The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
International Paper

Memphis TN

Allegation: Failed to file an application for renewal for Workers Compensation Self-Insurance program.

Resolution: Consent Order signed and monetary penalty assessed.

Date of Order/Settlement: 2007-08-18 00:00:00

IOA Re Inc 59069

Plymouth Meeting PA

Allegation: Failure to have third party administrator bond in force.

Resolution: Consent signed: Certificate of Registration to act as a third-party administrator in Iowa is suspended until another surety bond is obtained and payment of $250 Costs

Date of Order/Settlement: 2004-03-08 00:00:00

Iowa Dental Association 72585 November 8, 2011 Insurance

Declaratory Order

Irons, Jack

Lincoln NE

Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions

Resolution: Cease and Desist Order issued and monetary penalty assessed.

Date of Order/Settlement: 2008-02-15 00:00:00

J.P. Morgan Securities 84425 June 23, 2014 Securities Broker Dealer

Administrative Consent Order

J.P. Morgan Securities Inc 58414

New York NY

Allegation: Failed to establish an enforce written supervisory procedures; made payments to other broker/dealers for research and failing to disclose said payments.

Resolution: Consent without admitting or denying allegations; Pay $250000 Fine

Date of Order/Settlement: 2004-01-30 00:00:00

Jackson National Insurance Company April 29, 2012 Insurance Insurance Company

Consent Order

Jackson, Clarence 88459 October 21, 2015 Insurance Producer

Order for Suspension

Jacob K. Scroggin 96523 January 31, 2018 Insurance Producer

Order for Suspension

Jacob R. Brager 96059 February 6, 2018 Insurance Producer

Order for Suspension

Jacquelyn Benda-Meeks 102150 July 29, 2019 Insurance Producer

Order for Suspension

Jahvon J. Thompson 103448 January 28, 2020 Insurance Producer

Findings of Fact, Conclusions of Law and Orders of Revocation, to Cease and Desist, and Other Relief

James B. Van Fleet IV 112092 January 4, 2022 Insurance Producer

Order for Suspension

Jamie Brockman 100564 January 28, 2019 Insurance Producer

Order Reinstating License After Suspension

Jamie Brockman 100564 January 15, 2019 Insurance Producer

Order for Suspension

Janet L. Ryerson 107261 October 27, 2020 Insurance Producer

Order for Suspension

Jarvis A. Thomas 99824 January 24, 2019 Insurance Producer

Order and Consent to Order

Jason J. Warner 96619 January 16, 2018 Insurance Producer

Order for Suspension

Jason O'Neil 99445 November 21, 2018 Insurance Producer

Order for Suspension

Javier Vasquez 106524 April 9, 2021 Insurance Producer

Order and Consent to Order

Jean-Baptiste, Giovanni R. 85601 November 6, 2015 Insurance Producer

Final Order of Revocation, Cease and Desist and Civil Penalty

Jeanne E. Rieks 85614 February 12, 2015 Insurance Producer

Order and Consent to Order

Jeanne E. Rieks 85614 March 3, 2017 Insurance Producer

Order Reissuing License After Revocation

Jefferson Insurance Company 97191 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

Jeffrey Copeman 100362 January 3, 2019 Insurance Producer

Order for Suspension

Jeffrey H. Jensen 107636 April 22, 2021 Insurance Unlicensed

Dismissal of Request for Hearing

Jeffrey L. Carman 96386 January 16, 2018 Insurance Producer

Order for Suspension

Jeffrey l. Peterson 98906 August 8, 2018 Insurance Producer

Order and Consent to Order

Jeffrey L. Peterson 98906 October 31, 2018 Insurance Producer

Order Reinstating License After Suspension

Jennifer D. Bartusek 109636 June 8, 2021 Insurance Producer

Order for Suspension

Jennings, Geoffrey A. 59329

Council Bluffs IA

Allegation: Sold unregistered securities or business opportunities without proper licensure; failed to disclose criminal actions; violation of 18 U.S.C. section 1033; misappropriating funds or borrowing from clients after representing he was not.

Resolution: Order 9/15/03: License suspended; cease and desist from doing any insurance business in Iowa. Order dated 12/5/03: License permanently revoked; Cease and desist from offer and sale of unregistered securities and without proper securities license.

Date of Order/Settlement: 2003-12-05 00:00:00

Jeremy Morgan 104340 February 18, 2020 Insurance Producer

Order for Suspension

Jerrick, Rober 72768 March 21, 2014 Insurance Producer

Order & Consent to Order

Jesse Rittenhouse 99873 November 21, 2018 Insurance Producer

Order for Suspension

Jiles, Vincent 81298 December 24, 2013 Insurance Producer

Order for Suspension

Joe Finocchiaro 105128 April 27, 2020 Insurance Producer

Order for Suspension

Joel A. Courtney 97752 May 30, 2018 Insurance Producer

Order for Suspension

John A. McAfee and McAfee & Associates, Inc. 104164 February 7, 2020 Insurance Producer

Order and Consent to Order

John Doe 96972 June 6, 2018 Insurance Producer

Summary Decision (Redacted)

John Hancock Life Insurance Company 58325

Boston MA

Allegation: Failure to respond

Resolution: Consent signed: Agrees to respond to Division inquiries; $1000 Fine and Costs

Date of Order/Settlement: 2001-03-12 00:00:00

Johnson Jr., Ralph

West Des Moines IA

Allegation: Criminal History

Resolution: Summary Order Denying Application for Sales Agent License.

Date of Order/Settlement: 2008-01-18 00:00:00

Johnson, Bradley

Davenport IA

Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support

Resolution: Suspension

Date of Order/Settlement: 2006-07-11 00:00:00

Johnson, Courtney L. 83414 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Johnson, Courtney L. 83414 June 26, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Johnson, Daniel H 58683

Chariton IA

Allegation: Violation of Commissioners Order; Dishonest Practices and Incompetence

Resolution: Order: Insurance producer license suspended indefinitely; Suspension not lifted until the obligations are current or otherwise resolved.

Date of Order/Settlement: 2003-07-23 00:00:00

Johnson, David W. 79381 March 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

Johnson, Donald E.

Eldon MO

Allegation: Unregistered Securities and agent; misrepresentations and Omissions.

Resolution: Cease and Desist Order issued and monetary penalty assessed.

Date of Order/Settlement: 2007-10-25 00:00:00

Johnson, Karen S. 83415 June 9, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Johnson, Karen S. 83415 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Johnson, Mark W. 59535

Sparta WI

Allegation: Unsuitable sales; duplication of coverage

Resolution: Order signed: License revoked permanently and forevermore

Date of Order/Settlement: 2001-06-18 00:00:00