The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Heifner, Beth 89524 September 6, 2016 Insurance Producer

Order and Consent to Order

Heilbuth, Donald R.

Sioux City IA

Allegation: Advertising violations

Resolution: Consent signed: Cease and desist violations; pay $500 Costs

Date of Order/Settlement: 2005-12-07 00:00:00

Helland, Ronald S.

Ames IA

Allegation: Forging of customers signatures on insurance form

Resolution: Consent: Cease and desist from allegation; pay $400 Fine and $100 Costs

Date of Order/Settlement: 2004-08-02 00:00:00

Henderson, Jeffery D. 93720 April 18, 2017 Insurance Producer

Order for Suspension

Henry, Casey C. 77415 December 10, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Henton, Brian 83574 September 4, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

Hermawan, Samuel

Des Moines IA

Allegation: Misappropriating monies; Using fraudulent coercive or dishonest practices; Demonstrating incompetence untrustworthiness or financial irresponsibility.

Resolution: Decision issued and monetary penalty assessed.

Date of Order/Settlement: 2008-10-17 00:00:00

Herrera, Richard L. 58955

West Des Moines IA

Allegation: Unsuitable Sales; Unfair trade practices

Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations

Date of Order/Settlement: 2001-09-25 00:00:00

Herrera, Sharon S. 58954

West Des Moines IA

Allegation: Unsuitable Sales; Unfair Trade practices

Resolution: Consent Signed: 2 yr. Probation; Cease and Desist from violations;

Date of Order/Settlement: 2001-09-25 00:00:00

Hesebeck, Sherewin

Sheldon IA

Allegation: Altered insurance policy applications and altered client premium checks.

Resolution: Order and Consent to Order issued and monetary penalty assessed. Insurance producer license suspended for 180 days.

Date of Order/Settlement: 2009-08-12 00:00:00

Hibbing, Timothy W. 76938 September 6, 2013 Insurance Producer

Order & Consent to Order

Hietbrink, Paul s. 88268 March 24, 2017 Insurance Producer

Order Reinstating License After Suspension and Order and Consent to Order

Hifilez Inc

Eagle Grove IA

Allegation: Shares of stock offered by Hifilez are not registered as securities in Iowa.

Resolution: Order: Cease and Desist the offer or sale of unregistered and non-exempt securities in Iowa.

Date of Order/Settlement: 2004-04-20 00:00:00

Hines, Lisa M. 89523 April 19, 2016 Insurance Producer

Order and Consent to Order

Hinton, Michael

Bettendorf IA

Allegation: Failure to Respond

Resolution: Consent Order issued and monetary penalty assessed.

Date of Order/Settlement: 2008-12-09 00:00:00

Hjelmland, Bjorn 76675 October 23, 2013 Insurance Producer

Proposed Decision

Hockenberry Family Care, Inc. and Kathie Hockenberry 102240 August 8, 2019 Regulated Industries Preneed Sales Agent, Preneed Seller

Summary Cease and Desist Order

Hockenberry Family Care, Inc. and Kathie Hockenberry 102240 August 29, 2019 Regulated Industries Preneed Sales Agent, Preneed Seller

Order and Consent to Order

Hodges, Dallas D. 91294 July 13, 2016 Insurance Producer

Order for Suspension

Hoefflin, Craig R. 79636 May 16, 2013 Insurance Producer

Order & Consent to Order

Hole in Won, LLC; Hole in Won.com; Hole In Won.com Worldwide; Golf Marketing Worldwde, LLC; Compliance HIW, LLC; Kevin Kolenda, and Amanda Penrose 106681 October 9, 2020 Insurance Unlicensed

Summary Cease and Desist Order 

Holmberg, Billie J. 93238 April 12, 2017 Insurance Producer

Order and Consent to Order

Holtsinger, John 70273 February 22, 2011 Securities Unlicensed

Cease and Desist Order; Proposed Decision

Home Service Club Warranty Corp. 103449 May 27, 2020 Regulated Industries Unlicensed

Order and Consent to Order

Home Solutions Real Estate Investments Inc

Des Moines IA

Allegation: Offered and sold unregistered securities (promisary notes); misrepresented material facts; omitted material facts.

