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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Sort descending Subject Entity Order Non-compliance Case
Nathan W. Garrett 110274 August 11, 2021 Insurance Producer

Order for Suspension

Yes
Thomas A. Mulligan 108957 August 13, 2021 Insurance Producer

Order Reinstating License After Suspension

Yes
Michael S. McGuire 109823 August 13, 2021 Insurance Producer

Order and Consent to Order

No
Legends Agency LLC 104040 August 13, 2021 Insurance Business Entity Producer

Order Reissuing License After Suspension and Expiration

No
T.E.A.M. Builders, Ltd. and Austin Maginnis 110517 August 17, 2021 Insurance Public Adjuster, Unlicensed

Consent to Cease and Desist Order

No
Katina L. Parrish 110432 August 18, 2021 Insurance Producer, Unlicensed

Order and Consent to Order

Yes
Grove Exteriors, LLC dba 123 Exteriors 109646 August 20, 2021 Insurance Public Adjuster, Unlicensed

Consent to Cease and Desist Order

No
Tanya Schettler 107604 August 25, 2021 Insurance Producer

Order Reinstating License After Suspension

No
Nancy Ann Swenson (aka Hoogendoorn) 110512 August 25, 2021 Insurance Producer

Order for Suspension

Yes
Misty M. Wallace 110511 August 26, 2021 Insurance Producer

Order for Suspension

Yes
Evan T. Bruce 110257 September 15, 2021 Insurance Public Adjuster

Order and Consent to Order

No
Lynn V. Lewis 110892 September 28, 2021 Insurance Producer

Order for Suspension

Yes
Evan R. Jackson, Landon J. Sandberg, and Iowa Senior Planning, LLC 105310 September 28, 2021 Insurance Investment Adviser, Preneed Sales Agent, Producer, Unlicensed

Order and Consent to Order

No
Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Other, Unlicensed

Dismissal

No
Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Producer, Unlicensed

Order and Consent to Order

No
Public Service Insurance Company September 30, 2021 Insurance Insurance Company

Order Reinstating Certificate of Authority After Suspension

Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance 109979 September 30, 2021 Insurance Producer

Order and Consent to Order

No
Matthew A. Dodge and Matt Dodge Agency, Inc. 106968 October 5, 2021 Insurance Business Entity Producer, Producer

Order and Consent to Order

No
Julyo Moreno 111049 October 6, 2021 Insurance Producer

Order for Suspension

Yes
Matthew J. Schneider 111020 October 6, 2021 Insurance Producer

Order for Suspension

Yes
Todd R. Wilson 103214 October 15, 2021 Insurance Producer

Order Reissuing License After Suspension and Expiration

No
Shane Mehmen 110596 October 21, 2021 Insurance Producer

Default Order, Findings of Fact, Conclusions of Law and Order

No
Mark Beckendorf 110314 November 12, 2021 Insurance Producer

Order Reinstating License After Suspension

Yes
Nicholas D. Garman 111777 December 2, 2021 Insurance Producer

Order and Consent to Order

No
Toubl Contracting, Inc. and Jeremy J. Toubl 111488 December 2, 2021 Insurance Public Adjuster, Unlicensed

Summary Cease and Desist Order

No
Western General Insurance Company December 3, 2021 Insurance Insurance Company

Summary Order of Suspension

Christopher Novotny 111360 January 3, 2022 Insurance Producer

Order for Suspension

Yes
James B. Van Fleet IV 112092 January 4, 2022 Insurance Producer

Order for Suspension

Yes
Adriana Mendoza 112082 January 4, 2022 Insurance Producer

Order for Suspension

Yes
Evan T. Bruce 110257 January 6, 2022 Insurance Public Adjuster, Unlicensed

Order of Civil Penalties

No
American Family Mutual Insurance Company, S.I. 112398 January 11, 2022 Insurance Insurance Company

Multi-State Market Conduct Regulatory Settlement Agreement

No
Joshua A. Muhlstein 111508 January 20, 2022 Insurance Producer

Final Order by Default and Order of Penalties

No
Shannon Gage 112142 January 20, 2022 Insurance Producer

Order for Suspension

Yes
Galen C. Hoodjer 112381 February 8, 2022 Insurance Producer

Order for Suspension

Yes
Equiguard Agency Inc., dba The Equiguard Agency, Inc. and David Roberts 112527 February 9, 2022 Insurance Unlicensed

Summary Cease and Desist Order

No
Christine A. Willis 112701 March 9, 2022 Insurance Producer

Order for Suspension

Yes
Timothy B. Loan 112843 March 21, 2022 Insurance Producer

Order for Suspension

Yes
Gary D. Marcum 100755 March 24, 2022 Insurance Producer, Unlicensed

Findings of Fact, Conclusions of Law and Final Order

No
Timothy B. Loan 112843 April 27, 2022 Insurance Producer

Order Reinstating License After Suspension

Yes
American Country Insurance Company - NAIC # 38237 May 9, 2022 Insurance Insurance Company

Order Reinstating Certificate of Authority After Suspension

Gateway Insurance Company - NAIC # 28339 May 9, 2022 Insurance Insurance Company

Order Reinstating Certificate of Authority After Suspension

American Service Insurance Company - NAIC # 42897 May 9, 2022 Insurance Insurance Company

Order Reinstating Certificate of Authority After Suspension

Sonya Ackerson and The Sonya Group, LLC f/k/a Advocate 4 the Aging, LLC 110992 May 10, 2022 Insurance Producer

Final Order

No
Benjamin Feick 109795 May 10, 2022 Insurance Producer

Order Reinstating License After Suspension

Yes
Aaron Sanders and Sanders Funeral Chapel, Inc. d/b/a Sanders Funeral Services 112140 May 24, 2022 Regulated Industries Preneed Sales Agent

Order and Consent to Order

No
Brandon L. Blake 113635 June 8, 2022 Insurance Producer

Order for Suspension

Yes
BlockFi Lending LLC 112953 June 8, 2022 Securities Broker Dealer

Consent Order

No
Brian W. Nelson 112185 June 8, 2022 Insurance Producer

Order and Consent to Order

No