The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
OConnor Jr., Jerome J.

Omaha NE

Allegation: Forgery; use of fraudulent coercive or dishonest practices

Resolution: Order signed: License permanently revoked

Date of Order/Settlement: 2004-08-27 00:00:00

Ohio National Life Insurance Company 59307

Cincinnati OH

Allegation: Replacement violations

Resolution: Consent Signed: Pay civil Penalty of $15000; Pay $2200 Costs; Submit to Division $21054 in commissions earned by agent; compliance with insurance regulations laws regarding replacement.

Date of Order/Settlement: 2003-04-04 00:00:00

Olberding, Dean E. 76453 March 3, 2017 Insurance Producer

Order for Reissuance After License Suspension and Expiration and Order for Suspension

Olive, Richard K.

Franklin TN

Allegation: Unauthorized Insurer; Failure to disclose to policyholders that NFA is not a tax exempt organization; Misleading sales presentations; Unlawful solicitation of insurance business; Unsuitable transactions or recommendations.

Resolution: Consent Order signed. Cease and desist violations.

Date of Order/Settlement: 2007-09-06 00:00:00

Oltman, Scott R. 90637 July 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Opheim, James

Spencer IA

Allegation: Misappropriation of funds

Resolution: Summary suspension Order to Cease and Desist and Revocation

Date of Order/Settlement: 2009-07-31 00:00:00

Opheim, James H. 58418

Spencer IA

Allegation: Completed life applications without the proposed insureds knowledge; allowed third party to sign the applicants names without authorization.

Resolution: Consent signed: 1 yr probation; Pay $750 Fine; Pay $250 Costs; Cease and desist from allegations; report administrative actions within 30 days to the Ins. Div.

Date of Order/Settlement: 2004-02-10 00:00:00

Oscar O. Alonzo 102474 July 29, 2019 Insurance Producer

Order and Consent to Order

Oscar Sanchez 107553 April 22, 2021 Insurance Producer

Order and Consent to Order

Ouverson, Neil L. 80075 October 30, 2013 Insurance Producer

Order & Consent to Order

Owen, Stephanie 84720 March 25, 2015 Insurance Producer

Order & Consent to Order

Owen, Stephenie L. 84720 October 27, 2014 Insurance

Default Order Upholding Refusal to Issue Insurance Producer License

Owens, Myron A. 78159 February 24, 2014 Insurance Producer

Order & Consent to Order

Pace, Edwin

Indianola IA

Allegation: Offered and sold unregistered securities; omission of material facts; no securities license incompetence and untrustworthiness; violations of the Iowa Consumer Fraud Act.

Resolution: Order: License revoked; not eligible for licensure until obligations imposed by the Iowa District Court are fully satisfied.

Date of Order/Settlement: 2004-09-08 00:00:00

Pacific Life Insurance Company 87020 March 24, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Palmer, Linda

Renwick IA

Allegation: Unregistered Securities; Unregistered Agent; Unlicensed Investment Advisor and Misrepresentations.

Resolution: Proposed order granting entry of default judgment. Cease and Desist Order is hereby affirmed.

Date of Order/Settlement: 2006-11-16 00:00:00

Panzer, Matthew B. and Quest Health Corporation 89873 March 4, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

Papich, Michael D. 83335 June 16, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Papich, Michael D. 83335 May 7, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Park Avenue Property and Casualty Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Parker, Debra A. 87514 July 21, 2015 Insurance Producer

Order for Suspension

Parker, Jay A. 57985

Cicero IL

Allegation: Failure to respond to Ins. Div.; Failure to report Administrative Action

Resolution: Order: License Suspended; $500 Fine; $100 Costs; provide a complete response and pay fine and costs.

Date of Order/Settlement: 2000-11-13 00:00:00

Parks, Bruce D.

Burlington IA

Allegation: Sale of unregistered securities and/or unregistered business opportunities without proper licensure.

Resolution: Consent signed: Iowa insurance license permanently revoked; cease and desist participating in any activiites that require an insurance license and sale of unregistered securities and/or business opportunities in Iowa.

