Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort ascending | Subject | Entity | Order |
|---|---|---|---|---|---|
| Poe, Jimmy | 70930 | June 16, 2011 | Insurance | Unlicensed | Order and Consent to Order |
| Simon, Joseph | 68909 | June 10, 2011 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
| State Adjusters LLC; Donald Schuett | 69194 | June 7, 2011 | Insurance | Unlicensed | Summary Cease and Desist Order; Default Order |
| Penn Treaty Network America Insurance Company | June 3, 2011 | Insurance | Insurance Company | Suspension Order |
|
| Medical Savings Insurance Company | June 3, 2011 | Insurance | Insurance Company | Suspension Order |
|
| Kleve, Linda | 69482 | June 3, 2011 | Insurance | Producer | Order and Consent to Order |
| Park Avenue Property and Casualty Insurance Company | June 3, 2011 | Insurance | Insurance Company | Suspension Order |
|
| Tuve, John S. | 71481 | June 1, 2011 | Insurance | Producer | Agreement, Order and Consent to Order |
| Allied Property and Casualty et al | 71285 | May 16, 2011 | Insurance | Insurance Company | Order and Consent to Order |
| R&Q Reinsurance Company | 70099 | April 27, 2011 | Insurance | Insurance Company | Order and Consent to Order |
| Albright, Julie | 68887 | April 26, 2011 | Regulated Industries | Preneed Sales Agent | Proposed Decision |
| Thompson, Paul B. | 70934 | April 19, 2011 | Insurance | Producer | Agreement, Order and Consent to Order |
| Fedders, Matthew | 68424 | April 18, 2011 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
| Reyes, Bryan | 70932 | April 14, 2011 | Insurance | Producer | Order of Summary Suspension and Notice of Opportunity for Hearing |
| Anania, Milton | 70558 | April 13, 2011 | Insurance | Producer | Order and Consent to Order |
| Duehr, Mark | 69672 | April 11, 2011 | Insurance | Producer | Default Order |
| Degeeter, Devin T. | 69101 | April 5, 2011 | Insurance | Producer | Order and Consent to Order |
| Bristol West Insurance Company | 67308 | March 28, 2011 | Insurance | Insurance Company | Order and Consent to Order |
| Kayser, James Bernard | 69300 | March 25, 2011 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent | Order and Consent to Order and Agreement |
| Mann, Edwin | 70286 | March 25, 2011 | Insurance | Producer | Suspension Order |
| Essig, Ruthann | 68951 | March 15, 2011 | Insurance | Producer | Suspension Order |
| Rolle, Robin | 68942 | March 15, 2011 | Insurance | Producer | Suspension Order |
| Lemke, John | 68983 | March 10, 2011 | Regulated Industries | Preneed Sales Agent | Default Order |
| Coleman, Ronald | 68603 | March 8, 2011 | Insurance | Producer | Order and Consent to Order |
| Wolff, Wesley | 70458 | March 4, 2011 | Insurance | Producer | Rescission of Order |
| Lincoln General Insurance Company | 70096 | March 4, 2011 | Insurance | Insurance Company | Order and Consent to Order |
| Flaherty, Dennis M. | 68888 | February 25, 2011 | Insurance | Public Adjuster | Order and Consent to Order |
| Rainey, Leland | 65834 | February 24, 2011 | Insurance | Unlicensed | Order and Consent to Order |
| Guttenberg Municipal Hospital | 63066 | February 23, 2011 | Insurance | Dismissal; Proposed Decision |
|
| Holtsinger, John | 70273 | February 22, 2011 | Securities | Unlicensed | Cease and Desist Order; Proposed Decision |
| Schliemann, Justin | 69795 | February 14, 2011 | Insurance | Producer | Suspension Order |
| Budget Rent A Car of Iowa City | 70056 | February 7, 2011 | Insurance | Unlicensed | Order and Consent to Order |
| Feeck, Ryan | 69614 | February 3, 2011 | Insurance | Producer | Order and Consent to Order |
| Krier, Steven | 69614 | February 3, 2011 | Insurance | Producer | Order and Consent to Order |
| Blake, Michael | 66623 | February 1, 2011 | Insurance | Producer | Order for Suspension; Order Reinstating License After Suspension |
| Prosapia Financial LLC; Prosapia Capital Management LLC; Alan Lucas; Robyn Renee Palmer | 68806 | January 28, 2011 | Securities | Unlicensed | Cease and Desist Order; Proposed Decision |
| Howard, Dana | 69735 | January 18, 2011 | Insurance | Order and Consent to Order |
|
| Nguyen, Alven | 10DOCID023 | October 14, 2010 | Insurance | Producer |
Proposed Decision; Appeal Decision |
| Schroder, Mark A. | 68752 | September 30, 2010 | Insurance | Producer | Order for Suspension |
| Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes | 66957 | August 24, 2010 | Securities, Insurance | Investment Adviser Representative, Producer | Order and Consent to Order and Agreement |
| Conseco Life Insurance Company | May 28, 2010 | Insurance | Insurance Company | Regulatory Settlement Agreement |
|
| White, Jill | 67013 | April 12, 2010 | Regulated Industries | Preneed Sales Agent | Consent Order and Dismissal Order |
| Waters, Jason R. | 50976 | October 17, 2005 | Insurance | Producer | Order and Consent to Order |
| Thomas, Joyce B. | 58862 | August 16, 2005 | Insurance | Producer | Order & Consent to Order |
| Extraordinary Films aka Extraordinary Media Group Ltd | April 27, 2004 | Securities | Unlicensed |
San Diego CA Beverly Hills CA Chula Vista CA Allegation: Selling unregistered securities Resolution: Order: Cease and desist the offer or sale of unregistered securities Date of Order/Settlement: 2004-04-27
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| Life Insurance Company of Georgia | 59580 | February 20, 2002 | Insurance | Insurance Company | Regulatory Settlement Agreement |
| Woods, Jerald Lee | Elizabethtown KY Allegation: Unregistered agent; unregistered securities Resolution: Default Order issued with an assessed monetary penalty. Date of Order/Settlement: 2009-07-09 00:00:00 |
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| Ball, Roger | Blair NE Allegation: Failed to disclose previous administrative actions in his applications to become a non-resident Iowa Insurance producer. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-08-13 00:00:00 |
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| Thole, John M. | 58191 | Iowa City IA Allegation: Failure to report administrative action Resolution: Order: License suspended; $500 Fine; $100 Costs; Report action to Division Date of Order/Settlement: 2001-01-05 00:00:00 |
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| Murphy, Liliana | 59541 | San Antonio TX Allegation: Failure to notify of other state's actions; Failure to respond Resolution: Order signed: License revoked; $200 Fine; $100 Costs Date of Order/Settlement: 2001-05-31 00:00:00 |