The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Quast, Steven J. 83429 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Quast, Steven Jon 83429 May 28, 2014 Regulated Industries Preneed Sales Agent

Order & Consent Order

R&Q Reinsurance Company 70099 April 27, 2011 Insurance Insurance Company

Order and Consent to Order

Rader-Smith, Michelle D. 86805 May 5, 2015 Insurance Producer

Order for Suspension

Raines, John E. 59508

Fairfield IA

Allegation: Marketing and sales violations

Resolution: Consent Signed: Cease and desist; 2 yrs probation; assist IID’s investigation; Return 10% of investment to clients

Date of Order/Settlement: 2001-04-05 00:00:00

Rainey, Leland 65834 February 24, 2011 Insurance Unlicensed

Order and Consent to Order

Rampart Insurance Company May 20, 2021 Insurance Insurance Company

Order and Consent to Order

Ramsden, Mark A. 83430 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Ramsden, Mark A. 83430 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Randy Rudolph 95133 January 2, 2018 Insurance Producer

Order Reinstating License After Suspension

Randy Rudolph 99309 October 24, 2018 Insurance Producer

Order for Suspension

Range, Lord Stephen A. 89632 April 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Range, Lord Stephen A. 92643 December 6, 2016 Insurance Producer

Order for Suspension

Ray Jr., Rayna 58582

San Francisco CA Allegation: Failure to notify of other state's action Resolution: Order; License revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00

Raymond James & Associates, Inc 72282 September 17, 2012 Securities Broker Dealer

Administrative Consent Order

Raymond, Daniel R. 58348

Kansas City MO

Allegation: Failure to report criminal prosecution

Resolution: Order Signed: License revoked

Date of Order/Settlement: 2000-08-16 00:00:00

RBC Capital Markets, LLC 80979 December 5, 2013 Securities Broker Dealer

Administrative Consent Order

Read, William

Vancouver WA

Allegation: Unregistered securities; Unregistered agent; Misrepresentation and Omissions

Resolution: Cease and Desist Order issued and monetary penalty assessed.

Date of Order/Settlement: 2008-02-15 00:00:00

Reid's Funeral Chapel 78761 January 8, 2013 Regulated Industries Unlicensed

Order & Consent to Order

Reliable Life Insurance Company

Chicago IL

Allegation: Discriminatory Sales Practices

Resolution: Consent Signed: Initiate compliance; payment of allocated sanction specified for Iowa;

Date of Order/Settlement: 2002-07-16 00:00:00

Renee L. Hill 99825 February 11, 2019 Insurance Producer

Order and Consent to Order

Reno, Mark

Des Moines IA

Allegation: Misappropriation of money; Dishonesty incompetence untrustworthiness; Failure to notify Division of address change.

Resolution: Consent Order signed; License revoked and barred from reapplying for 2 yrs.

Date of Order/Settlement: 2007-09-14 00:00:00

Revland, Markis K. 59314

Arnolds Park IA

Allegation: Sale of unregistered securities and/or business opportunities

Resolution: Consent signed: 2 yr probation; repay all commissions and/or finders fees of $19460; repay investors a prorata portion; pay $1000 administrative penalty; sell only approved insurance products.

Date of Order/Settlement: 2003-04-02 00:00:00

Revland, Markis K. 59314

Arnolds Park IA

Allegation: Failure to comply with previous order and failure to respond to Division inquiry

Resolution: License suspended

Date of Order/Settlement: 2004-01-07 00:00:00

Revland, Markis K. 59062

Arnolds Park IA

Allegation: Failure to notify Iowa Ins. Division of other states prior actions

Resolution: Order: Iowa Insurance license permanently revoked; Pay $5000 Fine; $500 Costs.

Date of Order/Settlement: 2004-03-11 00:00:00

Reyes, Bryan 70932 April 14, 2011 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Reynaldo Castillo 74155 July 6, 2021 Insurance Producer

Order Reissuing License After Revocation

Reynolds, Archie Paul

Simpsonville SC

Allegation: Acting as an unregistered securities agent; Sale of unregistered security.