Resolution: Cease and desist ordering hald sales and offers to sell securities; misrepresentation and omission of material facts in the offer and selling of securities

Date of Order/Settlement: 2004-09-17 00:00:00

Hoodjer, Galen 87208 April 10, 2019 Insurance Producer

Order For Reissuance After License Suspension and Expiration and Order for Suspension

Hoodjer, Galen C. 87208 June 11, 2015 Insurance Producer

Order for Suspension

Howard, Dana 72408 October 18, 2011 Insurance Producer

Order for Suspension

Howard, Dana 69735 January 18, 2011 Insurance

Order and Consent to Order

Howard, Douglas A. 92950 June 29, 2017 Insurance Producer

Order and Consent to Order

Hrdlicka, Raymond W. 59295

Fremont CA Allegation: Failure to notify of other state's action Resolution: Consent Signed: License revoked for 10 years; $200 Fine; $100 Costs Date of Order/Settlement: 2001-07-10 00:00:00

Hubbard, Roderick D. 58440

Buckeye AZ

Allegation: Failure to notify Division of Administrative actions; Revocation of license by another state; failure to inform Division of address change;

Resolution: Order signed: License revoked; pay $500 fine and $200 costs beore relicensure

Date of Order/Settlement: 2005-08-19 00:00:00

Huebner, Daniel W. 58838

Grinnell IA

Allegation: Dishonest or unethical practices in the securities business.

Resolution: Consent: Revocation of securities agent license; Revocation of insurance producer license and permanently barred from reapplying for insurance producer license in Iowa.

Date of Order/Settlement: 2003-08-19 00:00:00

Huebner, Daniel W. 58752

Grinnell IA

Allegation: Replacement violations; receiving commissions without company appointment; Omissions from insurance applications

Resolution: Order: Cease and Desist from further violation; $800 Fine; $500 Costs

Date of Order/Settlement: 2002-02-15 00:00:00

Huff Jr., Roland L. 58942

Des Moines IA

Allegation: Misappropriation; refusal to cooperate; lack of character.

Resolution: Consent signed: License revocation.

Date of Order/Settlement: 2002-03-25 00:00:00

Huff Sr., Roland L 58942

Des Moines IA

Allegation: Replacement violations

Resolution: Consent signed: Cease and desist; $500 Costs

Date of Order/Settlement: 2001-06-19 00:00:00

Hughes, Chuck

Hot Springs NC

Allegation: Transacted business as an investment adviser representative without being registered.

Resolution: Order and Consent Order signed and Hughes reimbursed former subscriber $2500.

Date of Order/Settlement: 2007-10-19 00:00:00

Hulstein Jr., Tony 76267 May 3, 2013 Insurance Producer

Proposed Decision

Huseman, Daniel S. 59657

Alta IA

Allegation: Conviction of a felony

Resolution: Consent signed: Permanent license revocation

Date of Order/Settlement: 2002-09-18 00:00:00

Hussey, Thomas 73966 March 27, 2012 Insurance Producer

Order for Suspension

Huynh, Samantha 78229 December 18, 2013 Insurance Producer

Proposed Decision

IDS Life Insurance Company

Minneapolis MN

Allegation: Failure to provide Free Look Period.

Resolution: Order and Consent to Order - No monetary penalty assessed.

Date of Order/Settlement: 2006-11-08 00:00:00

Independence American Insurance Company 107031 September 23, 2020 Insurance Insurance Company

Regulatory Settlement Agreement

Independence American Insurance Company 102145 June 18, 2019 Insurance Insurance Company

Order and Consent to Order

Individual Resident Insurance Producer Licenses 94918 May 29, 2020 Insurance Producer

Order Extending the Issuance of Temporary Insurance Producer Licenses

Individual Resident Insurance Producer Licenses 94918 April 9, 2020 Insurance Producer

Order Establishing Temporary Insurance Producer License

ING 81254 August 13, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Inlay, Douglas 71609 October 18, 2011 Securities Securities Agent

Default Order

Insurance Corporation of New York 58637

New York NY

Allegation: Failure to comply with Iowa minimum capital and surplus requirements

Resolution: Order: Certificate of Authority suspended

Date of Order/Settlement: 2005-08-22 00:00:00

International Marine Water Safety Foundation 58992

Blainville Quebec Canada

Allegation: Unauthorized insurance company

Resolution: Order for Default: Cease and Desist as an unauthorized insurer in Iowa; $50000 Fine

Date of Order/Settlement: 2002-05-01 00:00:00