The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Nissen, Laura L. 83459 September 8, 2014 Regulated Industries Preneed Sales Agent

Order & Consent Order

Noaker, Steven 73967 March 27, 2012 Insurance Producer

Order for Suspension

Norris, Kara 58737

Lincoln NE

Allegation: Returned check for services

Resolution: Order signed: License suspended indefinitely; Pay for services; Pay $100 Fine

Date of Order/Settlement: 2003-09-22 00:00:00

Norris, Steven T. 76447 March 20, 2012 Insurance Producer

Order and Consent to Order

Northrop, Kenneth

Floyd IA

Allegation: Named as a beneficiary on a policy of an unrelated policyholder

Resolution: Consent: Cease and desist violation; 1 year probation; repay to the estate the amount received

Date of Order/Settlement: 2005-09-12 00:00:00

Nulph, Michael 94689 November 17, 2017 Insurance

Decision Refusing to Issue a Resident Insurance Producer License

Nunnikhoven, Carl F. 59731

Oskaloosa IA

Allegation: Replacement violations

Resolution: Consent Signed: 1 yr probation; $750 Fine; $250 Costs

Date of Order/Settlement: 2002-01-17 00:00:00

Nutrition and Wellness Research Institute Inc (NWRI)

Evansdale IA

Allegation: Misrepresentation; sale of unregistered non exempt securities; employing unregistered agents; made untrue statements of material facts; omissions of material facts in the sale.

Resolution: Orders: Cease and desist the offer or sale of unregistered non exempt securities employing unregistered agents to solicit in Iowa making untrue statements of material facts; omission of material facts.

Date of Order/Settlement: 2004-07-01 00:00:00

O'Brien, Travis 91302 September 16, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Oak Hill Cemetery Association 85352 September 23, 2014 Regulated Industries Other

Consent Order & Civil Penalty

Ober, Dennis J. 59048

Des Moines IA

Allegation: Sale of unregistered securities and/or business opportunities

Resolution: Consent signed: License probation until 7/1/07; repay all commissions and/or finders fees of $41940; Pay $1000 Costs; sell only approved insurance and securities products.

Date of Order/Settlement: 2004-01-08 00:00:00

Oberheim, Maria A. 82828 May 15, 2014 Insurance Producer

Order for Suspension

Oberly, Linda 77639 October 11, 2012 Insurance Producer

Order for Suspension

Oberreuter, Sheryl

Norway IA

Allegation: Issued retroactive coverage.

Resolution: Order and Consent to Order - Suspension of insurance producer license for 60 days; Civil Penalty and Costs were assessed.

Date of Order/Settlement: 2007-02-21 00:00:00

Ochsendorf, Christian 83115 September 25, 2014 Insurance Producer

Order & Consent to Order

OConnor Jr., Jerome J. 58743

Omaha NE

Allegation: Failure to notify the Iowa Insurance Division of prior administrative actions 2/26/04 Failure to pay fine.

Resolution: Consent signed: 1 year license probation; Pay $750 civil penalty; report any administrative action taken against him within 30 days of final disposition 2/26/04; License suspended.

Date of Order/Settlement: 2003-12-04 00:00:00

OConnor Jr., Jerome J.

Omaha NE

Allegation: Forgery; use of fraudulent coercive or dishonest practices

Resolution: Order signed: License permanently revoked

Date of Order/Settlement: 2004-08-27 00:00:00

OConnor Jr., Jerome J.

Omaha NE

Allegation: Failure to comply with previous order

Resolution: Consent Signed: Agreed to continue suspension of non resident license pending compliance with previous order

Date of Order/Settlement: 2004-04-01 00:00:00

Ohio National Life Insurance Company 59307

Cincinnati OH

Allegation: Replacement violations

Resolution: Consent Signed: Pay civil Penalty of $15000; Pay $2200 Costs; Submit to Division $21054 in commissions earned by agent; compliance with insurance regulations laws regarding replacement.

Date of Order/Settlement: 2003-04-04 00:00:00

Olberding, Dean E. 76453 March 3, 2017 Insurance Producer

Order for Reissuance After License Suspension and Expiration and Order for Suspension

Olive, Richard K.

Franklin TN

Allegation: Unauthorized Insurer; Failure to disclose to policyholders that NFA is not a tax exempt organization; Misleading sales presentations; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations.

Resolution: Consent Order signed. Cease and desist violations.

