The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Valenti, Anthony | 81849 | February 25, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Fyfe, James J. | 81866 | January 24, 2014 | Insurance | Producer |
Order for Suspension |
| Transamerica Life Insurance Company | 81869 | October 3, 2013 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| MetLife | 81895 | May 29, 2012 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| UBS Financial Services, Inc | 81914 | December 10, 2013 | Securities | Broker Dealer |
Consent Order and Order to Cease and Desist |
| Gless, Chelsea L. | 81918 | December 1, 2014 | Insurance | Producer |
Order & Consent to Order |
| Clark, John T. | 81918 | December 1, 2014 | Insurance | Producer |
Order & Consent to Order |
| Surber, Ryan C. | 81919 | February 20, 2014 | Insurance | Producer |
Order for Suspension |
| Livezey, Scott M. | 81929 | February 19, 2014 | Insurance | Producer |
Order for Suspension |
| Jones, Michael L. | 81930 | January 22, 2014 | Insurance | Producer |
Order & Consent Order |
| Lincoln National Life Insurance Company | 82023 | January 21, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Spenny, Samantha L. | 82041 | March 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Woods, Thomas | 82047 | April 14, 2014 | Insurance | Producer |
Order of Probationary License |
| Knudsen, Derek R. | 82072 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
| Birgoyne, Liana | 82082 | February 21, 2014 | Insurance | Producer |
Order & Consent to Order |
| Halferty, Melissa L. | 82106 | February 25, 2014 | Insurance | Producer |
Order for Suspension |
| Robbins, Crysty | 82112 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
| Thompson, Kelly G. | 82151 | February 27, 2014 | Insurance | Producer |
Order for Suspension |
| Christ, Rebekah N. | 82185 | September 25, 2014 | Insurance | Producer |
Order & Consent to Order |
| Fink, Mitchell | 82229 | October 27, 2014 | Insurance | Producer |
Order & Consent to Order |
| Ernst, Cory J. | 82230 | January 8, 2014 | Insurance |
Order & Consent to Order |
|
| Family Life Insurance Company | 82269 | February 19, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
| Continental Casualty Company | 82348 | March 10, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
| Genworth Life Insurance Company | 82349 | January 22, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| McClean, Deanna R. | 82371 | April 2, 2014 | Securities, Insurance | Producer, Securities Agent |
Order & Consent to Order |
| Fisher, John F. | 82407 | March 31, 2014 | Insurance | Producer |
Order for Suspension |
| Carry, Sarah | 82451 | March 3, 2014 | Insurance | Producer |
Order & Consent to Order |
| Two Rivers Insurance Company, Inc. | 82465 | May 22, 2017 | Insurance | Business Entity Producer, Third Party Administrator |
Order and Consent to Order |
| Burke, Brian C. | 82518 | May 1, 2014 | Insurance | Producer |
Order Reinstating Licensee After Suspension |
| Burke, Brian C. | 82518 | May 1, 2014 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Ciha, Daniel W. | 82538 | March 4, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller, Unlicensed |
Cease & Desist Order and Order of Suspension and Notice of Right of Hearing |
| Mahoney, Keith | 82552 | March 20, 2014 | Insurance | Producer |
Order & Consent to Order |
| Guarantee Trust Life Insurance Company | 82552 | February 14, 2014 | Insurance | Insurance Company |
Order Adopting Settlement |
| Gant, Robert R. | 82568 | June 19, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Gant, Robert R. | 82568 | April 21, 2014 | Insurance | Producer |
Order for Suspension |
| Vaudt, Brady J. | 82623 | January 23, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Buck III, Dallas | 82637 | February 26, 2014 | Insurance | Producer |
Order & Consent to Order |
| Pontow, Thomas | 82638 | March 14, 2014 | Insurance | Producer |
Order & Consent to Order |
| Mikels, Mike | 82734 | June 12, 2014 | Insurance | Producer |
Default Order of Revocation, C&D and Civil Penalty |
| Scharingson, Jeffery B. | 82816 | April 3, 2014 | Securities, Insurance | Investment Adviser Representative, Producer |
Order & Consent to Order |
| Oberheim, Maria A. | 82828 | May 15, 2014 | Insurance | Producer |
Order for Suspension |
| Pierce, James W. | 82901 | July 2, 2014 | Insurance | Unlicensed |
Order & Consent Order |
| Arnie Paul Andreasen | 82902 | October 13, 2014 | Insurance | Unlicensed |
Order and Consent to Order |
| Andreasen, Arnie Paul | 82902 | June 27, 2014 | Insurance | Unlicensed |
Summary Cease and Desist Order |
| Taylor, Kimberly D. | 82934 | May 28, 2014 | Insurance | Producer |
Order for Suspension |
| Bianchi, Rick | 83029 | October 14, 2014 | Insurance | Producer, Securities Agent |
Order & Consent to Order |
| Gaye, Nyaten | 83030 | June 12, 2014 | Insurance | Producer |
Default Order of Revocation, C&D and Civil Penalty |
| Ochsendorf, Christian | 83115 | September 25, 2014 | Insurance | Producer |
Order & Consent to Order |
| Biede, David R. | 83233 | February 5, 2015 | Insurance | Producer |
Order & Consent to Order |
| Waterloo Memorial Park Cemetary | 83329 | May 2, 2014 | Regulated Industries | Other |
Order to Cease and Desist and Consent to Order |