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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Sort descending Subject Entity Order Non-compliance Case
Selected Market Insurance Group, LLC 85163 August 28, 2015 Insurance Third Party Administrator

Consent Order as to Respondent Selected Market Insurance Group LLC.

No
Certificate of Authority of National Contractors Insurance Company August 31, 2015 Insurance Insurance Company

Summary Order of Suspension

No
Manuel, Dion L. 86926 August 31, 2015 Insurance Producer

Final Order for Revocation of Insurance Producer License

No
Kenney, Jacob D. 87973 August 31, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Kinder, Kimberly J. 88108 September 15, 2015 Insurance Producer

Order for Suspension

Yes
Ahnen, David C. 88160 September 21, 2015 Insurance Producer

Order for Suspension

Yes
Waterloo Elmwood Cemetery Association 88189 September 22, 2015 Regulated Industries Unlicensed

Order & Consent to Order

No
Lester, Shane M. 88183 September 23, 2015 Insurance Producer

Order for Suspension

Yes
McIntosh, Rockne 88210 September 24, 2015 Insurance Producer

Order for Suspension

Yes
Pinansky, Sporn et al 85163 September 24, 2015 Insurance Business Entity Producer, Producer, Unlicensed

Consent Order to Cease and Desist and Other Relief as to Respondents Pinansky, Dylan Sporn, Marc Sporn, Consolidated USA Insurance, Inc., and Amerco Group, Inc.

No
Amerco Group, Inc 85163 September 24, 2015 Insurance Insurance Company

Summary Order to Cease & Desist by Consent and Statement of Charges

No
Ryan, Nicholas T. 88260 September 30, 2015 Insurance Producer

Order for Suspension

Yes
Martin, Charles L. 88262 September 30, 2015 Insurance Producer

Order for Suspension

Yes
Sagnella, Michael J. 88257 October 15, 2015 Insurance Producer

Order for Suspension

Yes
Gray, David R. 87457 October 20, 2015 Securities Securities Agent

Regulatory Settlement Agreement

No
Nation, Julie Ann 88416 October 20, 2015 Insurance Producer

Order for Suspension

Yes
Lukan, Tina M. 88218 October 21, 2015 Insurance Producer

Order & Consent to Order

No
Jackson, Clarence 88459 October 21, 2015 Insurance Producer

Order for Suspension

Yes
Perrien, Kristine 88403 October 23, 2015 Insurance Producer

Order & Consent to Order

No
Glinsey, Fatammia 88494 October 29, 2015 Insurance Producer

Order for Suspension

Yes
Brooke Life Insurance Company 89182 October 30, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
Penman, Cindy L. 88890 November 4, 2015 Insurance Producer

Order for Suspension

Yes
Jean-Baptiste, Giovanni R. 85601 November 6, 2015 Insurance Producer

Final Order of Revocation, Cease and Desist and Civil Penalty

No
Speck, Jason 84481 November 24, 2015 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Siroky, Pamela 85165 November 24, 2015 Insurance Producer

Order & Consent Order

No
Citigroup Global Markets Inc 87635 November 25, 2015 Securities Broker Dealer

Administrative Consent Order

No
Mark A. Schroder 88815 November 25, 2015 Insurance Producer

Order for Suspension

Yes
Bock, Jason 88848 December 1, 2015 Insurance Producer

Order for Suspension

Yes
Gentry, Christopher J. 88881 December 8, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Bunch, Stephen M. 88679 December 10, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
AXA Equitable Life Insurance Company 89608 December 18, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

No
LPL Financial LLC 88827 January 5, 2016 Securities Broker Dealer

Consent Order

No
Newburn, Kenneth B. 89034 January 6, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Carroll, Kristina M. 89387 January 19, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Hagin, Robert P. 89352 February 19, 2016 Insurance Producer

Order for Suspension

Yes
Panzer, Matthew B. and Quest Health Corporation 89873 March 4, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

No
Wingerd, Matthew G. 89088 March 21, 2016 Insurance Producer

Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief

No
Borcherding, Cory J. 86403 March 25, 2016 Insurance Producer

Order and Consent to Order

No
Miller, David J. 88960 April 5, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Yes
Sylvester, Jennifer L. 89538 April 14, 2016 Insurance Producer

Order for Suspension

Yes
Lampe, Eric W. 89744 April 18, 2016 Insurance Producer

Order for Suspension

Yes
Hines, Lisa M. 89523 April 19, 2016 Insurance Producer

Order and Consent to Order

No
Xchange Benefits LLC 85163 April 20, 2016 Insurance Unlicensed

Consent Order as to Xchange Benefits LLC

No
Range, Lord Stephen A. 89632 April 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Arey, Chad C. 89551 May 2, 2016 Insurance Producer

Order Reinstating License After Suspension, Order for Suspension following denial of Petition, Order Vacating Suspension, & Order for Suspension

Yes
Tiernan, Christopher 89089 May 2, 2016 Insurance Producer

Default Order & Emergency Adjudicative Order

No
Speicher, Gary D. 89811 May 20, 2016 Insurance Producer

Order and Consent to Order

No
National Union Fire Insurance Company of Pittsburgh PA. 91146 May 23, 2016 Insurance Insurance Company

Order Regarding Examination

No
Finer, Randall A. 86463 May 26, 2016 Securities Unlicensed

Modified Final Order to Cease and Desist with Restitution and Costs

No
Sporn, Bryana Starr 85163 May 26, 2016 Insurance Producer

Regulatory Settlement Agreement As To Bryana Starr Sporn

No