Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Lay, Tammie L. | 78348 | January 10, 2013 | Insurance | Producer | Suspension Order |
Yes |
| Learn Waterhouse Inc | ||||||
| Legends Agency LLC | 104040 | August 13, 2021 | Insurance | Business Entity Producer | Order Reissuing License After Suspension and Expiration |
No |
| Lehman Brothers Inc | 58416 | |||||
| Lemke, John | 68983 | March 10, 2011 | Regulated Industries | Preneed Sales Agent | Default Order |
No |
| Lenz, Nathaniel A. | 59584 | |||||
| Leonard L. Houston II | 109717 | June 14, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Lester, Shane M. | 88183 | September 23, 2015 | Insurance | Producer | Order for Suspension |
Yes |
| LH Ross & Company Inc | ||||||
| Lickiss, Stephen | 77483 | November 9, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Life Insurance Company of Georgia | 59580 | February 20, 2002 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Life Insurance Company of North America | 80583 | May 13, 2013 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Lincoln Benefit Life Company | ||||||
| Lincoln Benefit Life Company | 58941 | |||||
| Lincoln General Insurance Company | 70096 | March 4, 2011 | Insurance | Insurance Company | Order and Consent to Order |
No |
| Lincoln Mason and Mason Lindhart Funeral Home, Ltd. | 96703 | March 20, 2018 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Consent Order |
No |
| Lincoln National Life Insurance Company | 82023 | January 21, 2014 | Insurance | Insurance Company | Regulatory Settlement Agreement |
No |
| Lind, Jeremy S. | ||||||
| Lindsey, Maryo | 71477 | June 30, 2011 | Insurance | Producer | Order for Suspension |
Yes |
| Lindsey, Maryo | ||||||
| Lindsey, Victor | ||||||
| Link, Lacy | 78491 | January 10, 2013 | Insurance | Producer | Suspension Order |
Yes |
| Linn, Leonard J. | June 19, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller | Consent Order |
No | |
| Lippold, Robert J. | 59302 | |||||
| Lisa M. Wilsey | 107596 | May 11, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Lisa M. Wilsey | 107596 | November 30, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Lisa Sander | 98732 | August 29, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Lisa Weltzin | 98418 | December 4, 2018 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Final Orders |
No |
| Livezey, Scott M. | 81929 | February 19, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Livezey, Scott M. | 75917 | June 13, 2012 | Insurance | Producer | Default Order |
No |
| Lloyd, Timothy | 77647 | October 11, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Logsdon, Richie | 77659 | October 12, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Lohr, Kenneth Robert | 70899 | August 23, 2011 | Insurance | Producer | Default Order |
No |
| Long, Chris | 80030 | September 10, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Lopez, Wilson Joseph | 59001 | |||||
| Loren G. Scheiber | 89432 | January 12, 2015 | Insurance | Unlicensed | Order Placing Decision Under Seal |
No |
| Lorenzen, Monte | 59063 | |||||
| LPL Financial LLC | 88827 | January 5, 2016 | Securities | Broker Dealer | Consent Order |
No |
| Lubarsky, Larry | 63422 | |||||
| Lucas Bielfelt | 108738 | March 18, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Lueders, Christine | ||||||
| Lukan, Tina M. | 88218 | October 21, 2015 | Insurance | Producer | Order & Consent to Order |
No |
| Lukas Jack | 97388 | June 25, 2018 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Lukas Jack | 97388 | May 4, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Lula M. Holmes | 90632 | October 25, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Lumbermans Mutual Casualty Company | July 9, 2012 | Insurance | Insurance Company | Suspension Order |
No | |
| Lumbermen's Underwriting Alliance | May 29, 2015 | Insurance | Insurance Company | Order and Consent to Order |
No | |
| Lund, William J. | 59170 | |||||
| Lyman, Lynn M. | 84167 | September 4, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Lynn V. Lewis | 110892 | September 28, 2021 | Insurance | Producer | Order for Suspension |
Yes |