The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Nissen, Laura L. | 83459 | September 8, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent Order |
| Noaker, Steven | 73967 | March 27, 2012 | Insurance | Producer |
Order for Suspension |
| Norris, Kara | 58737 |
Lincoln NE Allegation: Returned check for services Resolution: Order signed: License suspended indefinitely; Pay for services; Pay $100 Fine Date of Order/Settlement: 2003-09-22 00:00:00 |
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| Norris, Steven T. | 76447 | March 20, 2012 | Insurance | Producer |
Order and Consent to Order |
| Northrop, Kenneth |
Floyd IA Allegation: Named as a beneficiary on a policy of an unrelated policyholder Resolution: Consent: Cease and desist violation; 1 year probation; repay to the estate the amount received Date of Order/Settlement: 2005-09-12 00:00:00 |
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| Nulph, Michael | 94689 | November 17, 2017 | Insurance |
Decision Refusing to Issue a Resident Insurance Producer License |
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| Nunnikhoven, Carl F. | 59731 |
Oskaloosa IA Allegation: Replacement violations Resolution: Consent Signed: 1 yr probation; $750 Fine; $250 Costs Date of Order/Settlement: 2002-01-17 00:00:00 |
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| Nutrition and Wellness Research Institute Inc (NWRI) |
Evansdale IA Allegation: Misrepresentation; sale of unregistered non exempt securities; employing unregistered agents; made untrue statements of material facts; omissions of material facts in the sale. Resolution: Orders: Cease and desist the offer or sale of unregistered non exempt securities employing unregistered agents to solicit in Iowa making untrue statements of material facts; omission of material facts. Date of Order/Settlement: 2004-07-01 00:00:00 |
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| O'Brien, Travis | 91302 | September 16, 2016 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Oak Hill Cemetery Association | 85352 | September 23, 2014 | Regulated Industries | Other |
Consent Order & Civil Penalty |
| Ober, Dennis J. | 59048 |
Des Moines IA Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: License probation until 7/1/07; repay all commissions and/or finders fees of $41940; Pay $1000 Costs; sell only approved insurance and securities products. Date of Order/Settlement: 2004-01-08 00:00:00 |
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| Oberheim, Maria A. | 82828 | May 15, 2014 | Insurance | Producer |
Order for Suspension |
| Oberly, Linda | 77639 | October 11, 2012 | Insurance | Producer |
Order for Suspension |
| Oberreuter, Sheryl |
Norway IA Allegation: Issued retroactive coverage. Resolution: Order and Consent to Order - Suspension of insurance producer license for 60 days; Civil Penalty and Costs were assessed. Date of Order/Settlement: 2007-02-21 00:00:00 |
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| Ochsendorf, Christian | 83115 | September 25, 2014 | Insurance | Producer |
Order & Consent to Order |
| OConnor Jr., Jerome J. | 58743 |
Omaha NE Allegation: Failure to notify the Iowa Insurance Division of prior administrative actions 2/26/04 Failure to pay fine. Resolution: Consent signed: 1 year license probation; Pay $750 civil penalty; report any administrative action taken against him within 30 days of final disposition 2/26/04; License suspended. Date of Order/Settlement: 2003-12-04 00:00:00 |
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| OConnor Jr., Jerome J. |
Omaha NE Allegation: Forgery; use of fraudulent coercive or dishonest practices Resolution: Order signed: License permanently revoked Date of Order/Settlement: 2004-08-27 00:00:00 |
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| OConnor Jr., Jerome J. |
Omaha NE Allegation: Failure to comply with previous order Resolution: Consent Signed: Agreed to continue suspension of non resident license pending compliance with previous order Date of Order/Settlement: 2004-04-01 00:00:00 |
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| Ohio National Life Insurance Company | 59307 |
Cincinnati OH Allegation: Replacement violations Resolution: Consent Signed: Pay civil Penalty of $15000; Pay $2200 Costs; Submit to Division $21054 in commissions earned by agent; compliance with insurance regulations laws regarding replacement. Date of Order/Settlement: 2003-04-04 00:00:00 |
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| Olberding, Dean E. | 76453 | March 3, 2017 | Insurance | Producer |
Order for Reissuance After License Suspension and Expiration and Order for Suspension |
| Olive, Richard K. |
Franklin TN Allegation: Unauthorized Insurer; Failure to disclose to policyholders that NFA is not a tax exempt organization; Misleading sales presentations; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations. Resolution: Consent Order signed. Cease and desist violations. Date of Order/Settlement: 2007-09-06 00:00:00 |
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| Oltman, Scott R. | 90637 | July 22, 2016 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Opheim, James |
