The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
Click to subscribe for an email update when new orders are added to this page.
| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Quast, Steven Jon | 83429 | May 28, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent Order |
| Quast, Steven J. | 83429 | May 8, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
| Ramsden, Mark A. | 83430 | June 24, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Ramsden, Mark A. | 83430 | May 8, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
| Rosenberg, Misty L. | 83431 | June 24, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Rosenberg, Misty L. | 83431 | May 7, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Casue |
| Schroeder, Melvin | 83453 | June 24, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Thomas, Kirk | 83456 | June 23, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Nissen, Laura L. | 83459 | September 8, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent Order |
| Rodriguez, Anabel | 83463 | September 9, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent Order |
| Frank, Christopher T. | 83468 | July 29, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Schultz, Doug A. | 83495 | June 12, 2014 | Insurance | Producer |
Order for Suspension |
| Cummings, Ryan C. | 83506 | July 15, 2014 | Insurance | Producer |
Order for Suspension |
| Wubben, Richard F. | 83542 | July 7, 2014 | Insurance | Producer |
Order & Consent to Order |
| Schoepske, Dennis L. | 83562 | July 22, 2014 | Insurance | Producer |
Order for Suspension |
| Henton, Brian | 83574 | September 4, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Pribil, John W. | 83575 | August 11, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Baltes, John R. | 84166 | October 8, 2014 | Insurance | Producer |
Order & Consent to Order |
| Lyman, Lynn M. | 84167 | September 4, 2014 | Insurance | Producer |
Order for Suspension |
| Anderson, Gary B. | 84169 | October 8, 2014 | Insurance | Producer |
Order for Suspension |
| Diaz, Rodrigo | 84186 | August 20, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Walker, Charles R. | 84207 | August 11, 2014 | Insurance | Producer |
Order for Suspension |
| Kopatz, Christopher | 84412 | September 4, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| J.P. Morgan Securities | 84425 | June 23, 2014 | Securities | Broker Dealer |
Administrative Consent Order |
| Francisco, Michael L. | 84427 | August 7, 2014 | Insurance |
Default Order Upholding Refusal to Issue Insurance Producer License |
|
| Volts, Michael R. | 84452 | November 12, 2014 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Broessel, Christopher R. | 84457 | September 22, 2014 | Insurance | Producer |
Order for Suspension |
| Dunbar, De Borah | 84464 | November 12, 2014 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Mitchell, Mark Sebastian | 84468 | September 17, 2014 | Insurance | Producer |
Default Order of Revocation. Cease and Desist and Civil Penalty |
| Lahey Funeral & Cremation Services | 84470 | November 24, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order & Consent to Order |
| Lahey Funeral & Cremation Services | 84470 | October 27, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order of Suspension for Good Cause |
| Thompson, Rodney | 84480 | September 29, 2014 | Insurance | Producer |
Order for Suspension |
| Speck, Jason | 84481 | November 24, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Speck, Jason W. | 84481 | September 3, 2014 | Insurance | Producer |
Order for Suspension |
| Thoman, Linette E. | 84486 | August 25, 2014 | Insurance | Producer |
Order & Consent to Order |
| Rodriguez, Daniel | 84487 | September 25, 2014 | Insurance | Producer |
Order & Consent to Order |
| Memorial Park Services, Inc | 84537 | July 7, 2014 | Regulated Industries | Preneed Seller |
Consent Order and Notice of Right to Hearing |
| Ash, Jeffrey A. | 84548 | September 11, 2014 | Insurance | Producer |
Order & Consent to Order |
| Nguyen, Paul J. | 84705 | August 28, 2014 | Insurance | Producer |
Order for Suspension |
| Goodding, Britney J. | 84719 | December 30, 2014 | Insurance | Producer |
Order & Consent to Order |
| Owen, Stephanie | 84720 | March 25, 2015 | Insurance | Producer |
Order & Consent to Order |
| Owen, Stephenie L. | 84720 | October 27, 2014 | Insurance |
Default Order Upholding Refusal to Issue Insurance Producer License |
|
| Morell, Antonio | 84801 | October 1, 2014 | Insurance | Producer |
Order for Suspension |
| Roos, Adam D. | 84985 | August 4, 2015 | Insurance | Producer |
Order & Consent to Order |
| Kramer, Rebekah | 85054 | September 29, 2014 | Insurance | Producer |
Order for Suspension |
| Thompson, Edwin J. | 85074 | November 12, 2014 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Healy, Melinda S. | 85120 | November 4, 2014 | Insurance | Producer |
Order for suspension |
| Cullor, Aaron Rex | 85150 | November 12, 2014 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Donald Ira Pinansky; Dylan Brent Sporn; Marc Shaye Sporn; Brynna Starr Sporn; Consolidated USA Insurance, Inc.; Starr Insurance Group Inc.; Amerco Group, Inc. fka Amerco Insurance, Inc.; Xchange Benefits LLC; and Selected Market Insurance | 85163 | November 26, 2016 | Insurance | Business Entity Producer, Producer, Unlicensed |
Default Decision and Order to Cease and Desist and for Payment of Civil Penalties and Costs as to Starr Insurance Group Inc. |
| Selected Market Insurance Group, LLC | 85163 | August 28, 2015 | Insurance | Third Party Administrator |
Consent Order as to Respondent Selected Market Insurance Group LLC. |