Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Enforcement Date Sort ascending | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Vershaw, Todd C. | 95687 | November 20, 2017 | Insurance | Producer | Order and Consent to Order |
No |
| Nulph, Michael | 94689 | November 17, 2017 | Insurance | Decision Refusing to Issue a Resident Insurance Producer License |
No | |
| Jones, Amie | 95890 | November 15, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Weber, Wayne | 94778 | November 15, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Rudolph, Randy | 95133 | November 15, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Sullivan, Alan J. | 96085 | November 13, 2017 | Insurance | Decision Vacating Denial and an Order Granting Consent to Work in Business of Insurance |
No | |
| Kirsch, Michael D. | 93003 | November 9, 2017 | Regulated Industries | Preneed Sales Agent | Order and Consent to Order |
No |
| Kirsch Funeral Service, Inc. | 93003 | November 9, 2017 | Regulated Industries | Preneed Seller | Order and Consent to Order |
No |
| Ryder System, Inc., Ryder Truck Rental | October 24, 2017 | Insurance | Order and Consent to Order |
No | ||
| Kelderman, Curtis B. | 77651 | October 12, 2017 | Insurance | Producer | Order for Reissuance After License Suspension and Expiration and Order for Suspension |
Yes |
| Stewart Hinerfeld | 95835 | October 6, 2017 | Securities | Investment Adviser Representative | Order Granting Waiver of Series 65 Exam |
No |
| Paul, Rodney L. | 94999 | October 2, 2017 | Insurance | Producer | Order & Consent to Order |
No |
| Star Casualty Insurance Company | September 25, 2017 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| Craig, Bradley D. | 95013 | September 13, 2017 | Insurance | Producer | Order, Consent to Order, and Agreement to Supervise |
No |
| Matgen, Stephen W. | 93324 | September 11, 2017 | Insurance | Producer | Order, Consent to Order, and Agreement to Supervise |
No |
| Fredregill, Ryan M. | 95543 | September 11, 2017 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Regulatory Agreement |
No |
| Shad N. Clayton | 68943 | September 7, 2017 | Insurance | Producer | Order For Reissuance After License Suspension and Expiration |
Yes |
| Hauptman, Bruce A. | 92501 | August 4, 2017 | Securities | Unlicensed | Order and Consent to Order |
No |
| Menough, Nicholas | 92291 | July 27, 2017 | Insurance | Producer | Order Accepting Voluntary Forfeiture and Consent to Order |
No |
| Ribbens, Nathan T. | 94065 | July 25, 2017 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Hanson, Denae J. | 94050 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Voss, Diana L. | 94287 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Forbes, Joshua | 94564 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Thompson, Brian T. | 94359 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Howard, Douglas A. | 92950 | June 29, 2017 | Insurance | Producer | Order and Consent to Order |
No |
| The Securities and Regulated Industries Bureau | 94918 | June 26, 2017 | Securities | Order of Appointment |
No | |
| Terraza, Jose M. | 92369 | June 19, 2017 | Insurance | Producer | Final Findings of Fact, Conclusions of Law and Order |
No |
| Two Rivers Insurance Company, Inc. | 82465 | May 22, 2017 | Insurance | Business Entity Producer, Third Party Administrator | Order and Consent to Order |
No |
| Forus, Michael A. | 93364 | May 8, 2017 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Newman, Scott A. | 91936 | April 28, 2017 | Insurance | Producer | Order Reinstating License After Suspension |
No |
| Henderson, Jeffery D. | 93720 | April 18, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Gilbert, Kyra D. | 93394 | April 18, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Welding, Carla L. | 93611 | April 18, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Holmberg, Billie J. | 93238 | April 12, 2017 | Insurance | Producer | Order and Consent to Order |
No |
| Miller, Jesse M. | 91453 | April 5, 2017 | Insurance | Producer | Order for Revocation and Order for Suspension |
Yes |
| Hietbrink, Paul s. | 88268 | March 24, 2017 | Insurance | Producer | Order Reinstating License After Suspension and Order and Consent to Order |
No |
| YourPeople, Inc., dba Zenefits FTW Insurance Services | 93409 | March 22, 2017 | Insurance | Business Entity Producer | Order and Consent to Order |
No |
| Thiltgen, Sarah | 93273 | March 22, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Harris, Marcus S. | 93272 | March 21, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Story, Ernest A. | 92757 | March 21, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Swantek, Daniel M. | 93363 | March 21, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Maddy, Brian K. | 93304 | March 21, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Jeanne E. Rieks | 85614 | March 3, 2017 | Insurance | Producer | Order Reissuing License After Revocation |
Yes |
| Olberding, Dean E. | 76453 | March 3, 2017 | Insurance | Producer | Order for Reissuance After License Suspension and Expiration and Order for Suspension |
Yes |
| National General Holding Corporation | 94417 | March 1, 2017 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Starkey, Walter A. | 92965 | February 17, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| RiverSource Life Insurance Company | 93566 | February 15, 2017 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Steven A. Olejniczak | 93392 | February 8, 2017 | Securities, Insurance | Producer, Securities Agent | Order and Consent to Order |
No |
| Paul S. Hietbrink | 88268 | February 7, 2017 | Insurance | Producer | Order and Consent to Order |
No |
| Assurant, Inc. | 93555 | January 25, 2017 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |