The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Kalny, Megan | 78211 | April 28, 2014 | Insurance | Producer |
Order Reinstating License After Suspension |
| Gant, Robert R. | 82568 | April 21, 2014 | Insurance | Producer |
Order for Suspension |
| Woods, Thomas | 82047 | April 14, 2014 | Insurance | Producer |
Order of Probationary License |
| Salgado, Jose | 76187 | April 11, 2014 | Insurance | Producer |
Order & Consent to Order |
| Scharingson, Jeffery B. | 82816 | April 3, 2014 | Securities, Insurance | Investment Adviser Representative, Producer |
Order & Consent to Order |
| McClean, Deanna R. | 82371 | April 2, 2014 | Securities, Insurance | Producer, Securities Agent |
Order & Consent to Order |
| Fisher, John F. | 82407 | March 31, 2014 | Insurance | Producer |
Order for Suspension |
| Spenny, Samantha L. | 82041 | March 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Jerrick, Rober | 72768 | March 21, 2014 | Insurance | Producer |
Order & Consent to Order |
| Mahoney, Keith | 82552 | March 20, 2014 | Insurance | Producer |
Order & Consent to Order |
| Pontow, Thomas | 82638 | March 14, 2014 | Insurance | Producer |
Order & Consent to Order |
| Continental Casualty Company | 82348 | March 10, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
| Ciha, Daniel W. | 82538 | March 4, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller, Unlicensed |
Cease & Desist Order and Order of Suspension and Notice of Right of Hearing |
| Carry, Sarah | 82451 | March 3, 2014 | Insurance | Producer |
Order & Consent to Order |
| Thompson, Kelly G. | 82151 | February 27, 2014 | Insurance | Producer |
Order for Suspension |
| Buck III, Dallas | 82637 | February 26, 2014 | Insurance | Producer |
Order & Consent to Order |
| Knudsen, Derek R. | 82072 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
| Robbins, Crysty | 82112 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
| Halferty, Melissa L. | 82106 | February 25, 2014 | Insurance | Producer |
Order for Suspension |
| Valenti, Anthony | 81849 | February 25, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
| Owens, Myron A. | 78159 | February 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Birgoyne, Liana | 82082 | February 21, 2014 | Insurance | Producer |
Order & Consent to Order |
| Abbas, Lyle H. et al. v. Wellmark, Inc. | 12IID026 | February 21, 2014 | Insurance | Insurance Company |
Proposed Decision |
| Surber, Ryan C. | 81919 | February 20, 2014 | Insurance | Producer |
Order for Suspension |
| Family Life Insurance Company | 82269 | February 19, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
| Livezey, Scott M. | 81929 | February 19, 2014 | Insurance | Producer |
Order for Suspension |
| Guarantee Trust Life Insurance Company | 82552 | February 14, 2014 | Insurance | Insurance Company |
Order Adopting Settlement |
| Crosser, Kenneth | 80240 | February 12, 2014 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order and Consent to Order |
| Chastang, Jasmine | 81328 | February 6, 2014 | Insurance | Producer |
Default Order |
| Fyfe, James J. | 81866 | January 24, 2014 | Insurance | Producer |
Order for Suspension |
| Ahmed, Saira O. | 81816 | January 22, 2014 | Insurance | Producer |
Order for Suspension |
| Genworth Life Insurance Company | 82349 | January 22, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Jones, Michael L. | 81930 | January 22, 2014 | Insurance | Producer |
Order & Consent Order |
| Lincoln National Life Insurance Company | 82023 | January 21, 2014 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| White, Brian M. | 81767 | January 13, 2014 | Insurance | Producer |
Order for Suspension |
| Ernst, Cory J. | 82230 | January 8, 2014 | Insurance |
Order & Consent to Order |
|
| Richardson, Tom | 80333 | December 30, 2013 | Insurance | Producer |
Order & Consent Order |
| Jiles, Vincent | 81298 | December 24, 2013 | Insurance | Producer |
Order for Suspension |
| Roberts, James | 78986 | December 23, 2013 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order & Consent to Order |
| Miller, Todd A. | 81223 | December 23, 2013 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Huynh, Samantha | 78229 | December 18, 2013 | Insurance | Producer |
Proposed Decision |
| Brown, Kunta L. | 81358 | December 11, 2013 | Insurance | Producer |
Order for Suspension |
| UBS Financial Services, Inc | 81914 | December 10, 2013 | Securities | Broker Dealer |
Consent Order and Order to Cease and Desist |
| RBC Capital Markets, LLC | 80979 | December 5, 2013 | Securities | Broker Dealer |
Administrative Consent Order |
| Young, Larry S. | 81182 | November 25, 2013 | Insurance | Producer |
Order for Suspension |
| Williams, Melissa I. | 75939 | November 25, 2013 | Insurance | Producer |
Default Order |
| Petefish, Daniel | 79326 | November 21, 2013 | Insurance | Producer |
Default Order |
| Rooker, Andrew W. | 81209 | November 15, 2013 | Insurance | Producer |
Order for Suspension |
| Schroder, Mark A. | 80745 | November 13, 2013 | Insurance | Producer |
Order Reinstating License After Suspension; Order for Suspension |
| Schoian, John P. | 81547 | November 12, 2013 | Insurance | Producer |
Order for Suspension |