The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Hietbrink, Paul s. 88268 March 24, 2017 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

Perrien, Kristine 88403 October 23, 2015 Insurance Producer

Order & Consent to Order

Nation, Julie 88416 October 25, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Nation, Julie Ann 88416 October 20, 2015 Insurance Producer

Order for Suspension

Jackson, Clarence 88459 October 21, 2015 Insurance Producer

Order for Suspension

Glinsey, Fatammia 88494 October 29, 2015 Insurance Producer

Order for Suspension

Bunch, Stephen M. 88679 December 10, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Patel, Suman K. 88796 October 26, 2016 Insurance Producer

Order and Consent to Order

Mark A. Schroder 88815 November 25, 2015 Insurance Producer

Order for Suspension

Mark A. Schroder 88815 August 28, 2018 Insurance Producer

Order for Reissuance After License Suspension and Expiration

LPL Financial LLC 88827 January 5, 2016 Securities Broker Dealer

Consent Order

Bock, Jason 88848 December 1, 2015 Insurance Producer

Order for Suspension

Gentry, Christopher J. 88881 December 8, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Penman, Cindy L. 88890 November 4, 2015 Insurance Producer

Order for Suspension

Miller, David J. 88960 April 5, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Newburn, Kenneth B. 89034 January 6, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Wingerd, Matthew G. 89088 March 21, 2016 Insurance Producer

Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief

Tiernan, Christopher 89089 May 2, 2016 Insurance Producer

Default Order & Emergency Adjudicative Order

Brooke Life Insurance Company 89182 October 30, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Rohde, Mark F. 89342 September 30, 2016 Insurance

Order Placing Decision Under Seal

Hagin, Robert P. 89352 February 19, 2016 Insurance Producer

Order for Suspension

Carroll, Kristina M. 89387 January 19, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Loren G. Scheiber 89432 January 12, 2015 Insurance Unlicensed

Order Placing Decision Under Seal

Hines, Lisa M. 89523 April 19, 2016 Insurance Producer

Order and Consent to Order

Heifner, Beth 89524 September 6, 2016 Insurance Producer

Order and Consent to Order

Sylvester, Jennifer L. 89538 April 14, 2016 Insurance Producer

Order for Suspension

Arey, Chad C. 89551 May 2, 2016 Insurance Producer

Order Reinstating License After Suspension, Order for Suspension following denial of Petition, Order Vacating Suspension, & Order for Suspension

AXA Equitable Life Insurance Company 89608 December 18, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Range, Lord Stephen A. 89632 April 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Lampe, Eric W. 89744 April 18, 2016 Insurance Producer

Order for Suspension

Williams, Eric J. 89806 June 21, 2016 Insurance Producer

Order for Suspension

Speicher, Gary D. 89811 May 20, 2016 Insurance Producer

Order and Consent to Order

Panzer, Matthew B. and Quest Health Corporation 89873 March 4, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

Dencklau, John E. 89967 September 12, 2016 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

McGuire, Timothy J. 90625 June 28, 2016 Insurance Producer

Order For Suspension

Lula M. Holmes 90632 October 25, 2016 Insurance Producer

Order for Suspension

Oltman, Scott R. 90637 July 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Taylor, Keren M. 90801 June 28, 2016 Insurance Producer

Order for Suspension

National Union Fire Insurance Company of Pittsburgh PA. 91146 May 23, 2016 Insurance Insurance Company

Order Regarding Examination

Pearson, Judith K. 91156 August 1, 2016 Insurance Producer

Order for Suspension

Smith, Alyson L. 91175 August 16, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Hodges, Dallas D. 91294 July 13, 2016 Insurance Producer

Order for Suspension

O'Brien, Travis 91302 September 16, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Franzen, Angela M. 91305 July 13, 2016 Insurance Producer

Order for Suspension

Roberts, Sherie M. 91308 August 15, 2016 Insurance Producer

Order for Suspension

Wilson, Kenya 91310 August 15, 2016 Insurance Producer

Order for Suspension

Rouse, Jeremy 91329 August 16, 2016 Insurance Producer

Order for Suspension

Wagemann, Andrew 91354 August 18, 2016 Insurance Producer

Order for Suspension

Rudkin, George D. 91379 August 3, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Winger, Douglas D. 91385 August 18, 2016 Insurance Producer

Order for Suspension