The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Schwieder, Jason 78765 May 21, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Abbas, Lyle H. 78786 October 21, 2014 Insurance

Decision and Declaratory Order

Blackman, Jacque 78808 March 5, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension 

Trucke, Shannon M. 78816 July 31, 2013 Insurance Producer

Default Order

Serati, Stephen 78901 July 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Jones, Darnell 78940 March 4, 2013 Insurance Producer

Order & Consent to Order

Yon, Wyatt 78957 March 26, 2013 Insurance Producer

Order for Suspension

Roberts, James 78986 May 20, 2013 Insurance Producer

Order of Summary of Suspension and Notice of Opportunity for Hearing

Ameritas Investment Corporation 78986 May 5, 2014 Securities Broker Dealer, Securities Agent

Order & Consent to Order

Roberts, James 78986 December 23, 2013 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order & Consent to Order

Roberts, James 78986 April 12, 2013 Securities Securities Agent

Cease & Desist Order

Wooley, Steven 79036 April 1, 2013 Insurance Producer

Order for Suspension

Kastner, Jessica R. 79088 April 3, 2013 Regulated Industries Preneed Sales Agent

Default Order

Lambic Telcom 79092 July 11, 2013 Insurance

Findings of Fact, Conclusions of Law and Order

Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan 79099 February 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

Gomez, Kenneth and Sullivan, Brian 79099 July 18, 2013 Securities Unlicensed

Proposed Decision

Pierce, Roger D. 79155 April 3, 2013 Insurance Producer

Default Order

Fisher, John 79174 April 25, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Benton, Pamela 79181 April 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Peterson, Steven 79264 April 26, 2013 Insurance Producer

Order for Suspension

Petefish, Daniel 79326 November 21, 2013 Insurance Producer

Default Order

Johnson, David W. 79381 March 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

McDowell, Darren 79412 May 9, 2013 Insurance Producer

Order for Suspension

Hoefflin, Craig R. 79636 May 16, 2013 Insurance Producer

Order & Consent to Order

Darrell Duane Smith 79798 April 4, 2013 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Smith, Darrell D. 79798 July 15, 2013 Securities, Insurance Producer, Securities Agent

Order & Consent to Order and Agreement

Carson, Natasha 80003 April 24, 2013 Insurance Producer

Order & Consent to Order

Long, Chris 80030 September 10, 2013 Insurance Producer

Order for Suspension

Rhoades, David 80033 November 25, 2014 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Bauer, Debra J. 80039 September 12, 2013 Insurance Producer

Proposed Decision

Ouverson, Neil L. 80075 October 30, 2013 Insurance Producer

Order & Consent to Order

Flaherty, Joseph R. 80169 August 30, 2013 Insurance Producer

Order & Consent to Order

McKinnon, Justin 80196 October 25, 2013 Insurance Producer

Default Order

Hankins, Catherine 80210 August 8, 2013 Insurance Producer

Order for Suspension

McKinney, Jesse 80211 August 8, 2013 Insurance Producer

Order for Suspension

Guess, Mathew W. 80221 July 10, 2013 Insurance Producer

Order & Consent to Order

Crosser, Kenneth 80240 February 12, 2014 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order and Consent to Order

Voyager Financial Group, LLC 80240 June 4, 2013 Securities Unlicensed

Cease & Desist Order

Voyager Financial Group, LLC 80240 September 20, 2013 Securities Unlicensed

Order and Consent to Order and Agreement

Richardson, Tom 80333 December 30, 2013 Insurance Producer

Order & Consent Order

Garza, Gregorio 80379 August 8, 2013 Insurance Producer

Order for Suspension

Waterloo Memorial Park Cemetery 80382 May 14, 2013 Regulated Industries Other

Voluntary Settlement and Consent Order

Drivers Insurance Company 80461 June 3, 2013 Insurance Insurance Company

Suspension Order

American Motorists Insurance Company 80462 June 3, 2013 Insurance Insurance Company

Suspension Order

McGregor, Kristine M. 80569 October 4, 2013 Regulated Industries Preneed Seller

Default Order

Cross, Jared M. 80570 November 1, 2013 Regulated Industries Preneed Sales Agent

Default Order

Crawford, Angela L. 80571 September 30, 2013 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Krieg, Katherine A. 80581 November 4, 2013 Regulated Industries Preneed Sales Agent

Proposed Decision

Life Insurance Company of North America 80583 May 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

McChesney, Clinton C. 80591 April 15, 2015 Insurance Producer

Order & Consent to Order