Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort descending | Subject | Entity | Order |
|---|---|---|---|---|---|
| Howard, Dana | 72408 | October 18, 2011 | Insurance | Producer | Order for Suspension |
| Inlay, Douglas | 71609 | October 18, 2011 | Securities | Securities Agent | Default Order |
| Clapper, Jill | 69794 | November 4, 2011 | Regulated Industries | Preneed Sales Agent | Consent to Order |
| Iowa Dental Association | 72585 | November 8, 2011 | Insurance | Declaratory Order |
|
| Thomas, Brodie | 72409 | November 16, 2011 | Insurance | Producer | Order for Suspension |
| PMI Mortgage Insurance Company | November 16, 2011 | Insurance | Insurance Company | Suspension Order |
|
| McNew, Chad G. | 73020 | November 17, 2011 | Insurance | Producer | Order and Consent to Order |
| U.S. Patriot Services | 73436 | November 17, 2011 | Regulated Industries | Unlicensed | Cease and Desist Order and Subpoena Duces Tecum; Agreement and Consent Order |
| Dansco Contracting; Dan Glasgow and Joel Manley | 73437 | November 18, 2011 | Insurance | Unlicensed | Summary Cease and Desist Order |
| Ziesman, Chad | 72839 | December 5, 2011 | Insurance | Producer | Default Order |
| Nielsen, Larry | 71121 | December 7, 2011 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
| NCCI Filing E-1402 | 72766 | December 27, 2011 | Insurance | Findings of Fact, Conclusions of Law, and Order |
|
| Roth, Brian | 72743 | January 9, 2012 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
| Muse, Donald | 78710 | January 15, 2012 | Insurance | Producer | Order for Suspension |
| Kempema, David | 73774 | January 25, 2012 | Insurance | Producer | Order and Consent to Order |
| McCann, Anthony | 73812 | February 2, 2012 | Insurance | Producer | General Agreement |
| First Sealord Surety, Inc | February 15, 2012 | Insurance | Insurance Company | Suspension Order |
|
| Mulhern, Theresa | 73013 | February 17, 2012 | Securities | Unlicensed | Consent Order |
| Copeland, James | 73628 | February 21, 2012 | Insurance | Producer | Order for Suspension |
| Kocian, Anthony | 73384 | February 21, 2012 | Insurance | Producer | Suspension Order |
| Hague, Mervin Duane | 72598 | March 2, 2012 | Securities, Insurance | Unlicensed | Cease and Desist Order and Subpoena Duces Tecum; Order and Consent to Order and Agreement |
| Norris, Steven T. | 76447 | March 20, 2012 | Insurance | Producer | Order and Consent to Order |
| Strohbehn, Robert | 73969 | March 27, 2012 | Insurance | Producer | Order for Suspension |
| Cochran, David | 73972 | March 27, 2012 | Insurance | Producer | Order for Suspension |
| Hussey, Thomas | 73966 | March 27, 2012 | Insurance | Producer | Order for Suspension |
| Noaker, Steven | 73967 | March 27, 2012 | Insurance | Producer | Order for Suspension |
| Beau, Robert | 73973 | March 27, 2012 | Insurance | Producer | Order for Suspension |
| Harris, Keith J. | 75940 | April 2, 2012 | Insurance | Producer | Order and Consent to Order |
| Coleman, Tisha | 74144 | April 5, 2012 | Insurance | Producer | Order for Suspension |
| Ryan, Kenneth | 74145 | April 5, 2012 | Insurance | Producer | Order for Suspension |
| Stotmeister, Sheldon | 74151 | April 5, 2012 | Insurance | Producer | Order for Suspension |
| Jones, Jeffrey G. | 75938 | April 9, 2012 | Insurance | Producer | Order and Consent to Order |
| Thiede, William A. | 69335 | April 10, 2012 | Insurance | Producer | Default Order |
| Matlock, Walter S. | 75966 | April 12, 2012 | Regulated Industries | Proposed Decision |
|
| Sessions, Charles | 73409 | April 12, 2012 | Insurance | Producer | Suspension Order; Order Reinstating License After Suspension |
| Armstrong, Pamela | 70284 | April 13, 2012 | Insurance | Producer | Appeal Decision |
| Beaman, Sarah | 75929 | April 16, 2012 | Insurance | Producer | Order for Suspension |
| Ellis, James J. | 76549 | April 16, 2012 | Insurance | Producer | Order of Summary Suspension and Notice of Opportunity for Hearing |
| Castillo, Reynaldo | 74155 | April 18, 2012 | Insurance | Producer | Order and Consent to Order |
| Crouch, Kelly D. | 75964 | April 19, 2012 | Insurance | Producer | Consent Order |
| Berry, Rodney D. | 76741 | April 25, 2012 | Insurance | Producer | Order of Summary Suspension and Notice of Opportunity for Hearing |
| Carlson, Duane | 73964 | April 27, 2012 | Insurance | Producer | Order for Suspension |
| Jackson National Insurance Company | April 29, 2012 | Insurance | Insurance Company | Consent Order |
|
| Kruckemeyer, James | 74146 | May 1, 2012 | Insurance | Producer | Order for Suspension |
| Thomas, Sam | 73410 | May 1, 2012 | Insurance | Producer | Order for Suspension |
| Bries, Michael | 76000 | May 1, 2012 | Insurance | Producer | Order for Suspension |
| Johnson, Melanie | 74135 | May 2, 2012 | Insurance | Producer | Order for Suspension |
| Riley, Logan | 76150 | May 4, 2012 | Insurance | Producer | Order for Suspension |
| Burns, Ann Marie | 74153 | May 25, 2012 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
| MetLife | 81895 | May 29, 2012 | Insurance | Insurance Company | Regulatory Settlement Agreement |