Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort descending | Subject | Entity | Order |
|---|---|---|---|---|---|
| Jonathan Schlue | 102492 | March 31, 2020 | Regulated Industries | Producer | Order and Consent to Order |
| Individual Resident Insurance Producer Licenses | 94918 | April 9, 2020 | Insurance | Producer | Order Establishing Temporary Insurance Producer License |
| Cesar D. Pelaez | 103487 | April 9, 2020 | Insurance | Producer | Order for Suspension |
| Travis O'Brien | 104351 | April 14, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
| Vendonn Simmons | 104391 | April 14, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
| Bene Markets, LLC | 104797 | April 15, 2020 | Insurance | Business Entity Producer | Order and Consent to Order |
| Stephanie Miller | 104797 | April 15, 2020 | Insurance | Producer | Order and Consent to Order |
| Quanaijha Spradley | 104797 | April 16, 2020 | Insurance | Producer | Order and Consent to Order |
| Cory Stucky | 105122 | April 16, 2020 | Insurance | Producer | Order for Suspension |
| Bryan Bryant | 105052 | April 22, 2020 | Insurance | Producer | Order for Suspension |
| Joe Finocchiaro | 105128 | April 27, 2020 | Insurance | Producer | Order for Suspension |
| Preneed Sellers and Sale Agents | 94918 | April 30, 2020 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Second Order Extending Annual Report Deadline and License Expiration |
| Michael Heiberger | 105209 | May 1, 2020 | Insurance | Producer | Order and Consent to Order |
| Lawrence L. Roberts and Legends Agency, LLC | 104040 | May 6, 2020 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
| Annie Q. Ye | 105208 | May 6, 2020 | Insurance | Producer | Order for Suspension |
| Tracy Werges | 105120 | May 6, 2020 | Insurance | Producer | Order and Consent to Order |
| Skylre Quang | 105151 | May 6, 2020 | Insurance | Producer | Order for Suspension |
| Michael Cameron | 105354 | May 21, 2020 | Insurance | Producer | Order for Suspension |
| Angela Taylor | 105364 | May 21, 2020 | Insurance | Producer | Order for Suspension |
| Kristine Strickland | 105326 | May 21, 2020 | Insurance | Producer | Order for Suspension |
| Home Service Club Warranty Corp. | 103449 | May 27, 2020 | Regulated Industries | Unlicensed | Order and Consent to Order |
| Individual Resident Insurance Producer Licenses | 94918 | May 29, 2020 | Insurance | Producer | Order Extending the Issuance of Temporary Insurance Producer Licenses |
| Victor C. Washington | 105532 | June 1, 2020 | Insurance | Producer | Order and Consent to Order |
| Carson Energy, Inc.; Earl Carter Bills; Anthony Weber; and Jerrold S. Rothouse | 88113 | June 2, 2020 | Securities | Unlicensed | Final Order |
| Cammille R. Kammerer | 103840 | June 4, 2020 | Insurance | Producer | Order and Consent to Order |
| Richard L. Powell | 105842 | June 4, 2020 | Insurance | Producer | Order for Suspension |
| Abul Zubair | 105053 | June 25, 2020 | Insurance | Producer | Order and Consent to Order |
| Melissa Holland | 105730 | July 2, 2020 | Insurance | Producer | Order for Suspension |
| Nathan Wobbema | 105585 | July 2, 2020 | Insurance | Producer | Order for Suspension |
| eHealth Insurance Services, Inc. | 103556 | July 14, 2020 | Insurance | Business Entity Producer | Order and Consent to Order |
| Lawrence L. Roberts | 104040 | July 17, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
| Charles Smith | 106281 | July 20, 2020 | Insurance | Producer | Order for Suspension |
| Matthew DeMey | 106286 | July 20, 2020 | Insurance | Producer | Order for Suspension |
| Douglas R. Potter | 104962 | July 29, 2020 | Insurance | Producer | Order and Consent to Order |
| Chad A Ware | 102541 | September 3, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
| Eldon L. Neighbor | 104101 | September 8, 2020 | Insurance | Producer | Order and Consent to Order |
| Christopher L. Childers | 105894 | September 9, 2020 | Insurance | Producer | Order and Consent to Order |
| Carmen Hocking | 105268 | September 22, 2020 | Insurance | Unlicensed | Order and Consent to Order |
| Independence American Insurance Company | 107031 | September 23, 2020 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Madison National Life Insurance Company, Inc. | 107031 | September 23, 2020 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Standard Security Life Insurance Company of New York | 107031 | September 23, 2020 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Shawn R. Still | 104960 | October 1, 2020 | Insurance | Producer | Order and Consent to Order |
| Adam Hocking and Adam Hocking & Associates II Inc. | 105524 | October 9, 2020 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
| Hole in Won, LLC; Hole in Won.com; Hole In Won.com Worldwide; Golf Marketing Worldwde, LLC; Compliance HIW, LLC; Kevin Kolenda, and Amanda Penrose | 106681 | October 9, 2020 | Insurance | Unlicensed | Summary Cease and Desist Order |
| Sara Keown | 107114 | October 14, 2020 | Insurance | Producer | Order for Suspension |
| Patience Braun | 107071 | October 26, 2020 | Insurance | Producer | Order for Suspension |
| Janet L. Ryerson | 107261 | October 27, 2020 | Insurance | Producer | Order for Suspension |
| Douglas R. Potter | 104962 | November 3, 2020 | Insurance | Producer | Order of Revocation and to Cease and Desist |
| Lisa M. Wilsey | 107596 | November 30, 2020 | Insurance | Producer | Order for Suspension |
| Douglas T. Beier | 107540 | November 30, 2020 | Insurance | Producer | Order for Suspension |