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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Sort descending Subject Entity Order Non-compliance Case
Sessions, Christopher 78212 November 13, 2012 Insurance Producer

Order for Suspension

Yes
ProEquities, Inc 77065 November 16, 2012 Securities Broker Dealer

Administrative Consent Order

No
Peppard, Justin 77735 November 16, 2012 Insurance Producer

Order for Suspension

Yes
Bankers Life & Casualty Company 77064 November 16, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

No
Riley, Carla 77958 November 20, 2012 Insurance Producer

Order for Suspension

Yes
Larson, Stephanie 77979 November 20, 2012 Insurance Producer

Order for Suspension

Yes
Morman, Chantelle 77955 November 21, 2012 Insurance Producer

Order for Suspension

Yes
Davis, Korey 78351 November 27, 2012 Insurance Producer

Order for Suspension

Yes
Fulwider, Robert 77534 December 7, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Mitchell, Lori 77954 December 7, 2012 Insurance Producer

Order for Suspension

Yes
Henry, Casey C. 77415 December 10, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Smith II, Lance 77953 December 14, 2012 Insurance Producer

Order for Suspension

Yes
Frederick, Zachary T. 78514 January 7, 2013 Insurance Producer

Consent Order

No
Reid's Funeral Chapel 78761 January 8, 2013 Regulated Industries Unlicensed

Order & Consent to Order

No
Lay, Tammie L. 78348 January 10, 2013 Insurance Producer

Suspension Order

Yes
Link, Lacy 78491 January 10, 2013 Insurance Producer

Suspension Order

Yes
UVEST Financial Services Group, Inc 77063 January 11, 2013 Securities Broker Dealer

Administrative Consent Order

No
Gramercy Insurance Company January 18, 2013 Insurance Insurance Company

Suspension Order

No
Vugteveen, Larry 78598 January 28, 2013 Insurance Producer

Order for Suspension

Yes
Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan 79099 February 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

No
Sehr, Joseph L. 78378 February 6, 2013 Insurance

Proposed Decision

No
Williams, Dean 78653 February 8, 2013 Insurance Producer

Order for Suspension

Yes
Kiefer, Stephen 78656 February 15, 2013 Insurance Producer

Order for Suspension

Yes
Gilleland, James 78702 February 15, 2013 Insurance Producer

Order for Suspension

Yes
Deerberg, Tiffney 78705 February 15, 2013 Insurance Producer

Order for Suspension

Yes
Shearer, Sharon 78707 February 15, 2013 Insurance Producer

Order for Suspension

Yes
Shoemaker, Robert 78764 February 18, 2013 Insurance Producer

Order for Suspension

Yes
Pautsch, David 78709 February 18, 2013 Insurance Producer

Order for Suspension

Yes
McIntyre, Robert 78651 February 20, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Johnson, David W. 79381 March 1, 2013 Securities Unlicensed

CeaseĀ & Desist Order and Subpoena Duces Tecum

No
Jones, Darnell 78940 March 4, 2013 Insurance Producer

Order & Consent to Order

No
Blackman, Jacque 78808 March 5, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After SuspensionĀ 

Yes
Pride National Insurance Company March 20, 2013 Insurance Insurance Company

Suspension Order

No
Ullico Casualty Company March 20, 2013 Insurance Insurance Company

Suspension Order

No
Selby-Kirsch Funeral Service, Inc & Kirsch, Michael D. 73103 March 21, 2013 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

No
Charles, John 78708 March 26, 2013 Insurance Producer

Order for Suspension

Yes
Pingel, Pamela 77817 March 26, 2013 Insurance Producer

Proposed Decision

No
Yon, Wyatt 78957 March 26, 2013 Insurance Producer

Order for Suspension

Yes
Wooley, Steven 79036 April 1, 2013 Insurance Producer

Order for Suspension

Yes
Kastner, Jessica R. 79088 April 3, 2013 Regulated Industries Preneed Sales Agent

Default Order

No
Pierce, Roger D. 79155 April 3, 2013 Insurance Producer

Default Order

No
Darrell Duane Smith 79798 April 4, 2013 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

No
McKeon, Brian 77634 April 10, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Roberts, James 78986 April 12, 2013 Securities Securities Agent

Cease & Desist Order

No
Carson, Natasha 80003 April 24, 2013 Insurance Producer

Order & Consent to Order

No
Fisher, John 79174 April 25, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Peterson, Steven 79264 April 26, 2013 Insurance Producer

Order for Suspension

Benton, Pamela 79181 April 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Yes
Hulstein Jr., Tony 76267 May 3, 2013 Insurance Producer

Proposed Decision

No
McDowell, Darren 79412 May 9, 2013 Insurance Producer

Order for Suspension

Yes