2014 Insurance Producer

Default Order

Brown, Kunta L. 81358 December 11, 2013 Insurance Producer

Order for Suspension

Finken, Bonnie R. 81394 July 29, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Stewart, Jeffrey A. 81432 October 15, 2013 Securities, Insurance Investment Adviser Representative, Producer

Order & Consent to Order

Schoian, John P. 81547 November 12, 2013 Insurance Producer

Order for Suspension

Midland National Life Insurance Company 81679 October 23, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

New York Life Insurance Company 81680 October 29, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

White, Brian M. 81767 January 13, 2014 Insurance Producer

Order for Suspension

Ahmed, Saira O. 81816 January 22, 2014 Insurance Producer

Order for Suspension

Valenti, Anthony 81849 February 25, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

Fyfe, James J. 81866 January 24, 2014 Insurance Producer

Order for Suspension