Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort ascending | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Walker, Charles R. | 84207 | August 11, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Francisco, Michael L. | 84427 | August 7, 2014 | Insurance | Default Order Upholding Refusal to Issue Insurance Producer License |
No | |
| Riverside Cemetery | August 5, 2014 | Regulated Industries | Other | Consent Order and Notice of Right to Hearing |
No | |
| Petersen, James R. | 83422 | August 5, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Frank, Christopher T. | 83468 | July 29, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Schoepske, Dennis L. | 83562 | July 22, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| McQuaid, Nancy | 83418 | July 16, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Douglas-Henderson, Donna | 83396 | July 16, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Cummings, Ryan C. | 83506 | July 15, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Behner, Fred A. | 83393 | July 11, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Wubben, Richard F. | 83542 | July 7, 2014 | Insurance | Producer | Order & Consent to Order |
No |
| Sanders, Aaron | 83417 | July 7, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Memorial Park Services, Inc | 84537 | July 7, 2014 | Regulated Industries | Preneed Seller | Consent Order and Notice of Right to Hearing |
No |
| Pierce, James W. | 82901 | July 2, 2014 | Insurance | Unlicensed | Order & Consent Order |
No |
| Andreasen, Arnie Paul | 82902 | June 27, 2014 | Insurance | Unlicensed | Summary Cease and Desist Order |
No |
| Johnson, Courtney L. | 83414 | June 26, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Rosenberg, Misty L. | 83431 | June 24, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Ramsden, Mark A. | 83430 | June 24, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Schroeder, Melvin | 83453 | June 24, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Thomas, Kirk | 83456 | June 23, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| J.P. Morgan Securities | 84425 | June 23, 2014 | Securities | Broker Dealer | Administrative Consent Order |
No |
| Linn, Leonard J. | June 19, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Consent Order |
No | |
| Papich, Michael D. | 83335 | June 16, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Fredregill, Ryan M. | 83398 | June 13, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Petersen, James R. | 83422 | June 12, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Gaye, Nyaten | 83030 | June 12, 2014 | Insurance | Producer | Default Order of Revocation, C&D and Civil Penalty |
No |
| Boothby, Michael D. | 83394 | June 12, 2014 | Insurance | Preneed Sales Agent | Order & Consent to Order |
No |
| Schultz, Doug A. | 83495 | June 12, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Mikels, Mike | 82734 | June 12, 2014 | Insurance | Producer | Default Order of Revocation, C&D and Civil Penalty |
No |
| S.K. Rogers Funeral Homes LLC | 83337 | June 9, 2014 | Regulated Industries | Preneed Seller | Order & Consent to Order |
No |
| Johnson, Karen S. | 83415 | June 9, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
No |
| Andrews, Ronald Anthony (Tony) | 83390 | May 30, 2014 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
No |
| Douglas-Henderson, Donna | 83396 | May 29, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Taylor, Kimberly D. | 82934 | May 28, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 28, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order & Consent to Order |
No |
| Quast, Steven Jon | 83429 | May 28, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent Order |
No |
| Oberheim, Maria A. | 82828 | May 15, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Sanders, Aaron | 83417 | May 12, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Johnson, Karen S. | 83415 | May 12, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| S.K. Rogers Funeral Homes LLC | 83337 | May 12, 2014 | Regulated Industries | Preneed Seller | Order of Suspension for Good Cause |
No |
| Johnson, Courtney L. | 83414 | May 12, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Boothby, Michael D. | 83394 | May 8, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Quast, Steven J. | 83429 | May 8, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Behner, Fred A. | 83393 | May 8, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Ramsden, Mark A. | 83430 | May 8, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Andrews, Ronald Anthony (Tony) | 83390 | May 8, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Papich, Michael D. | 83335 | May 7, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
No |
| Rosenberg, Misty L. | 83431 | May 7, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Casue |
No |
| Robert L. and Michelle R. Dugger Funeral Homes LLC | 83336 | May 5, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Order of Suspension for Good Cause as to Sales Agent |
No |
| Ameritas Investment Corporation | 78986 | May 5, 2014 | Securities | Broker Dealer, Securities Agent | Order & Consent to Order |
No |