The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Broadspire Services Inc 80602 September 24, 2013 Insurance Third Party Administrator

Order & Consent to Order

Wickham, Eric A. 80632 October 17, 2013 Insurance Producer

Order & Consent to Order

Schroder, Mark A. 80745 November 13, 2013 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension 

RBC Capital Markets, LLC 80979 December 5, 2013 Securities Broker Dealer

Administrative Consent Order

Ege Jr., John L. 81007 November 4, 2013 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Young, Larry S. 81182 November 25, 2013 Insurance Producer

Order for Suspension

Rooker, Andrew W. 81209 November 15, 2013 Insurance Producer

Order for Suspension

Miller, Todd A. 81223 December 23, 2013 Insurance Producer

Default Order of Revocation, Cease & Desist and Civil Penalty

Miller, Todd A. 81223 August 30, 2013 Insurance Producer

Order of Summary Suspension & Opportunity for Hearing

TIAA_CREF 81252 August 1, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

ING 81254 August 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Jiles, Vincent 81298 December 24, 2013 Insurance Producer

Order for Suspension

Gilliatt, Lindsay 81327 October 28, 2013 Insurance Producer

Order & Consent to Order

Chastang, Jasmine 81328 February 6, 2014 Insurance Producer

Default Order

Brown, Kunta L. 81358 December 11, 2013 Insurance Producer

Order for Suspension

Finken, Bonnie R. 81394 July 29, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Stewart, Jeffrey A. 81432 October 15, 2013 Securities, Insurance Investment Adviser Representative, Producer

Order & Consent to Order

Schoian, John P. 81547 November 12, 2013 Insurance Producer

Order for Suspension

Midland National Life Insurance Company 81679 October 23, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

New York Life Insurance Company 81680 October 29, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

White, Brian M. 81767 January 13, 2014 Insurance Producer

Order for Suspension

Ahmed, Saira O. 81816 January 22, 2014 Insurance Producer

Order for Suspension

Valenti, Anthony 81849 February 25, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

Fyfe, James J. 81866 January 24, 2014 Insurance Producer

Order for Suspension

Transamerica Life Insurance Company 81869 October 3, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

MetLife 81895 May 29, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

UBS Financial Services, Inc 81914 December 10, 2013 Securities Broker Dealer

Consent Order and Order to Cease and Desist

Gless, Chelsea L. 81918 December 1, 2014 Insurance Producer

Order & Consent to Order

Clark, John T. 81918 December 1, 2014 Insurance Producer

Order & Consent to Order

Surber, Ryan C. 81919 February 20, 2014 Insurance Producer

Order for Suspension

Livezey, Scott M. 81929 February 19, 2014 Insurance Producer

Order for Suspension

Jones, Michael L. 81930 January 22, 2014 Insurance Producer

Order & Consent Order

Lincoln National Life Insurance Company 82023 January 21, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

Spenny, Samantha L. 82041 March 24, 2014 Insurance Producer

Order & Consent to Order

Woods, Thomas 82047 April 14, 2014 Insurance Producer

Order of Probationary License

Knudsen, Derek R. 82072 February 26, 2014 Insurance Producer

Order for Suspension

Birgoyne, Liana 82082 February 21, 2014 Insurance Producer

Order & Consent to Order

Halferty, Melissa L. 82106 February 25, 2014 Insurance Producer

Order for Suspension

Robbins, Crysty 82112 February 26, 2014 Insurance Producer

Order for Suspension

Thompson, Kelly G. 82151 February 27, 2014 Insurance Producer

Order for Suspension

Christ, Rebekah N. 82185 September 25, 2014 Insurance Producer

Order & Consent to Order

Fink, Mitchell 82229 October 27, 2014 Insurance Producer

Order & Consent to Order

Ernst, Cory J. 82230 January 8, 2014 Insurance

Order & Consent to Order

Family Life Insurance Company 82269 February 19, 2014 Insurance Insurance Company

Order & Consent to Order

Continental Casualty Company 82348 March 10, 2014 Insurance Insurance Company

Order & Consent to Order

Genworth Life Insurance Company 82349 January 22, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

McClean, Deanna R. 82371 April 2, 2014 Securities, Insurance Producer, Securities Agent

Order & Consent to Order

Fisher, John F. 82407 March 31, 2014 Insurance Producer

Order for Suspension

Carry, Sarah 82451 March 3, 2014 Insurance Producer

Order & Consent to Order

Two Rivers Insurance Company, Inc. 82465 May 22, 2017 Insurance Business Entity Producer, Third Party Administrator

Order and Consent to Order