The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Broadspire Services Inc | 80602 | September 24, 2013 | Insurance | Third Party Administrator |
Order & Consent to Order |
| Wickham, Eric A. | 80632 | October 17, 2013 | Insurance | Producer |
Order & Consent to Order |
| Schroder, Mark A. | 80745 | November 13, 2013 | Insurance | Producer |
Order Reinstating License After Suspension; Order for Suspension |
| RBC Capital Markets, LLC | 80979 | December 5, 2013 | Securities | Broker Dealer |
Administrative Consent Order |
| Ege Jr., John L. | 81007 | November 4, 2013 | Insurance | Producer |
Order Reinstating License After Suspension and Suspension Order |
| Young, Larry S. | 81182 | November 25, 2013 | Insurance | Producer |
Order for Suspension |
| Rooker, Andrew W. | 81209 | November 15, 2013 | Insurance | Producer |
Order for Suspension |
| Miller, Todd A. | 81223 | December 23, 2013 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Miller, Todd A. | 81223 | August 30, 2013 | Insurance | Producer |
Order of Summary Suspension & Opportunity for Hearing |
| TIAA_CREF | 81252 | August 1, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| ING | 81254 | August 13, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Jiles, Vincent | 81298 | December 24, 2013 | Insurance | Producer |
Order for Suspension |
| Gilliatt, Lindsay | 81327 | October 28, 2013 | Insurance | Producer |
Order & Consent to Order |
| Chastang, Jasmine | 81328 | February 6, 2014 | Insurance | Producer |
Default Order |
| Brown, Kunta L. | 81358 | December 11, 2013 | Insurance | Producer |
Order for Suspension |
| Finken, Bonnie R. | 81394 | July 29, 2015 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Stewart, Jeffrey A. | 81432 | October 15, 2013 | Securities, Insurance | Investment Adviser Representative, Producer |
Order & Consent to Order |
| Schoian, John P. | 81547 | November 12, 2013 | Insurance | Producer |
Order for Suspension |
| Midland National Life Insurance Company | 81679 | October 23, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| New York Life Insurance Company | 81680 | October 29, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| White, Brian M. | 81767 | January 13, 2014 | Insurance | Producer |
Order for Suspension |
| Ahmed, Saira O. | 81816 | January 22, 2014 | Insurance | Producer |
Order for Suspension |
| Valenti, Anthony | 81849 | February 25, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Fyfe, James J. | 81866 | January 24, 2014 | Insurance | Producer |
Order for Suspension |
| Transamerica Life Insurance Company | 81869 | October 3, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| MetLife | 81895 | May 29, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| UBS Financial Services, Inc | 81914 | December 10, 2013 | Securities | Broker Dealer |
Consent Order and Order to Cease and Desist |
| Gless, Chelsea L. | 81918 | December 1, 2014 | Insurance | Producer |
Order & Consent to Order |
| Clark, John T. | 81918 | December 1, 2014 | Insurance | Producer |
Order & Consent to Order |
| Surber, Ryan C. | 81919 | February 20, 2014 | Insurance | Producer |
Order for Suspension |
| Livezey, Scott M. | 81929 | February 19, 2014 | Insurance | Producer |
Order for Suspension |
| Jones, Michael L. | 81930 | January 22, 2014 | Insurance | Producer |
Order & Consent Order |
| Lincoln National Life Insurance Company | 82023 | January 21, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Spenny, Samantha L. | 82041 | March 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Woods, Thomas | 82047 | April 14, 2014 | Insurance | Producer |
Order of Probationary License |
| Knudsen, Derek R. | 82072 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
| Birgoyne, Liana | 82082 | February 21, 2014 | Insurance | Producer |
Order & Consent to Order |
| Halferty, Melissa L. | 82106 | February 25, 2014 | Insurance | Producer |
Order for Suspension |
| Robbins, Crysty | 82112 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
| Thompson, Kelly G. | 82151 | February 27, 2014 | Insurance | Producer |
Order for Suspension |
| Christ, Rebekah N. | 82185 | September 25, 2014 | Insurance | Producer |
Order & Consent to Order |
| Fink, Mitchell | 82229 | October 27, 2014 | Insurance | Producer |
Order & Consent to Order |
| Ernst, Cory J. | 82230 | January 8, 2014 | Insurance |
Order & Consent to Order |
|
| Family Life Insurance Company | 82269 | February 19, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
| Continental Casualty Company | 82348 | March 10, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
| Genworth Life Insurance Company | 82349 | January 22, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| McClean, Deanna R. | 82371 | April 2, 2014 | Securities, Insurance | Producer, Securities Agent |
Order & Consent to Order |
| Fisher, John F. | 82407 | March 31, 2014 | Insurance | Producer |
Order for Suspension |
| Carry, Sarah | 82451 | March 3, 2014 | Insurance | Producer |
Order & Consent to Order |
| Two Rivers Insurance Company, Inc. | 82465 | May 22, 2017 | Insurance | Business Entity Producer, Third Party Administrator |
Order and Consent to Order |