The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Valenti, Anthony 81849 February 25, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

Fyfe, James J. 81866 January 24, 2014 Insurance Producer

Order for Suspension

Transamerica Life Insurance Company 81869 October 3, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

MetLife 81895 May 29, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

UBS Financial Services, Inc 81914 December 10, 2013 Securities Broker Dealer

Consent Order and Order to Cease and Desist

Gless, Chelsea L. 81918 December 1, 2014 Insurance Producer

Order & Consent to Order

Clark, John T. 81918 December 1, 2014 Insurance Producer

Order & Consent to Order

Surber, Ryan C. 81919 February 20, 2014 Insurance Producer

Order for Suspension

Livezey, Scott M. 81929 February 19, 2014 Insurance Producer

Order for Suspension

Jones, Michael L. 81930 January 22, 2014 Insurance Producer

Order & Consent Order

Lincoln National Life Insurance Company 82023 January 21, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

Spenny, Samantha L. 82041 March 24, 2014 Insurance Producer

Order & Consent to Order

Woods, Thomas 82047 April 14, 2014 Insurance Producer

Order of Probationary License

Knudsen, Derek R. 82072 February 26, 2014 Insurance Producer

Order for Suspension

Birgoyne, Liana 82082 February 21, 2014 Insurance Producer

Order & Consent to Order

Halferty, Melissa L. 82106 February 25, 2014 Insurance Producer

Order for Suspension

Robbins, Crysty 82112 February 26, 2014 Insurance Producer

Order for Suspension

Thompson, Kelly G. 82151 February 27, 2014 Insurance Producer

Order for Suspension

Christ, Rebekah N. 82185 September 25, 2014 Insurance Producer

Order & Consent to Order

Fink, Mitchell 82229 October 27, 2014 Insurance Producer

Order & Consent to Order

Ernst, Cory J. 82230 January 8, 2014 Insurance

Order & Consent to Order

Family Life Insurance Company 82269 February 19, 2014 Insurance Insurance Company

Order & Consent to Order

Continental Casualty Company 82348 March 10, 2014 Insurance Insurance Company

Order & Consent to Order

Genworth Life Insurance Company 82349 January 22, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

McClean, Deanna R. 82371 April 2, 2014 Securities, Insurance Producer, Securities Agent

Order & Consent to Order

Fisher, John F. 82407 March 31, 2014 Insurance Producer

Order for Suspension

Carry, Sarah 82451 March 3, 2014 Insurance Producer

Order & Consent to Order

Two Rivers Insurance Company, Inc. 82465 May 22, 2017 Insurance Business Entity Producer, Third Party Administrator

Order and Consent to Order

Burke, Brian C. 82518 May 1, 2014 Insurance Producer

Order Reinstating Licensee After Suspension

Burke, Brian C. 82518 May 1, 2014 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Ciha, Daniel W. 82538 March 4, 2014 Regulated Industries Preneed Sales Agent, Preneed Seller, Unlicensed

Cease & Desist Order and Order of Suspension and Notice of Right of Hearing

Mahoney, Keith 82552 March 20, 2014 Insurance Producer

Order & Consent to Order

Guarantee Trust Life Insurance Company 82552 February 14, 2014 Insurance Insurance Company

Order Adopting Settlement

Gant, Robert R. 82568 June 19, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Gant, Robert R. 82568 April 21, 2014 Insurance Producer

Order for Suspension

Vaudt, Brady J. 82623 January 23, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Buck III, Dallas 82637 February 26, 2014 Insurance Producer

Order & Consent to Order

Pontow, Thomas 82638 March 14, 2014 Insurance Producer

Order & Consent to Order

Mikels, Mike 82734 June 12, 2014 Insurance Producer

Default Order of Revocation, C&D and Civil Penalty

Scharingson, Jeffery B. 82816 April 3, 2014 Securities, Insurance Investment Adviser Representative, Producer

Order & Consent to Order

Oberheim, Maria A. 82828 May 15, 2014 Insurance Producer

Order for Suspension

Pierce, James W. 82901 July 2, 2014 Insurance Unlicensed

Order & Consent Order

Arnie Paul Andreasen 82902 October 13, 2014 Insurance Unlicensed

Order and Consent to Order

Andreasen, Arnie Paul 82902 June 27, 2014 Insurance Unlicensed

Summary Cease and Desist Order

Taylor, Kimberly D. 82934 May 28, 2014 Insurance Producer

Order for Suspension

Bianchi, Rick 83029 October 14, 2014 Insurance Producer, Securities Agent

Order & Consent to Order

Gaye, Nyaten 83030 June 12, 2014 Insurance Producer

Default Order of Revocation, C&D and Civil Penalty

Ochsendorf, Christian 83115 September 25, 2014 Insurance Producer

Order & Consent to Order

Biede, David R. 83233 February 5, 2015 Insurance Producer

Order & Consent to Order

Waterloo Memorial Park Cemetary 83329 May 2, 2014 Regulated Industries Other

Order to Cease and Desist and Consent to Order