The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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Name | Case Number | Order Date | Subject | Entity | Order |
---|---|---|---|---|---|
Broadspire Services Inc | 80602 | September 24, 2013 | Insurance | Third Party Administrator |
Order & Consent to Order |
Wickham, Eric A. | 80632 | October 17, 2013 | Insurance | Producer |
Order & Consent to Order |
Schroder, Mark A. | 80745 | November 13, 2013 | Insurance | Producer |
Order Reinstating License After Suspension; Order for Suspension |
RBC Capital Markets, LLC | 80979 | December 5, 2013 | Securities | Broker Dealer |
Administrative Consent Order |
Ege Jr., John L. | 81007 | November 4, 2013 | Insurance | Producer |
Order Reinstating License After Suspension and Suspension Order |
Young, Larry S. | 81182 | November 25, 2013 | Insurance | Producer |
Order for Suspension |
Rooker, Andrew W. | 81209 | November 15, 2013 | Insurance | Producer |
Order for Suspension |
Miller, Todd A. | 81223 | December 23, 2013 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
Miller, Todd A. | 81223 | August 30, 2013 | Insurance | Producer |
Order of Summary Suspension & Opportunity for Hearing |
TIAA_CREF | 81252 | August 1, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
ING | 81254 | August 13, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
Jiles, Vincent | 81298 | December 24, 2013 | Insurance | Producer |
Order for Suspension |
Gilliatt, Lindsay | 81327 | October 28, 2013 | Insurance | Producer |
Order & Consent to Order |
Chastang, Jasmine | 81328 | February 6, 2014 | Insurance | Producer |
Default Order |
Brown, Kunta L. | 81358 | December 11, 2013 | Insurance | Producer |
Order for Suspension |
Finken, Bonnie R. | 81394 | July 29, 2015 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
Stewart, Jeffrey A. | 81432 | October 15, 2013 | Securities, Insurance | Investment Adviser Representative, Producer |
Order & Consent to Order |
Schoian, John P. | 81547 | November 12, 2013 | Insurance | Producer |
Order for Suspension |
Midland National Life Insurance Company | 81679 | October 23, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
New York Life Insurance Company | 81680 | October 29, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
White, Brian M. | 81767 | January 13, 2014 | Insurance | Producer |
Order for Suspension |
Ahmed, Saira O. | 81816 | January 22, 2014 | Insurance | Producer |
Order for Suspension |
Valenti, Anthony | 81849 | February 25, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
Fyfe, James J. | 81866 | January 24, 2014 | Insurance | Producer |
Order for Suspension |
Transamerica Life Insurance Company | 81869 | October 3, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
MetLife | 81895 | May 29, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
UBS Financial Services, Inc | 81914 | December 10, 2013 | Securities | Broker Dealer |
Consent Order and Order to Cease and Desist |
Gless, Chelsea L. | 81918 | December 1, 2014 | Insurance | Producer |
Order & Consent to Order |
Clark, John T. | 81918 | December 1, 2014 | Insurance | Producer |
Order & Consent to Order |
Surber, Ryan C. | 81919 | February 20, 2014 | Insurance | Producer |
Order for Suspension |
Livezey, Scott M. | 81929 | February 19, 2014 | Insurance | Producer |
Order for Suspension |
Jones, Michael L. | 81930 | January 22, 2014 | Insurance | Producer |
Order & Consent Order |
Lincoln National Life Insurance Company | 82023 | January 21, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
Spenny, Samantha L. | 82041 | March 24, 2014 | Insurance | Producer |
Order & Consent to Order |
Woods, Thomas | 82047 | April 14, 2014 | Insurance | Producer |
Order of Probationary License |
Knudsen, Derek R. | 82072 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
Birgoyne, Liana | 82082 | February 21, 2014 | Insurance | Producer |
Order & Consent to Order |
Halferty, Melissa L. | 82106 | February 25, 2014 | Insurance | Producer |
Order for Suspension |
Robbins, Crysty | 82112 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
Thompson, Kelly G. | 82151 | February 27, 2014 | Insurance | Producer |
Order for Suspension |
Christ, Rebekah N. | 82185 | September 25, 2014 | Insurance | Producer |
Order & Consent to Order |
Fink, Mitchell | 82229 | October 27, 2014 | Insurance | Producer |
Order & Consent to Order |
Ernst, Cory J. | 82230 | January 8, 2014 | Insurance |
Order & Consent to Order |
|
Family Life Insurance Company | 82269 | February 19, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
Continental Casualty Company | 82348 | March 10, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
Genworth Life Insurance Company | 82349 | January 22, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
McClean, Deanna R. | 82371 | April 2, 2014 | Securities, Insurance | Producer, Securities Agent |
Order & Consent to Order |
Fisher, John F. | 82407 | March 31, 2014 | Insurance | Producer |
Order for Suspension |
Carry, Sarah | 82451 | March 3, 2014 | Insurance | Producer |
Order & Consent to Order |
Two Rivers Insurance Company, Inc. | 82465 | May 22, 2017 | Insurance | Business Entity Producer, Third Party Administrator |
Order and Consent to Order |