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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Sort ascending Subject Entity Order
Poe, Jimmy 70930 June 16, 2011 Insurance Unlicensed

Order and Consent to Order

Simon, Joseph 68909 June 10, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

State Adjusters LLC; Donald Schuett 69194 June 7, 2011 Insurance Unlicensed

Summary Cease and Desist Order; Default Order

Penn Treaty Network America Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Medical Savings Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Kleve, Linda 69482 June 3, 2011 Insurance Producer

Order and Consent to Order

Park Avenue Property and Casualty Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Tuve, John S. 71481 June 1, 2011 Insurance Producer

Agreement, Order and Consent to Order

Allied Property and Casualty et al 71285 May 16, 2011 Insurance Insurance Company

Order and Consent to Order

R&Q Reinsurance Company 70099 April 27, 2011 Insurance Insurance Company

Order and Consent to Order

Albright, Julie 68887 April 26, 2011 Regulated Industries Preneed Sales Agent

Proposed Decision

Thompson, Paul B. 70934 April 19, 2011 Insurance Producer

Agreement, Order and Consent to Order

Fedders, Matthew 68424 April 18, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

Reyes, Bryan 70932 April 14, 2011 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Anania, Milton 70558 April 13, 2011 Insurance Producer

Order and Consent to Order

Duehr, Mark 69672 April 11, 2011 Insurance Producer

Default Order

Degeeter, Devin T. 69101 April 5, 2011 Insurance Producer

Order and Consent to Order 

Bristol West Insurance Company 67308 March 28, 2011 Insurance Insurance Company

Order and Consent to Order

Kayser, James Bernard 69300 March 25, 2011 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order and Consent to Order and Agreement

Mann, Edwin 70286 March 25, 2011 Insurance Producer

Suspension Order

Essig, Ruthann 68951 March 15, 2011 Insurance Producer

Suspension Order

Rolle, Robin 68942 March 15, 2011 Insurance Producer

Suspension Order

Lemke, John 68983 March 10, 2011 Regulated Industries Preneed Sales Agent

Default Order

Coleman, Ronald 68603 March 8, 2011 Insurance Producer

Order and Consent to Order

Wolff, Wesley 70458 March 4, 2011 Insurance Producer

Rescission of Order

Lincoln General Insurance Company 70096 March 4, 2011 Insurance Insurance Company

Order and Consent to Order

Flaherty, Dennis M. 68888 February 25, 2011 Insurance Public Adjuster

Order and Consent to Order

Rainey, Leland 65834 February 24, 2011 Insurance Unlicensed

Order and Consent to Order

Guttenberg Municipal Hospital 63066 February 23, 2011 Insurance

Dismissal; Proposed Decision

Holtsinger, John 70273 February 22, 2011 Securities Unlicensed

Cease and Desist Order; Proposed Decision

Schliemann, Justin 69795 February 14, 2011 Insurance Producer

Suspension Order

Budget Rent A Car of Iowa City 70056 February 7, 2011 Insurance Unlicensed

Order and Consent to Order

Feeck, Ryan 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Krier, Steven 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Blake, Michael 66623 February 1, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Prosapia Financial LLC; Prosapia Capital Management LLC; Alan Lucas; Robyn Renee Palmer 68806 January 28, 2011 Securities Unlicensed

Cease and Desist Order; Proposed Decision

Howard, Dana 69735 January 18, 2011 Insurance

Order and Consent to Order

Nguyen, Alven 10DOCID023 October 14, 2010 Insurance Producer

 

Proposed Decision; Appeal Decision

Schroder, Mark A. 68752 September 30, 2010 Insurance Producer

Order for Suspension

Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes 66957 August 24, 2010 Securities, Insurance Investment Adviser Representative, Producer

Order and Consent to Order and Agreement 

Conseco Life Insurance Company May 28, 2010 Insurance Insurance Company

Regulatory Settlement Agreement

White, Jill 67013 April 12, 2010 Regulated Industries Preneed Sales Agent

Consent Order and Dismissal Order

Waters, Jason R. 50976 October 17, 2005 Insurance Producer

Order and Consent to Order

Thomas, Joyce B. 58862 August 16, 2005 Insurance Producer

Order & Consent to Order

Extraordinary Films aka Extraordinary Media Group Ltd April 27, 2004 Securities Unlicensed

 

San Diego CA Beverly Hills CA Chula Vista CA Allegation: Selling unregistered securities Resolution: Order: Cease and desist the offer or sale of unregistered securities Date of Order/Settlement: 2004-04-27

 

Life Insurance Company of Georgia 59580 February 20, 2002 Insurance Insurance Company

Regulatory Settlement Agreement

Woods, Jerald Lee

Elizabethtown KY

Allegation: Unregistered agent; unregistered securities

Resolution: Default Order issued with an assessed monetary penalty.

Date of Order/Settlement: 2009-07-09 00:00:00

Ball, Roger

Blair NE

Allegation: Failed to disclose previous administrative actions in his applications to become a non-resident Iowa Insurance producer.

Resolution: Consent Order issued and monetary penalty assessed.

Date of Order/Settlement: 2009-08-13 00:00:00

Thole, John M. 58191

Iowa City IA

Allegation: Failure to report administrative action

Resolution: Order: License suspended; $500 Fine; $100 Costs; Report action to Division

Date of Order/Settlement: 2001-01-05 00:00:00

Murphy, Liliana 59541

San Antonio TX Allegation: Failure to notify of other state's actions; Failure to respond Resolution: Order signed: License revoked; $200 Fine; $100 Costs Date of Order/Settlement: 2001-05-31 00:00:00