Date of Order/Settlement: 2004-07-22 00:00:00

Parks, Eric

Pacific Junction IA

Allegation: Failure to pay child support

Resolution: Order for Suspension issued.

Date of Order/Settlement: 2009-06-18 00:00:00

Parsons, Roger R.

Tea SD

Allegation: Failure to report other states actions to Iowa Insurance Division

Resolution: Consent signed: Cease and desist from violation of Iowa Code Chapter 522B; Pay $150 Fine and $100 Costs

Date of Order/Settlement: 2005-03-10 00:00:00

Patel, Suman K. 88796 October 26, 2016 Insurance Producer

Order and Consent to Order

Patience Braun 107071 October 26, 2020 Insurance Producer

Order for Suspension

Patrick Yeisley 102807 September 26, 2019 Insurance Producer

Order for Suspension

Patterson, Mindi 70937 June 21, 2011 Insurance Producer

Order for Suspension

Paul Revere Life Insurance Company 58133

Chattanooga TN

Allegation: Multi State Market Conduct Examination

Resolution: Agreement: Implement changes in corporate governance; implement the Claim Reassessment Process; Provide initial notice to specified claimants; conduct employee training; pay fine to be allocated to participating regulators.

Date of Order/Settlement: 2004-11-18 00:00:00

Paul S. Hietbrink 88268 February 7, 2017 Insurance Producer

Order and Consent to Order

Paul, Rodney L. 94999 October 2, 2017 Insurance Producer

Order & Consent to Order

Paulson, Bradley 71112 September 13, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Pautsch, David 78709 February 18, 2013 Insurance Producer

Order for Suspension

Pearson, Judith K. 91156 August 1, 2016 Insurance Producer

Order for Suspension

Peck, Dawn 72186 September 6, 2011 Regulated Industries

Default Order

Pekin Insurance Company

Pekin IL

Allegation: Allowed business from agent not properly licensed.

Resolution: Order: Pay $3500 Fine; Pay $1500 Costs; contact policyholders; resolve any unmet policyholder needs with costs assess to the agents/agency with report to Division on resolutions with policyholders.

Date of Order/Settlement: 2004-06-22 00:00:00

Pell, Melissa 58185

Kenova WV Allegation: Failure to notify of other state's action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00

Penman, Cindy L. 88890 November 4, 2015 Insurance Producer

Order for Suspension

Penn Treaty Network America Insurance Company

Allentown PA

Allegation: Proposed a rate increases dated July 6 2007 for several types of long term care policies .

Resolution: Summary Order Denying Premium Rate Increase.

Date of Order/Settlement: 2007-07-20 00:00:00

Penn Treaty Network America Insurance Company June 3, 2011 Insurance Insurance Company

Suspension Order

Peppard, Justin 77735 November 16, 2012 Insurance Producer

Order for Suspension

Perdue, Steven A.

Cleveland OH

Allegation: Failure to notify of other states action; providing incorrect information on license application;

Resolution: Order: License revoked

Date of Order/Settlement: 2004-07-19 00:00:00

Peril Property Adjusters, LLC and Jerad Watson 109187 August 11, 2021 Insurance Public Adjuster

Consent to Cease and Desist Order

Perla Roman 103436 December 2, 2019 Insurance Producer

Order for Suspension

Perla Roman 103436 January 8, 2020 Insurance Producer

Order Reinstating License After Suspension

Perrien, Kristine 88403 October 23, 2015 Insurance Producer

Order & Consent to Order

Petefish, Daniel 79326 November 21, 2013 Insurance Producer

Default Order

Peters, Jerry L. 58147

Kansas City MO

Allegation: As an unregistered agent sold an unregistered security a viatical settlement investment contract to an Iowa resident.

Resolution: Order: Cease and desist sales of unregistered non-exempt securities. Peter ordered to cease and desist acting as an agent while not registered with the Iowa Securities Bureau.

Date of Order/Settlement: 2004-11-22 00:00:00

Petersen, James R. 83422 June 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause