The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Kapp, Charles 77724 October 24, 2012 Insurance Producer

Order for Suspension

Standard Life Insurance Company of Indiana October 22, 2012 Insurance Insurance Company

Suspension Order

AGC Life Insurance Company 78365 October 22, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Nationwide Financial Services, Inc 78284 October 15, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Atwood, Thomas 77658 October 12, 2012 Insurance Producer

Order for Suspension

Logsdon, Richie 77659 October 12, 2012 Insurance Producer

Order for Suspension

Kelderman, Curtis 77651 October 12, 2012 Insurance Producer

Order for Suspension

Schmidt, Jeffrey 77652 October 12, 2012 Insurance Producer

Order for Suspension

Oberly, Linda 77639 October 11, 2012 Insurance Producer

Order for Suspension

Brown, Russell 77643 October 11, 2012 Insurance Producer

Order for Suspension

Lloyd, Timothy 77647 October 11, 2012 Insurance Producer

Order for Suspension

Welte, Douglas E. 78144 October 8, 2012 Insurance Producer

Order & Consent to Order

Abel, Mark E. 77531 October 1, 2012 Insurance Producer

Order for Suspension

Lacour, Connie 77532 October 1, 2012 Insurance Producer

Order for Suspension

Grillet, Sandy 77536 October 1, 2012 Insurance Producer

Order for Suspension

E*Trade Securities LLC 73961 September 17, 2012 Securities Broker Dealer

Administrative Consent Order

Raymond James & Associates, Inc 72282 September 17, 2012 Securities Broker Dealer

Administrative Consent Order

Black, Michael 77402 September 7, 2012 Insurance Producer

Order for Suspension

Ryder System, Inc. 77799 September 4, 2012 Insurance

Order & Consent to Order

Ellis, James J. 76549 August 22, 2012 Insurance Producer

Proposed Decision

Stammer, Terry 77096 August 22, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Thomas, Rayna 76613 August 12, 2012 Insurance Producer

Order for Suspension

Berry, Rodney D. 76741 August 10, 2012 Insurance Producer

Proposed Decision

Standard Life Insurance Company of Indiana August 7, 2012 Insurance Insurance Company

Suspension Order

Stepanek, John M. 77458 August 2, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Alegent Health System 77369 July 30, 2012 Insurance Insurance Company

Order & Consent to Order

Millers First Insurance Company July 27, 2012 Insurance Insurance Company

Suspension Order

Morgan Asset Management, Inc; Morgan Keegan & Company, Inc. 71514 July 27, 2012 Securities Broker Dealer, Investment Adviser

Administrative Consent Order

Phillips, Dale 76804 July 23, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Kingston, Richard 76614 July 17, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Spratt, Michael 76763 July 13, 2012 Insurance Producer

Order for Suspension

Neal, Tomica 76454 July 13, 2012 Insurance Producer

Order for Suspension

Lange, Richard A. 77073 July 10, 2012 Insurance Producer

Order & Consent to Order

American Manufacturers Mutual Insurance Company July 9, 2012 Insurance Insurance Company

Suspension Order

Lumbermans Mutual Casualty Company July 9, 2012 Insurance Insurance Company

Suspension Order

Livezey, Scott M. 75917 June 13, 2012 Insurance Producer

Default Order

Winegarden, Van 76610 June 13, 2012 Insurance Producer

Order for Suspension

Kruger, Stephen 76611 June 13, 2012 Insurance Producer

Order for Suspension

Douglas, Vincent 76619 June 13, 2012 Insurance Producer

Order for Suspension

Stalheim, Roger L. 75491 June 11, 2012 Insurance Producer

Order & Consent to Order

Weaver, Andy 74140 June 4, 2012 Insurance Producer

Order for Suspension

Millage, Andrew 73785 June 4, 2012 Insurance Producer

Order for Suspension

Burkett, Corinne 76390 May 30, 2012 Insurance Producer

Order for Suspension

Freed, Ronald 76389 May 30, 2012 Insurance Producer

Order for Suspension

MetLife 81895 May 29, 2012 Insurance Insurance Company

Regulatory Settlement Agreement

Burns, Ann Marie 74153 May 25, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Riley, Logan 76150 May 4, 2012 Insurance Producer

Order for Suspension

Johnson, Melanie 74135 May 2, 2012 Insurance Producer

Order for Suspension

Thomas, Sam 73410 May 1, 2012 Insurance Producer

Order for Suspension

Kruckemeyer, James 74146 May 1, 2012 Insurance Producer

Order for Suspension