The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

Click to subscribe for an email update when new orders are added to this page.

 

Name Case Number Enforcement Date Subject Entity Order
Symetra Life Insurance Company 85949 December 2, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

Sun Life Companies 85950 December 2, 2014 Insurance Insurance Company

Regulatory Settlement Agreement

Garrison, Anna M. 85967 April 4, 2015 Insurance Producer

Default Order

Bradford, Shaylea C. 86231 March 12, 2015 Insurance Producer

Order for Suspension

Allianz Life Insurance Company of North America 86286 January 9, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Wilcox, Duane 86348 May 14, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Wilcox, Duane 86348 March 20, 2015 Insurance Producer

Order for Suspension

Borcherding, Cory J. 86403 March 25, 2016 Insurance Producer

Order and Consent to Order

Finer, Randall A. 86463 February 14, 2015 Securities Unlicensed

Summary Order to Cease and Desist and Statement of Charges

Finer, Randall A. 86463 May 26, 2016 Securities Unlicensed

Modified Final Order to Cease and Desist with Restitution and Costs

Ryan, Nicholas T. 86545 May 4, 2015 Insurance Producer

Order for Suspension

Ryan, Nicholas T. 86545 May 20, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Roe, Elizabeth A. 86567 June 7, 2016 Insurance Unlicensed

Order and Consent to Order

Brown, Jami Lynn 86616 April 17, 2015 Insurance Producer

Order for Suspension

Nelson, Christine R. 86713 July 30, 2015 Regulated Industries Unlicensed

Order

Christine R. Nelson 86713 February 24, 2015 Regulated Industries Preneed Seller

Cease and Desist Order

Murdoch Funeral Homes, Inc. 86759 March 18, 2015 Regulated Industries Preneed Seller

Consent Order

Rader-Smith, Michelle D. 86805 May 5, 2015 Insurance Producer

Order for Suspension

Manuel, Dion L. 86926 July 2, 2015 Insurance Producer

Summary Suspension of Insurance Producer License

Manuel, Dion L. 86926 August 31, 2015 Insurance Producer

Final Order for Revocation of Insurance Producer License

Mether, Lynn C. 86965 April 20, 2015 Insurance Producer

Order for Suspension

Pacific Life Insurance Company 87020 March 24, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Guardian Life Insurance Company of America 87164 April 6, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Wills, John J. 87189 June 8, 2015 Insurance Producer

Order for Suspension

Hoodjer, Galen 87208 April 10, 2019 Insurance Producer

Order For Reissuance After License Suspension and Expiration and Order for Suspension

Hoodjer, Galen C. 87208 June 11, 2015 Insurance Producer

Order for Suspension

Gray, David R. 87457 October 20, 2015 Securities Securities Agent

Regulatory Settlement Agreement

Parker, Debra A. 87514 July 21, 2015 Insurance Producer

Order for Suspension

Citigroup Global Markets Inc 87635 November 25, 2015 Securities Broker Dealer

Administrative Consent Order

Allen, Douglas R. 87673 June 30, 2015 Insurance Producer

Order for Suspension

Will, Jason E. 87729 July 21, 2015 Insurance Producer

Order for Suspension

American Modern Insurance Group 87741 June 2, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Salem, Stephen J. 87763 August 6, 2015 Insurance Producer

Order for Suspension

Davis, Samele Becca 87834 August 19, 2015 Insurance Producer

Order for Suspension

Kenney, Jacob D. 87973 August 28, 2015 Insurance Producer

Order for Suspension

Kenney, Jacob D. 87973 August 31, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Kinder, Kimberly J. 88108 September 15, 2015 Insurance Producer

Order for Suspension

Carson Energy, Inc.; Earl Carter Bills II; Anthony Weber; and Jerrold S. Rothous 88113 August 27, 2015 Securities Unlicensed

Summary Order to Cease and Desist

Carson Energy, Inc.; Earl Carter Bills; Anthony Weber; and Jerrold S. Rothouse 88113 June 2, 2020 Securities Unlicensed

Final Order

Ahnen, David C. 88160 November 30, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Ahnen, David C. 88160 September 21, 2015 Insurance Producer

Order for Suspension

Lester, Shane M. 88183 September 23, 2015 Insurance Producer

Order for Suspension

Waterloo Elmwood Cemetery Association 88189 September 22, 2015 Regulated Industries Unlicensed

Order & Consent to Order

McIntosh, Rockne 88210 September 24, 2015 Insurance Producer

Order for Suspension

Lukan, Tina M. 88218 October 21, 2015 Insurance Producer

Order & Consent to Order

Sagnella, Michael J. 88257 October 15, 2015 Insurance Producer

Order for Suspension

Ryan, Nicholas T. 88260 September 30, 2015 Insurance Producer

Order for Suspension

Nicholas T. Ryan 88260 December 7, 2020 Insurance Producer

Order Following License Suspension and Expiration

Martin, Charles L. 88262 September 30, 2015 Insurance Producer

Order for Suspension

Hietbrink, Paul s. 88268 March 24, 2017 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order