Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number Sort descending | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Adam Brown | 96722 | February 21, 2018 | Insurance | Producer | Order for Suspension |
| Kelly Joneson | 96953 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
| Kelly Joneson | 96953 | March 20, 2018 | Insurance | Producer | Consent Order |
| Robert Payne | 96970 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
| Robert Payne | 96970 | March 1, 2018 | Insurance | Producer | Consent Order |
| Yochannon Polter | 96971 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
| Yochannon Polter | 96971 | April 24, 2018 | Insurance | Producer | Consent Order |
| John Doe | 96972 | June 6, 2018 | Insurance | Producer | Summary Decision (Redacted) |
| Mark S. Diamond | 96975 | October 23, 2019 | Insurance | Producer | Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief |
| Arch Insurance Company | 97189 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| BCS Insurance Company | 97190 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Jefferson Insurance Company | 97191 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Transamerica Casualty Insurance Company | 97192 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Berkshire Hathaway Specialty Insurance Company and National Indemnity Company | 97193 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Nationwide Mutual Insurance Company | 97194 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| American Modern Home Insurance Company | 97195 | January 19, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company | 97245 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| American Family Life Assurance Company of Columbus (AFLAC) | 97247 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| United States Fire Insurance Company | 97248 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Generali U.S. Branch | 97249 | February 7, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Lardell Allen | 97259 | April 24, 2018 | Insurance | Producer | Order for Suspension |
| HCC Group d/b/a HCC Life Insurance Company; HCC Medical Insurance Services, LLC; HCC Insurance Holdings, Inc. | 97348 | April 2, 2018 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Joy Heldt | 97349 | March 28, 2018 | Insurance | Producer | Order and Consent to Order |
| Lukas Jack | 97388 | June 25, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
| Lukas Jack | 97388 | May 4, 2018 | Insurance | Producer | Order for Suspension |
| Kyle Lovan | 97504 | May 30, 2018 | Insurance | Producer | Order for Suspension |
| Antoine Parker | 97583 | May 16, 2018 | Insurance | Producer | Order for Suspension |
| Michael Anthony | 97584 | November 21, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
| Michael Anthony | 97584 | May 16, 2018 | Insurance | Producer | Order for Suspension |
| Troy Fillenworth | 97710 | May 30, 2018 | Insurance | Producer | Order for Suspension |
| Ricky Joe Halvorsen | 97720 | June 6, 2018 | Insurance | Producer | Order and Consent to Order |
| Michael D. Graham | 97738 | May 4, 2018 | Insurance | Producer | Order and Consent to Order |
| Joel A. Courtney | 97752 | May 30, 2018 | Insurance | Producer | Order for Suspension |
| Michael Wathen | 97782 | May 30, 2018 | Insurance | Producer | Order for Suspension |
| Covals Douze | 97894 | September 20, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
| Tristan O'Neal | 97943 | June 25, 2018 | Insurance | Producer | Order for Suspension |
| Tristan O'Neal | 97943 | October 2, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
| Forethought life Insurance Company | 98002 | March 29, 2019 | Insurance | Insurance Company | Decision and Declaratory Order |
| Ryan Marcum | 98184 | July 23, 2018 | Insurance | Producer | Order for Suspension |
| Ryan Marcum | 98184 | July 30, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
| Damon D. Walker | 98241 | September 7, 2018 | Insurance | Producer | Order and Consent to Order |
| Gary Helgerson | 98302 | July 23, 2018 | Insurance | Producer | Order for Suspension |
| Crystal Garner | 98304 | July 23, 2018 | Insurance | Producer | Order for Suspension |
| Bridget Crane | 98330 | July 23, 2018 | Insurance | Producer | Order for Suspension |
| Stephanie Peters Zimmerman | 98400 | August 16, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
| Stephanie Peters Zimmerman | 98400 | July 25, 2018 | Insurance | Producer | Order for Suspension |
| Lisa Weltzin | 98418 | December 4, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
| Charlene Schuman Deegan | 98419 | November 30, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
| Proactive Indemnity Corp, AKA Proactive Financial Corp., AKA Contingent Cargo Co., Ahmed Badrus Salam, AKA Josh Capello, Umer M. Masood, AKA Josh Capello | 98458 | July 3, 2018 | Insurance | Unlicensed | Summary Cease and Desist Order |
| Larry Tejral | 98580 | October 29, 2019 | Regulated Industries | Unlicensed | Default Order, Findings of Fact, Conclusions of Law and Order |