Date of Order/Settlement: 2007-09-06 00:00:00

Oltman, Scott R. 90637 July 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Opheim, James

Spencer IA

Allegation: Misappropriation of funds

Resolution: Summary suspension Order to Cease and Desist and Revocation

Date of Order/Settlement: 2009-07-31 00:00:00

Opheim, James H. 58418

Spencer IA

Allegation: Completed life applications without the proposed insureds knowledge; allowed third party to sign the applicants names without authorization.

Resolution: Consent signed: 1 yr probation; Pay $750 Fine; Pay $250 Costs; Cease and desist from allegations; report administrative actions within 30 days to the Ins. Div.

Date of Order/Settlement: 2004-02-10 00:00:00

Oscar O. Alonzo 102474 July 29, 2019 Insurance Producer

Order and Consent to Order

Oscar Sanchez 107553 April 22, 2021 Insurance Producer

Order and Consent to Order

Ouverson, Neil L. 80075 October 30, 2013 Insurance Producer

Order & Consent to Order

Owen, Stephanie 84720 March 25, 2015 Insurance Producer

Order & Consent to Order

Owen, Stephenie L. 84720 October 27, 2014 Insurance

Default Order Upholding Refusal to Issue Insurance Producer License

Owens, Myron A. 78159 February 24, 2014 Insurance Producer

Order & Consent to Order

Pace, Edwin

Indianola IA

Allegation: Offered and sold unregistered securities; omission of material facts; no securities license incompetence and untrustworthiness; violations of the Iowa Consumer Fraud Act.

Resolution: Order: License revoked; not eligible for licensure until obligations imposed by the Iowa District Court are fully satisfied.

Date of Order/Settlement: 2004-09-08 00:00:00

Pacific Life Insurance Company 87020 March 24, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Palmer, Linda

Renwick IA

Allegation: Unregistered Securities; Unregistered Agent; Unlicensed Investment Advisor and Misrepresentations.

Resolution: Proposed order granting entry of default judgment. Cease and Desist Order is hereby affirmed.

Date of Order/Settlement: 2006-11-16 00:00:00

Panzer, Matthew B. and Quest Health Corporation 89873 March 4, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

Papich, Michael D. 83335 May 7, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Papich, Michael D. 83335 June 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Park Avenue Property and Casualty Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Parker, Debra A. 87514 July 21, 2015 Insurance Producer

Order for Suspension

Parker, Jay A. 57985

Cicero IL

Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action

Resolution: Order: License Suspended; $500 Fine; $100 Costs; provide a complete response and pay fine and costs.

Date of Order/Settlement: 2000-11-13 00:00:00

Parks, Bruce D.

Burlington IA

Allegation: Sale of unregistered securities and/or unregistered business opportunities without proper licensure.

Resolution: Consent signed: Iowa insurance license permanently revoked; cease and desist participating in any activiites that require an insurance license and sale of unregistered securities and/or business opportunities in Iowa.

Date of Order/Settlement: 2004-07-22 00:00:00

Parks, Eric

Pacific Junction IA

Allegation: Failure to pay child support

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2009-06-18 00:00:00

Parsons, Roger R.

Tea SD

Allegation: Failure to report other states actions to Iowa Insurance Division

Resolution: Consent signed: Cease and desist from violation of Iowa Code Chapter 522B; Pay $150 Fine and $100 Costs

Date of Order/Settlement: 2005-03-10 00:00:00

Patel, Suman K. 88796 October 26, 2016 Insurance Producer

Order and Consent to Order

Patience Braun 107071 October 26, 2020 Insurance Producer

Order for Suspension

Patrick Yeisley 102807 September 26, 2019 Insurance Producer

Order for Suspension

Patterson, Mindi 70937 June 21, 2011 Insurance Producer

Order for Suspension

Paul Revere Life Insurance Company 58133

Chattanooga TN

Allegation: Multi State Market Conduct Examination

Resolution: Agreement: Implement changes in corporate governance; implement the Claim Reassessment Process; Provide initial notice to specified claimants; conduct employee training; pay fine to be allocated to participating regulators.

Date of Order/Settlement: 2004-11-18 00:00:00

Paul S. Hietbrink 88268 February 7, 2017 Insurance Producer

Order and Consent to Order

Paul, Rodney L. 94999 October 2, 2017 Insurance Producer

Order & Consent to Order

Paulson, Bradley 71112 September 13, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension