The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Preneed Sellers and Sale Agents 94918 March 31, 2020 Regulated Industries Preneed Sales Agent, Preneed Seller

Order Extending Annual Report Filing Deadline and License Expiration

Individual Resident Insurance Producer Licenses 94918 April 9, 2020 Insurance Producer

Order Establishing Temporary Insurance Producer License

Cesar D. Pelaez 103487 April 9, 2020 Insurance Producer

Order for Suspension

Vendonn Simmons 104391 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Travis O'Brien 104351 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Bene Markets, LLC 104797 April 15, 2020 Insurance Business Entity Producer

Order and Consent to Order

Stephanie Miller 104797 April 15, 2020 Insurance Producer

Order and Consent to Order

Quanaijha Spradley 104797 April 16, 2020 Insurance Producer

Order and Consent to Order

Cory Stucky 105122 April 16, 2020 Insurance Producer

Order for Suspension

Bryan Bryant 105052 April 22, 2020 Insurance Producer

Order for Suspension

Joe Finocchiaro 105128 April 27, 2020 Insurance Producer

Order for Suspension

Preneed Sellers and Sale Agents 94918 April 30, 2020 Regulated Industries Preneed Sales Agent, Preneed Seller

Second Order Extending Annual Report Deadline and License Expiration 

Michael Heiberger 105209 May 1, 2020 Insurance Producer

Order and Consent to Order

Skylre Quang 105151 May 6, 2020 Insurance Producer

Order for Suspension

Annie Q. Ye 105208 May 6, 2020 Insurance Producer

Order for Suspension

Tracy Werges 105120 May 6, 2020 Insurance Producer

Order and Consent to Order

Lawrence L. Roberts and Legends Agency, LLC 104040 May 6, 2020 Insurance Business Entity Producer, Producer

Order and Consent to Order

Angela Taylor 105364 May 21, 2020 Insurance Producer

Order for Suspension

Kristine Strickland 105326 May 21, 2020 Insurance Producer

Order for Suspension

Michael Cameron 105354 May 21, 2020 Insurance Producer

Order for Suspension

Home Service Club Warranty Corp. 103449 May 27, 2020 Regulated Industries Unlicensed

Order and Consent to Order

Individual Resident Insurance Producer Licenses 94918 May 29, 2020 Insurance Producer

Order Extending the Issuance of Temporary Insurance Producer Licenses

Victor C. Washington 105532 June 1, 2020 Insurance Producer

Order and Consent to Order

Carson Energy, Inc.; Earl Carter Bills; Anthony Weber; and Jerrold S. Rothouse 88113 June 2, 2020 Securities Unlicensed

Final Order

Cammille R. Kammerer 103840 June 4, 2020 Insurance Producer

Order and Consent to Order

Richard L. Powell 105842 June 4, 2020 Insurance Producer

Order for Suspension

Abul Zubair 105053 June 25, 2020 Insurance Producer

Order and Consent to Order

Melissa Holland 105730 July 2, 2020 Insurance Producer

Order for Suspension

Nathan Wobbema 105585 July 2, 2020 Insurance Producer

Order for Suspension

eHealth Insurance Services, Inc. 103556 July 14, 2020 Insurance Business Entity Producer

Order and Consent to Order

Lawrence L. Roberts 104040 July 17, 2020 Insurance Producer

Order Reinstating License After Suspension

Charles Smith 106281 July 20, 2020 Insurance Producer

Order for Suspension

Matthew DeMey 106286 July 20, 2020 Insurance Producer

Order for Suspension

Douglas R. Potter 104962 July 29, 2020 Insurance Producer

Order and Consent to Order

Chad A Ware 102541 September 3, 2020 Insurance Producer

Order Reinstating License After Suspension

Eldon L. Neighbor 104101 September 8, 2020 Insurance Producer

Order and Consent to Order

Christopher L. Childers 105894 September 9, 2020 Insurance Producer

Order and Consent to Order

Carmen Hocking 105268 September 22, 2020 Insurance Unlicensed

Order and Consent to Order

Independence American Insurance Company 107031 September 23, 2020 Insurance Insurance Company

Regulatory Settlement Agreement

Madison National Life Insurance Company, Inc. 107031 September 23, 2020 Insurance Insurance Company

Regulatory Settlement Agreement

Standard Security Life Insurance Company of New York 107031 September 23, 2020 Insurance Insurance Company

Regulatory Settlement Agreement

Shawn R. Still 104960 October 1, 2020 Insurance Producer

Order and Consent to Order

Adam Hocking and Adam Hocking & Associates II Inc. 105524 October 9, 2020 Insurance Business Entity Producer, Producer

Order and Consent to Order

Hole in Won, LLC; Hole in Won.com; Hole In Won.com Worldwide; Golf Marketing Worldwde, LLC; Compliance HIW, LLC; Kevin Kolenda, and Amanda Penrose 106681 October 9, 2020 Insurance Unlicensed

Summary Cease and Desist Order 

Sara Keown 107114 October 14, 2020 Insurance Producer

Order for Suspension

Patience Braun 107071 October 26, 2020 Insurance Producer

Order for Suspension

Janet L. Ryerson 107261 October 27, 2020 Insurance Producer

Order for Suspension

Douglas R. Potter 104962 November 3, 2020 Insurance Producer

Order of Revocation and to Cease and Desist

Lisa M. Wilsey 107596 November 30, 2020 Insurance Producer

Order for Suspension

Douglas T. Beier 107540 November 30, 2020 Insurance Producer

Order for Suspension