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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Sort descending Enforcement Date Subject Entity Order Non-compliance Case
Loren G. Scheiber 89432 January 12, 2015 Insurance Unlicensed

Order Placing Decision Under Seal

No
Hines, Lisa M. 89523 April 19, 2016 Insurance Producer

Order and Consent to Order

No
Heifner, Beth 89524 September 6, 2016 Insurance Producer

Order and Consent to Order

No
Sylvester, Jennifer L. 89538 April 14, 2016 Insurance Producer

Order for Suspension

Yes
Arey, Chad C. 89551 May 2, 2016 Insurance Producer

Order Reinstating License After Suspension, Order for Suspension following denial of Petition, Order Vacating Suspension, & Order for Suspension

Yes
AXA Equitable Life Insurance Company 89608 December 18, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
Range, Lord Stephen A. 89632 April 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Lampe, Eric W. 89744 April 18, 2016 Insurance Producer

Order for Suspension

Yes
Williams, Eric J. 89806 June 21, 2016 Insurance Producer

Order for Suspension

Yes
Speicher, Gary D. 89811 May 20, 2016 Insurance Producer

Order and Consent to Order

No
Panzer, Matthew B. and Quest Health Corporation 89873 March 4, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

No
Dencklau, John E. 89967 September 12, 2016 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

No
McGuire, Timothy J. 90625 June 28, 2016 Insurance Producer

Order For Suspension

Yes
Lula M. Holmes 90632 October 25, 2016 Insurance Producer

Order for Suspension

Yes
Oltman, Scott R. 90637 July 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Taylor, Keren M. 90801 June 28, 2016 Insurance Producer

Order for Suspension

Yes
National Union Fire Insurance Company of Pittsburgh PA. 91146 May 23, 2016 Insurance Insurance Company

Order Regarding Examination

No
Pearson, Judith K. 91156 August 1, 2016 Insurance Producer

Order for Suspension

Yes
Smith, Alyson L. 91175 August 16, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Hodges, Dallas D. 91294 July 13, 2016 Insurance Producer

Order for Suspension

Yes
O'Brien, Travis 91302 September 16, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Franzen, Angela M. 91305 July 13, 2016 Insurance Producer

Order for Suspension

Yes
Roberts, Sherie M. 91308 August 15, 2016 Insurance Producer

Order for Suspension

Yes
Wilson, Kenya 91310 August 15, 2016 Insurance Producer

Order for Suspension

Yes
Rouse, Jeremy 91329 August 16, 2016 Insurance Producer

Order for Suspension

Yes
Wagemann, Andrew 91354 August 18, 2016 Insurance Producer

Order for Suspension

Yes
Rudkin, George D. 91379 August 3, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Winger, Douglas D. 91385 August 18, 2016 Insurance Producer

Order for Suspension

Yes
Gardiner, Benny R. 91410 August 19, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Gardiner, Benny R. 91410 August 24, 2016 Securities Securities Agent

Order Reinstating Securities Agent Registration and Order for Suspension

Yes
Miller, Jesse M. 91453 April 5, 2017 Insurance Producer

Order for Revocation and Order for Suspension

Yes
Micheal J. McKeon 91471 August 29, 2016 Insurance Producer

Order for Suspension

Yes
Micheal J. McKeon 91471 August 29, 2016 Insurance Producer

Order Reinstating License After Suspension

Yes
Woock, Casey 91726 October 13, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Alliance-One Services, Inc. 91829 January 3, 2018 Insurance Third Party Administrator

Regulatory Settlement Agreement

No
Hartford Life and Accident Insurance Company 91864 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

No
Annuity Investors Life Insurance Company 91868 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

No
Standard Insurance Company 91869 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

No
Minnesota Life Insurance Company 91870 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

No
Fitzgerald, Cynthia J. & Robert J. Stillwell Agency 91935 December 14, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

No
Newman, Scott A. 91936 April 28, 2017 Insurance Producer

Order Reinstating License After Suspension

No
Scott A. Newman 91936 January 24, 2017 Insurance Producer

Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief

No
Brenton, Shannon 92061 November 28, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Brenton, Shannon 92061 January 13, 2017 Insurance Producer

Order Vacating Reinstatement and Re-Imposing Suspension

Yes
Den Hartog, Deborah L. 92275 November 21, 2016 Insurance Producer

Order for Suspension

Yes
Menough, Nicholas 92291 July 27, 2017 Insurance Producer

Order Accepting Voluntary Forfeiture and Consent to Order

No
Wooldridge, Misty A. 92343 December 2, 2016 Insurance Producer

Order for Suspension

Yes
Terraza, Jose M. 92369 June 19, 2017 Insurance Producer

Final Findings of Fact, Conclusions of Law and Order

No
Bruce A. Hauptman 92501 April 6, 2018 Securities Unlicensed

Findings of Fact, Conclusions of Law and Final Order

No
Hauptman, Bruce A. 92501 August 4, 2017 Securities Unlicensed

Order and Consent to Order

No