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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order Non-compliance Case
Priest, Harry A. 59336
Privolos, George T. 59368
Proactive Indemnity Corp, AKA Proactive Financial Corp., AKA Contingent Cargo Co., Ahmed Badrus Salam, AKA Josh Capello, Umer M. Masood, AKA Josh Capello 98458 July 3, 2018 Insurance Unlicensed

Summary Cease and Desist Order

No
ProEquities, Inc 77065 November 16, 2012 Securities Broker Dealer

Administrative Consent Order

No
Prosapia Financial LLC; Prosapia Capital Management LLC; Alan Lucas; Robyn Renee Palmer 68806 January 28, 2011 Securities Unlicensed

Cease and Desist Order; Proposed Decision

No
Provident Life and Accident Insurance Company 58134
Provident Life and Casualty Insurance Company 58135
Public Service Insurance Company May 3, 2018 Insurance Insurance Company

Summary Order of Suspension

No
Public Service Insurance Company September 30, 2021 Insurance Insurance Company

Order Reinstating Certificate of Authority After Suspension

Puget Sound Agricultural Society 59737
QBE Holdings, Inc. 96691 December 8, 2017 Insurance Insurance Company

Regulatory Settlement Agreement

No
Quanaijha Spradley 104797 April 16, 2020 Insurance Producer

Order and Consent to Order

No
Quast, Steven J. 83429 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

No
Quast, Steven Jon 83429 May 28, 2014 Regulated Industries Preneed Sales Agent

Order & Consent Order

No
R&Q Reinsurance Company 70099 April 27, 2011 Insurance Insurance Company

Order and Consent to Order

No
Rader-Smith, Michelle D. 86805 May 5, 2015 Insurance Producer

Order for Suspension

Yes
Raines, John E. 59508
Rainey, Leland 65834 February 24, 2011 Insurance Unlicensed

Order and Consent to Order

No
Rampart Insurance Company May 20, 2021 Insurance Insurance Company

Order and Consent to Order

Ramsden, Mark A. 83430 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

No
Ramsden, Mark A. 83430 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

No
Randy Rudolph 95133 January 2, 2018 Insurance Producer

Order Reinstating License After Suspension

Yes
Randy Rudolph 99309 October 24, 2018 Insurance Producer

Order for Suspension

Yes
Range, Lord Stephen A. 92643 December 6, 2016 Insurance Producer

Order for Suspension

Yes
Range, Lord Stephen A. 89632 April 22, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Ray Jr., Rayna 58582
Raymond James & Associates, Inc 72282 September 17, 2012 Securities Broker Dealer

Administrative Consent Order

No
Raymond, Daniel R. 58348
RBC Capital Markets, LLC 80979 December 5, 2013 Securities Broker Dealer

Administrative Consent Order

No
Read, William
Reid's Funeral Chapel 78761 January 8, 2013 Regulated Industries Unlicensed

Order & Consent to Order

No
Reliable Life Insurance Company
Renee L. Hill 99825 February 11, 2019 Insurance Producer

Order and Consent to Order

No
Reno, Mark
Revland, Markis K. 59314
Revland, Markis K. 59314
Revland, Markis K. 59062
Reyes, Bryan 70932 April 14, 2011 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

No
Reynaldo Castillo 74155 July 6, 2021 Insurance Producer

Order Reissuing License After Revocation

No
Reynolds, Archie Paul
Rhoades, David 80033 November 25, 2014 Insurance Producer

Order Reinstating License After Suspension and Suspension Order

Yes
Rhonda McGarry 102338 September 13, 2019 Insurance Producer

Order for Suspension

Yes
Rhone, Robert M. 59594
Rhynsburger, Ronald J. 59341
Ribbens, Nathan T. 94065 July 25, 2017 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Yes
Richard L. Powell 105842 June 4, 2020 Insurance Producer

Order for Suspension

Yes
Richard S. Martin 96531 April 3, 2018 Insurance Producer

Order Reinstating License After Suspension

Yes
Richard S. Martin 96531 January 31, 2018 Insurance Producer

Order for Suspension

Yes
Richardson, Terry C. 58425
Richardson, Tom 80333 December 30, 2013 Insurance Producer

Order & Consent Order

No