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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Sort descending Enforcement Date Subject Entity Order Non-compliance Case
Guardian Life Insurance Company of America 87164 April 6, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
Wills, John J. 87189 June 8, 2015 Insurance Producer

Order for Suspension

Yes
Hoodjer, Galen C. 87208 June 11, 2015 Insurance Producer

Order for Suspension

Yes
Hoodjer, Galen 87208 April 10, 2019 Insurance Producer

Order For Reissuance After License Suspension and Expiration and Order for Suspension

Yes
Gray, David R. 87457 October 20, 2015 Securities Securities Agent

Regulatory Settlement Agreement

No
Parker, Debra A. 87514 July 21, 2015 Insurance Producer

Order for Suspension

Yes
Citigroup Global Markets Inc 87635 November 25, 2015 Securities Broker Dealer

Administrative Consent Order

No
Allen, Douglas R. 87673 June 30, 2015 Insurance Producer

Order for Suspension

Yes
Will, Jason E. 87729 July 21, 2015 Insurance Producer

Order for Suspension

Yes
American Modern Insurance Group 87741 June 2, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
Salem, Stephen J. 87763 August 6, 2015 Insurance Producer

Order for Suspension

Yes
Davis, Samele Becca 87834 August 19, 2015 Insurance Producer

Order for Suspension

Yes
Kenney, Jacob D. 87973 August 28, 2015 Insurance Producer

Order for Suspension

Yes
Kenney, Jacob D. 87973 August 31, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Kinder, Kimberly J. 88108 September 15, 2015 Insurance Producer

Order for Suspension

Yes
Carson Energy, Inc.; Earl Carter Bills; Anthony Weber; and Jerrold S. Rothouse 88113 June 2, 2020 Securities Unlicensed

Final Order

No
Carson Energy, Inc.; Earl Carter Bills II; Anthony Weber; and Jerrold S. Rothous 88113 August 27, 2015 Securities Unlicensed

Summary Order to Cease and Desist

No
Ahnen, David C. 88160 November 30, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Ahnen, David C. 88160 September 21, 2015 Insurance Producer

Order for Suspension

Yes
Lester, Shane M. 88183 September 23, 2015 Insurance Producer

Order for Suspension

Yes
Waterloo Elmwood Cemetery Association 88189 September 22, 2015 Regulated Industries Unlicensed

Order & Consent to Order

No
McIntosh, Rockne 88210 September 24, 2015 Insurance Producer

Order for Suspension

Yes
Lukan, Tina M. 88218 October 21, 2015 Insurance Producer

Order & Consent to Order

No
Sagnella, Michael J. 88257 October 15, 2015 Insurance Producer

Order for Suspension

Yes
Nicholas T. Ryan 88260 December 7, 2020 Insurance Producer

Order Following License Suspension and Expiration

Yes
Ryan, Nicholas T. 88260 September 30, 2015 Insurance Producer

Order for Suspension

Yes
Martin, Charles L. 88262 September 30, 2015 Insurance Producer

Order for Suspension

Yes
Hietbrink, Paul s. 88268 March 24, 2017 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

No
Paul S. Hietbrink 88268 February 7, 2017 Insurance Producer

Order and Consent to Order

No
Perrien, Kristine 88403 October 23, 2015 Insurance Producer

Order & Consent to Order

No
Nation, Julie Ann 88416 October 20, 2015 Insurance Producer

Order for Suspension

Yes
Nation, Julie 88416 October 25, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Jackson, Clarence 88459 October 21, 2015 Insurance Producer

Order for Suspension

Yes
Glinsey, Fatammia 88494 October 29, 2015 Insurance Producer

Order for Suspension

Yes
Bunch, Stephen M. 88679 December 10, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Patel, Suman K. 88796 October 26, 2016 Insurance Producer

Order and Consent to Order

No
Mark A. Schroder 88815 August 28, 2018 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Yes
Mark A. Schroder 88815 November 25, 2015 Insurance Producer

Order for Suspension

Yes
LPL Financial LLC 88827 January 5, 2016 Securities Broker Dealer

Consent Order

No
Bock, Jason 88848 December 1, 2015 Insurance Producer

Order for Suspension

Yes
Gentry, Christopher J. 88881 December 8, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Penman, Cindy L. 88890 November 4, 2015 Insurance Producer

Order for Suspension

Yes
Miller, David J. 88960 April 5, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Newburn, Kenneth B. 89034 January 6, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Wingerd, Matthew G. 89088 March 21, 2016 Insurance Producer

Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief

No
Tiernan, Christopher 89089 May 2, 2016 Insurance Producer

Default Order & Emergency Adjudicative Order

No
Brooke Life Insurance Company 89182 October 30, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
Rohde, Mark F. 89342 September 30, 2016 Insurance

Order Placing Decision Under Seal

No
Hagin, Robert P. 89352 February 19, 2016 Insurance Producer

Order for Suspension

Yes
Carroll, Kristina M. 89387 January 19, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes