The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Symetra Life Insurance Company | 85949 | December 2, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Sun Life Companies | 85950 | December 2, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Garrison, Anna M. | 85967 | April 4, 2015 | Insurance | Producer |
Default Order |
| Bradford, Shaylea C. | 86231 | March 12, 2015 | Insurance | Producer |
Order for Suspension |
| Allianz Life Insurance Company of North America | 86286 | January 9, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Wilcox, Duane | 86348 | May 14, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Wilcox, Duane | 86348 | March 20, 2015 | Insurance | Producer |
Order for Suspension |
| Borcherding, Cory J. | 86403 | March 25, 2016 | Insurance | Producer |
Order and Consent to Order |
| Finer, Randall A. | 86463 | February 14, 2015 | Securities | Unlicensed |
Summary Order to Cease and Desist and Statement of Charges |
| Finer, Randall A. | 86463 | May 26, 2016 | Securities | Unlicensed |
Modified Final Order to Cease and Desist with Restitution and Costs |
| Ryan, Nicholas T. | 86545 | May 4, 2015 | Insurance | Producer |
Order for Suspension |
| Ryan, Nicholas T. | 86545 | May 20, 2015 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| Roe, Elizabeth A. | 86567 | June 7, 2016 | Insurance | Unlicensed |
Order and Consent to Order |
| Brown, Jami Lynn | 86616 | April 17, 2015 | Insurance | Producer |
Order for Suspension |
| Nelson, Christine R. | 86713 | July 30, 2015 | Regulated Industries | Unlicensed |
Order |
| Christine R. Nelson | 86713 | February 24, 2015 | Regulated Industries | Preneed Seller |
Cease and Desist Order |
| Murdoch Funeral Homes, Inc. | 86759 | March 18, 2015 | Regulated Industries | Preneed Seller |
Consent Order |
| Rader-Smith, Michelle D. | 86805 | May 5, 2015 | Insurance | Producer |
Order for Suspension |
| Manuel, Dion L. | 86926 | July 2, 2015 | Insurance | Producer |
Summary Suspension of Insurance Producer License |
| Manuel, Dion L. | 86926 | August 31, 2015 | Insurance | Producer |
Final Order for Revocation of Insurance Producer License |
| Mether, Lynn C. | 86965 | April 20, 2015 | Insurance | Producer |
Order for Suspension |
| Pacific Life Insurance Company | 87020 | March 24, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Guardian Life Insurance Company of America | 87164 | April 6, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Wills, John J. | 87189 | June 8, 2015 | Insurance | Producer |
Order for Suspension |
| Hoodjer, Galen | 87208 | April 10, 2019 | Insurance | Producer |
Order For Reissuance After License Suspension and Expiration and Order for Suspension |
| Hoodjer, Galen C. | 87208 | June 11, 2015 | Insurance | Producer |
Order for Suspension |
| Gray, David R. | 87457 | October 20, 2015 | Securities | Securities Agent |
Regulatory Settlement Agreement |
| Parker, Debra A. | 87514 | July 21, 2015 | Insurance | Producer |
Order for Suspension |
| Citigroup Global Markets Inc | 87635 | November 25, 2015 | Securities | Broker Dealer |
Administrative Consent Order |
| Allen, Douglas R. | 87673 | June 30, 2015 | Insurance | Producer |
Order for Suspension |
| Will, Jason E. | 87729 | July 21, 2015 | Insurance | Producer |
Order for Suspension |
| American Modern Insurance Group | 87741 | June 2, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Salem, Stephen J. | 87763 | August 6, 2015 | Insurance | Producer |
Order for Suspension |
| Davis, Samele Becca | 87834 | August 19, 2015 | Insurance | Producer |
Order for Suspension |
| Kenney, Jacob D. | 87973 | August 28, 2015 | Insurance | Producer |
Order for Suspension |
| Kenney, Jacob D. | 87973 | August 31, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Kinder, Kimberly J. | 88108 | September 15, 2015 | Insurance | Producer |
Order for Suspension |
| Carson Energy, Inc.; Earl Carter Bills II; Anthony Weber; and Jerrold S. Rothous | 88113 | August 27, 2015 | Securities | Unlicensed |
Summary Order to Cease and Desist |
| Carson Energy, Inc.; Earl Carter Bills; Anthony Weber; and Jerrold S. Rothouse | 88113 | June 2, 2020 | Securities | Unlicensed |
Final Order |
| Ahnen, David C. | 88160 | November 30, 2016 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Ahnen, David C. | 88160 | September 21, 2015 | Insurance | Producer |
Order for Suspension |
| Lester, Shane M. | 88183 | September 23, 2015 | Insurance | Producer |
Order for Suspension |
| Waterloo Elmwood Cemetery Association | 88189 | September 22, 2015 | Regulated Industries | Unlicensed |
Order & Consent to Order |
| McIntosh, Rockne | 88210 | September 24, 2015 | Insurance | Producer |
Order for Suspension |
| Lukan, Tina M. | 88218 | October 21, 2015 | Insurance | Producer |
Order & Consent to Order |
| Sagnella, Michael J. | 88257 | October 15, 2015 | Insurance | Producer |
Order for Suspension |
| Ryan, Nicholas T. | 88260 | September 30, 2015 | Insurance | Producer |
Order for Suspension |
| Nicholas T. Ryan | 88260 | December 7, 2020 | Insurance | Producer |
Order Following License Suspension and Expiration |
| Martin, Charles L. | 88262 | September 30, 2015 | Insurance | Producer |
Order for Suspension |
| Hietbrink, Paul s. | 88268 | March 24, 2017 | Insurance | Producer |
Order Reinstating License After Suspension and Order and Consent to Order |