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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Sort descending Subject Entity Order Non-compliance Case
Steven A. Olejniczak 93392 February 8, 2017 Securities, Insurance Producer, Securities Agent

Order and Consent to Order

No
RiverSource Life Insurance Company 93566 February 15, 2017 Insurance Insurance Company

Regulatory Settlement Agreement

No
Starkey, Walter A. 92965 February 17, 2017 Insurance Producer

Order for Suspension

Yes
National General Holding Corporation 94417 March 1, 2017 Insurance Insurance Company

Regulatory Settlement Agreement

No
Olberding, Dean E. 76453 March 3, 2017 Insurance Producer

Order for Reissuance After License Suspension and Expiration and Order for Suspension

Yes
Jeanne E. Rieks 85614 March 3, 2017 Insurance Producer

Order Reissuing License After Revocation

Yes
Story, Ernest A. 92757 March 21, 2017 Insurance Producer

Order for Suspension

Yes
Swantek, Daniel M. 93363 March 21, 2017 Insurance Producer

Order for Suspension

Yes
Maddy, Brian K. 93304 March 21, 2017 Insurance Producer

Order for Suspension

Yes
Harris, Marcus S. 93272 March 21, 2017 Insurance Producer

Order for Suspension

Yes
YourPeople, Inc., dba Zenefits FTW Insurance Services 93409 March 22, 2017 Insurance Business Entity Producer

Order and Consent to Order

No
Thiltgen, Sarah 93273 March 22, 2017 Insurance Producer

Order for Suspension

Yes
Hietbrink, Paul s. 88268 March 24, 2017 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

No
Miller, Jesse M. 91453 April 5, 2017 Insurance Producer

Order for Revocation and Order for Suspension

Yes
Holmberg, Billie J. 93238 April 12, 2017 Insurance Producer

Order and Consent to Order

No
Henderson, Jeffery D. 93720 April 18, 2017 Insurance Producer

Order for Suspension

Yes
Gilbert, Kyra D. 93394 April 18, 2017 Insurance Producer

Order for Suspension

Yes
Welding, Carla L. 93611 April 18, 2017 Insurance Producer

Order for Suspension

Yes
Newman, Scott A. 91936 April 28, 2017 Insurance Producer

Order Reinstating License After Suspension

No
Forus, Michael A. 93364 May 8, 2017 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Two Rivers Insurance Company, Inc. 82465 May 22, 2017 Insurance Business Entity Producer, Third Party Administrator

Order and Consent to Order

No
Terraza, Jose M. 92369 June 19, 2017 Insurance Producer

Final Findings of Fact, Conclusions of Law and Order

No
The Securities and Regulated Industries Bureau 94918 June 26, 2017 Securities

Order of Appointment

No
Howard, Douglas A. 92950 June 29, 2017 Insurance Producer

Order and Consent to Order

No
Hanson, Denae J. 94050 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Voss, Diana L. 94287 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Forbes, Joshua 94564 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Thompson, Brian T. 94359 July 7, 2017 Insurance Producer

Order for Suspension

Yes
Ribbens, Nathan T. 94065 July 25, 2017 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Menough, Nicholas 92291 July 27, 2017 Insurance Producer

Order Accepting Voluntary Forfeiture and Consent to Order

No
Hauptman, Bruce A. 92501 August 4, 2017 Securities Unlicensed

Order and Consent to Order

No
Shad N. Clayton 68943 September 7, 2017 Insurance Producer

Order For Reissuance After License Suspension and Expiration

Yes
Fredregill, Ryan M. 95543 September 11, 2017 Regulated Industries Preneed Sales Agent, Preneed Seller

Regulatory Agreement

No
Matgen, Stephen W. 93324 September 11, 2017 Insurance Producer

Order, Consent to Order, and Agreement to Supervise

No
Craig, Bradley D. 95013 September 13, 2017 Insurance Producer

Order, Consent to Order, and Agreement to Supervise

No
Star Casualty Insurance Company September 25, 2017 Insurance Insurance Company

Order and Consent to Order

No
Paul, Rodney L. 94999 October 2, 2017 Insurance Producer

Order & Consent to Order

No
Stewart Hinerfeld 95835 October 6, 2017 Securities Investment Adviser Representative

Order Granting Waiver of Series 65 Exam

No
Kelderman, Curtis B. 77651 October 12, 2017 Insurance Producer

Order for Reissuance After License Suspension and Expiration and Order for Suspension

Yes
Ryder System, Inc., Ryder Truck Rental October 24, 2017 Insurance

Order and Consent to Order

No
Kirsch Funeral Service, Inc. 93003 November 9, 2017 Regulated Industries Preneed Seller

Order and Consent to Order

No
Kirsch, Michael D. 93003 November 9, 2017 Regulated Industries Preneed Sales Agent

Order and Consent to Order

No
Sullivan, Alan J. 96085 November 13, 2017 Insurance

Decision Vacating Denial and an Order Granting Consent to Work in Business of Insurance

No
Jones, Amie 95890 November 15, 2017 Insurance Producer

Order for Suspension

Yes
Weber, Wayne 94778 November 15, 2017 Insurance Producer

Order for Suspension

Yes
Rudolph, Randy 95133 November 15, 2017 Insurance Producer

Order for Suspension

Yes
Nulph, Michael 94689 November 17, 2017 Insurance

Decision Refusing to Issue a Resident Insurance Producer License

No
Mutual Med Insurance Services, LLC 95687 November 20, 2017 Insurance Business Entity Producer

Order and Consent to Order

No
Vershaw, Todd C. 95687 November 20, 2017 Insurance Producer

Order and Consent to Order

No
Carr, Kevin J. 94877 November 29, 2017 Insurance Producer

Order and Consent to Order

No