Spencer IA Allegation: Misappropriation of funds Resolution: Summary suspension Order to Cease and Desist and Revocation Date of Order/Settlement: 2009-07-31 00:00:00 |
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| Opheim, James H. | 58418 |
Spencer IA Allegation: Completed life applications without the proposed insureds knowledge; allowed third party to sign the applicants names without authorization. Resolution: Consent signed: 1 yr probation; Pay $750 Fine; Pay $250 Costs; Cease and desist from allegations; report administrative actions within 30 days to the Ins. Div. Date of Order/Settlement: 2004-02-10 00:00:00 |
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| Oscar O. Alonzo | 102474 | July 29, 2019 | Insurance | Producer |
Order and Consent to Order |
| Oscar Sanchez | 107553 | April 22, 2021 | Insurance | Producer |
Order and Consent to Order |
| Ouverson, Neil L. | 80075 | October 30, 2013 | Insurance | Producer |
Order & Consent to Order |
| Owen, Stephanie | 84720 | March 25, 2015 | Insurance | Producer |
Order & Consent to Order |
| Owen, Stephenie L. | 84720 | October 27, 2014 | Insurance |
Default Order Upholding Refusal to Issue Insurance Producer License |
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| Owens, Myron A. | 78159 | February 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Pace, Edwin |
Indianola IA Allegation: Offered and sold unregistered securities; omission of material facts; no securities license incompetence and untrustworthiness; violations of the Iowa Consumer Fraud Act. Resolution: Order: License revoked; not eligible for licensure until obligations imposed by the Iowa District Court are fully satisfied. Date of Order/Settlement: 2004-09-08 00:00:00 |
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| Pacific Life Insurance Company | 87020 | March 24, 2015 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Palmer, Linda |
Renwick IA Allegation: Unregistered Securities; Unregistered Agent; Unlicensed Investment Advisor and Misrepresentations. Resolution: Proposed order granting entry of default judgment. Cease and Desist Order is hereby affirmed. Date of Order/Settlement: 2006-11-16 00:00:00 |
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| Panzer, Matthew B. and Quest Health Corporation | 89873 | March 4, 2016 | Insurance | Business Entity Producer, Producer |
Order and Consent to Order |
| Papich, Michael D. | 83335 | May 7, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
| Papich, Michael D. | 83335 | June 16, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Park Avenue Property and Casualty Insurance Company | June 3, 2011 | Insurance | Insurance Company |
Suspension Order |
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| Parker, Debra A. | 87514 | July 21, 2015 | Insurance | Producer |
Order for Suspension |
| Parker, Jay A. | 57985 |
Cicero IL Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action Resolution: Order: License Suspended; $500 Fine; $100 Costs; provide a complete response and pay fine and costs. Date of Order/Settlement: 2000-11-13 00:00:00 |
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| Parks, Bruce D. |
Burlington IA Allegation: Sale of unregistered securities and/or unregistered business opportunities without proper licensure. Resolution: Consent signed: Iowa insurance license permanently revoked; cease and desist participating in any activiites that require an insurance license and sale of unregistered securities and/or business opportunities in Iowa. Date of Order/Settlement: 2004-07-22 00:00:00 |
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| Parks, Eric |
Pacific Junction IA Allegation: Failure to pay child support Resolution: Order for Suspension issued. Date of Order/Settlement: 2009-06-18 00:00:00 |
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| Parsons, Roger R. |
Tea SD Allegation: Failure to report other states actions to Iowa Insurance Division Resolution: Consent signed: Cease and desist from violation of Iowa Code Chapter 522B; Pay $150 Fine and $100 Costs Date of Order/Settlement: 2005-03-10 00:00:00 |
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| Patel, Suman K. | 88796 | October 26, 2016 | Insurance | Producer |
Order and Consent to Order |
| Patience Braun | 107071 | October 26, 2020 | Insurance | Producer |
Order for Suspension |
| Patrick Yeisley | 102807 | September 26, 2019 | Insurance | Producer |
Order for Suspension |
| Patterson, Mindi | 70937 | June 21, 2011 | Insurance | Producer |
Order for Suspension |
| Paul Revere Life Insurance Company | 58133 |
Chattanooga TN Allegation: Multi State Market Conduct Examination Resolution: Agreement: Implement changes in corporate governance; implement the Claim Reassessment Process; Provide initial notice to specified claimants; conduct employee training; pay fine to be allocated to participating regulators. Date of Order/Settlement: 2004-11-18 00:00:00 |
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| Paul S. Hietbrink | 88268 | February 7, 2017 | Insurance | Producer |
Order and Consent to Order |
| Paul, Rodney L. | 94999 | October 2, 2017 | Insurance | Producer |
Order & Consent to Order |
| Paulson, Bradley | 71112 | September 13, 2011 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |