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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Sort descending Enforcement Date Subject Entity Order Non-compliance Case
Anthony Fitz 95616 August 16, 2019 Insurance Producer

Order for Revocation and Civil Penalties

No
Dawn M. Burroughs 95617 November 13, 2018 Insurance Producer

Order and Consent to Order

No
Austin Norris 95677 October 10, 2018 Securities, Insurance Producer, Securities Agent

Order and Consent to Order

No
Mutual Med Insurance Services, LLC 95687 November 20, 2017 Insurance Business Entity Producer

Order and Consent to Order

No
Vershaw, Todd C. 95687 November 20, 2017 Insurance Producer

Order and Consent to Order

No
Stewart Hinerfeld 95835 October 6, 2017 Securities Investment Adviser Representative

Order Granting Waiver of Series 65 Exam

No
Jones, Amie 95890 November 15, 2017 Insurance Producer

Order for Suspension

Yes
Jacob R. Brager 96059 February 6, 2018 Insurance Producer

Order for Suspension

Yes
Sullivan, Alan J. 96085 November 13, 2017 Insurance

Decision Vacating Denial and an Order Granting Consent to Work in Business of Insurance

No
Christopher L. Cruse 96374 March 28, 2018 Insurance Producer

Order for Suspension

Yes
Jeffrey L. Carman 96386 January 16, 2018 Insurance Producer

Order for Suspension

Yes
Matthew Tyc 96427 January 17, 2018 Insurance Producer

Order for Suspension

Yes
Blayne Fitzsimmons-Lewis 96486 July 6, 2021 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Yes
Blayne Fitzsimmons Lewis 96486 January 31, 2018 Insurance Producer

Order for Suspension

Yes
Michael D. Ray Jr. 96494 March 2, 2018 Insurance Producer

Order for Suspension

Yes
Kimberly C. Acosta 96497 October 18, 2018 Insurance Producer

Order and Consent to Order

No
Whitney Roth 96498 February 20, 2018 Insurance Producer

Order and Consent to Order

No
Matthew H. Mitchell 96499 March 28, 2018 Insurance Producer

Order Reinstating License After Suspension

No
Matthew H. Mitchell 96499 February 20, 2018 Insurance Producer

Order and Consent to Order

No
Roger Duane Goodwin 96500 October 4, 2018 Insurance Producer

Order and Consent to Order

No
Crager, Jamie and Blazefly, Inc. 96501 June 21, 2018 Securities Unlicensed

Findings of Fact, Conclusions of Law, and Final Order

No
Jones, Richard Michael 96502 April 11, 2019 Securities, Insurance Producer, Securities Agent

Order and Consent to Order

No
Jacob K. Scroggin 96523 January 31, 2018 Insurance Producer

Order for Suspension

Yes
Richard S. Martin 96531 April 3, 2018 Insurance Producer

Order Reinstating License After Suspension

Yes
Richard S. Martin 96531 January 31, 2018 Insurance Producer

Order for Suspension

Yes
Jason J. Warner 96619 January 16, 2018 Insurance Producer

Order for Suspension

Yes
QBE Holdings, Inc. 96691 December 8, 2017 Insurance Insurance Company

Regulatory Settlement Agreement

No
Lincoln Mason and Mason Lindhart Funeral Home, Ltd. 96703 March 20, 2018 Regulated Industries Preneed Sales Agent, Preneed Seller

Consent Order

No
Brandon Guy 96721 February 6, 2018 Insurance Producer

Order for Suspension

Yes
Adam Brown 96722 February 21, 2018 Insurance Producer

Order for Suspension

Yes
Kelly Joneson 96953 January 16, 2018 Insurance Producer

Emergency Order to Cease and Desist

No
Kelly Joneson 96953 March 20, 2018 Insurance Producer

Consent Order

No
Robert Payne 96970 January 16, 2018 Insurance Producer

Emergency Order to Cease and Desist

No
Robert Payne 96970 March 1, 2018 Insurance Producer

Consent Order

No
Yochannon Polter 96971 January 16, 2018 Insurance Producer

Emergency Order to Cease and Desist

No
Yochannon Polter 96971 April 24, 2018 Insurance Producer

Consent Order

No
John Doe 96972 June 6, 2018 Insurance Producer

Summary Decision (Redacted)

No
Mark S. Diamond 96975 October 23, 2019 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief

No
Arch Insurance Company 97189 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
BCS Insurance Company 97190 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Jefferson Insurance Company 97191 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Transamerica Casualty Insurance Company 97192 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Berkshire Hathaway Specialty Insurance Company and National Indemnity Company 97193 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Nationwide Mutual Insurance Company 97194 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
American Modern Home Insurance Company 97195 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company 97245 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
American Family Life Assurance Company of Columbus (AFLAC) 97247 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
United States Fire Insurance Company 97248 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Generali U.S. Branch 97249 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

No
Lardell Allen 97259 April 24, 2018 Insurance Producer

Order for Suspension

Yes