Resolution: Cease and Desist Order issued.

Date of Order/Settlement: 2007-03-15 00:00:00

Rhoades, David 80033 November 25, 2014 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Rhonda McGarry 102338 September 13, 2019 Insurance Producer

Order for Suspension

Rhone, Robert M. 59594

Mingo IA

Allegation: Failure to submit premiums to ins. co..

Resolution: Consent Signed: License suspended: pay $800 Fine; $200 Costs; Maintain separate premium trust account.

Date of Order/Settlement: 2002-05-09 00:00:00

Rhynsburger, Ronald J. 59341

Sioux City IA

Allegation: Failure to cooperate

Resolution: Order: License suspended until response received; Pay $500 Fine.

Date of Order/Settlement: 2003-03-20 00:00:00

Ribbens, Nathan T. 94065 July 25, 2017 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Richard L. Powell 105842 June 4, 2020 Insurance Producer

Order for Suspension

Richard S. Martin 96531 April 3, 2018 Insurance Producer

Order Reinstating License After Suspension

Richard S. Martin 96531 January 31, 2018 Insurance Producer

Order for Suspension

Richardson, Terry C. 58425

Des Moines IA

Allegation: Violations of Securities Act; Unregistered agent & investment adviser representative Misrepresentations & Omissions Cease and Desist orders issued by other states

Resolution: Consent: permanently barred from reapplying for insurance producer license; pay $3000 Costs; cooperate in investigation;

Date of Order/Settlement: 2006-02-23 00:00:00

Richardson, Tom 80333 December 30, 2013 Insurance Producer

Order & Consent Order

Richele Jacob 101092 June 13, 2019 Insurance Producer

Order for Suspension

Richie Logsdon 77659 January 31, 2020 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Ricky Joe Halvorsen 97720 June 6, 2018 Insurance Producer

Order and Consent to Order

Riggall, John 59575

Centerville IA

Allegation: Selling products not issued by a licensed insurance company

Resolution: Consent Signed: Cease and desist; 2 yr probation; supervision; pay monetary amount of $12000

Date of Order/Settlement: 2002-03-25 00:00:00

Riley, Carla 77958 November 20, 2012 Insurance Producer

Order for Suspension

Riley, Dennis E.

Cedar Falls IA

Allegation: False statements and entries misrepresentation by producer on insurance application; omission of producers name on application; dishonesty.

Resolution: Consent signed: Cease and desist violation; license suspended for 30 days; after suspension 2 year probation; complete CE ethics class; send copies of any complaints to Division within 30 days of receipt; pay $13000 fine and costs.

Date of Order/Settlement: 2004-12-09 00:00:00

Riley, Derrick L. 58469

Waterloo IA

Allegation: Criminal convictions

Resolution: Consent signed: 1 year probation from date license issued; Agrees to report any administration action within 30 days of final disposition; Agrees to report any criminal prosecution within 30 days of initial pretrial conference; Submit quarterly reports.

Date of Order/Settlement: 2004-02-18 00:00:00

Riley, Logan 76150 May 4, 2012 Insurance Producer

Order for Suspension

Ripka, Linda 58807

Warsaw MN

Allegation: Unregistered securities Unregistered agent Ommissions and Misrepresentations.

Resolution: Order and Consent to Order. Civil penalty imposed in Cease & Desist is vacated.

Date of Order/Settlement: 2006-12-18 00:00:00

Ritland, Karl Paul

Des Moines IA

Allegation: Unauthorized trades and use of discretionary power

Resolution: Consent: Securities license censured; 1 year probation; Pay $250 Fine and $250 Costs

Date of Order/Settlement: 2004-09-01 00:00:00

Riverside Cemetery August 5, 2014 Regulated Industries Other

Consent Order and Notice of Right to Hearing

RiverSource Life Insurance Company 93566 February 15, 2017 Insurance Insurance Company

Regulatory Settlement Agreement