Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number Sort descending | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Loren G. Scheiber | 89432 | January 12, 2015 | Insurance | Unlicensed | Order Placing Decision Under Seal |
No |
| Hines, Lisa M. | 89523 | April 19, 2016 | Insurance | Producer | Order and Consent to Order |
No |
| Heifner, Beth | 89524 | September 6, 2016 | Insurance | Producer | Order and Consent to Order |
No |
| Sylvester, Jennifer L. | 89538 | April 14, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Arey, Chad C. | 89551 | May 2, 2016 | Insurance | Producer | Order Reinstating License After Suspension, Order for Suspension following denial of Petition, Order Vacating Suspension, & Order for Suspension |
Yes |
| AXA Equitable Life Insurance Company | 89608 | December 18, 2015 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Range, Lord Stephen A. | 89632 | April 22, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Lampe, Eric W. | 89744 | April 18, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Williams, Eric J. | 89806 | June 21, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Speicher, Gary D. | 89811 | May 20, 2016 | Insurance | Producer | Order and Consent to Order |
No |
| Panzer, Matthew B. and Quest Health Corporation | 89873 | March 4, 2016 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
No |
| Dencklau, John E. | 89967 | September 12, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order and Consent to Order |
No |
| McGuire, Timothy J. | 90625 | June 28, 2016 | Insurance | Producer | Order For Suspension |
Yes |
| Lula M. Holmes | 90632 | October 25, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Oltman, Scott R. | 90637 | July 22, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Taylor, Keren M. | 90801 | June 28, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| National Union Fire Insurance Company of Pittsburgh PA. | 91146 | May 23, 2016 | Insurance | Insurance Company | Order Regarding Examination |
No |
| Pearson, Judith K. | 91156 | August 1, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Smith, Alyson L. | 91175 | August 16, 2016 | Insurance | Producer | Order Reinstating License After Suspension & Order for Suspension |
Yes |
| Hodges, Dallas D. | 91294 | July 13, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| O'Brien, Travis | 91302 | September 16, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Franzen, Angela M. | 91305 | July 13, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Roberts, Sherie M. | 91308 | August 15, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Wilson, Kenya | 91310 | August 15, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Rouse, Jeremy | 91329 | August 16, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Wagemann, Andrew | 91354 | August 18, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Rudkin, George D. | 91379 | August 3, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Winger, Douglas D. | 91385 | August 18, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Gardiner, Benny R. | 91410 | August 19, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Gardiner, Benny R. | 91410 | August 24, 2016 | Securities | Securities Agent | Order Reinstating Securities Agent Registration and Order for Suspension |
Yes |
| Miller, Jesse M. | 91453 | April 5, 2017 | Insurance | Producer | Order for Revocation and Order for Suspension |
Yes |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Micheal J. McKeon | 91471 | August 29, 2016 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Woock, Casey | 91726 | October 13, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Alliance-One Services, Inc. | 91829 | January 3, 2018 | Insurance | Third Party Administrator | Regulatory Settlement Agreement |
No |
| Hartford Life and Accident Insurance Company | 91864 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Annuity Investors Life Insurance Company | 91868 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Standard Insurance Company | 91869 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Minnesota Life Insurance Company | 91870 | August 31, 2016 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Fitzgerald, Cynthia J. & Robert J. Stillwell Agency | 91935 | December 14, 2016 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
No |
| Newman, Scott A. | 91936 | April 28, 2017 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Scott A. Newman | 91936 | January 24, 2017 | Insurance | Producer | Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief |
No |
| Brenton, Shannon | 92061 | November 28, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Brenton, Shannon | 92061 | January 13, 2017 | Insurance | Producer | Order Vacating Reinstatement and Re-Imposing Suspension |
Yes |
| Den Hartog, Deborah L. | 92275 | November 21, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Menough, Nicholas | 92291 | July 27, 2017 | Insurance | Producer | Order Accepting Voluntary Forfeiture and Consent to Order |
No |
| Wooldridge, Misty A. | 92343 | December 2, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Terraza, Jose M. | 92369 | June 19, 2017 | Insurance | Producer | Final Findings of Fact, Conclusions of Law and Order |
No |
| Bruce A. Hauptman | 92501 | April 6, 2018 | Securities | Unlicensed | Findings of Fact, Conclusions of Law and Final Order |
No |
| Hauptman, Bruce A. | 92501 | August 4, 2017 | Securities | Unlicensed | Order and Consent to Order |
No |