The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Rodriguez, Anabel 83463 September 9, 2014 Regulated Industries Preneed Sales Agent

Order & Consent Order

Rodriguez, Daniel 84487 September 25, 2014 Insurance Producer

Order & Consent to Order

Roe, Elizabeth A. 86567 June 7, 2016 Insurance Unlicensed

Order and Consent to Order

Roger Duane Goodwin 96500 October 4, 2018 Insurance Producer

Order and Consent to Order

Rohde, Mark F. 89342 September 30, 2016 Insurance

Order Placing Decision Under Seal

Roi, Louis

Naperville IL

Allegation: Surplus Violations.

Resolution: Consent Order signed and civil penalty assessed.

Date of Order/Settlement: 2007-05-10 00:00:00

Rolle, Robin 68942 March 15, 2011 Insurance Producer

Suspension Order

Ronnfeldt, Gary B. 58627

Miles IA

Allegation: Misappropriation of premiums; converted funds to personal use

Resolution: Consent signed: License permanently revoked.

Date of Order/Settlement: 2004-02-06 00:00:00

Rooker, Andrew W. 81209 November 15, 2013 Insurance Producer

Order for Suspension

Roos, Adam D. 84985 August 4, 2015 Insurance Producer

Order & Consent to Order

Rory Moravetz 103016 December 11, 2019 Insurance Producer

Order and Consent to Order

Rose, Noel S.

Yuma AZ

Allegation: Failure to notify of revocation of license in two states

Resolution: Order: Permanent license revocation

Date of Order/Settlement: 2004-03-15 00:00:00

Rosen, Michael

Scarsdale NY

Allegation: Prior regulatory action

Resolution: Summary Order Denying Application for Securities Agent License.

Date of Order/Settlement: 2009-02-06 00:00:00

Rosenberg, Misty L. 83431 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Rosenberg, Misty L. 83431 May 7, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Casue

Ross Nicholl 104265 February 17, 2020 Insurance Producer

Order for Suspension

Ross, Michael J. 58953

Hopkinton IA

Allegation: Improper Sales

Resolution: Consent Signed: Permanent license revocation

Date of Order/Settlement: 2001-09-25 00:00:00

Roth, Brian 72743 January 9, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Roth, Samantha

Germantown OH

Allegation: Failure to notify Division of administrative action

Resolution: Consent: Cease and desist violations of Iowa law; pay $125 Fine and $125 Costs

Date of Order/Settlement: 2006-01-03 00:00:00

Rouse, Janie E. 58994

Des Moines IA

Allegation: Appealed denial of licensure

Resolution: Order: Denial of Licensure upheld; may resubmit application on or after 9/30/02 Pay $200 Costs.

Date of Order/Settlement: 2002-07-03 00:00:00

Rouse, Jeremy 91329 August 16, 2016 Insurance Producer

Order for Suspension

Rowell, David 78186 November 13, 2012 Insurance Producer

Order for Suspension

Rowen, Theodore R. 59595

Colorado Springs CO

Allegation: Failure to disclose felony convictions information on license application

Resolution: Order Signed: License revoked

Date of Order/Settlement: 2002-06-27 00:00:00

Royal Indemnity Company 58489

Charlotte NC

Allegation: Failure to respond to Division request for information

Resolution: Consent signed: Provide substantive response to Divisions inquiry; Pay $500 Costs

Date of Order/Settlement: 2004-05-14 00:00:00

Rudd, Jason

Montrose IA

Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support

Resolution: License suspended.

Date of Order/Settlement: 2007-01-24 00:00:00

Rudkin, George D. 91379 August 3, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Rudnicki, Jeffrey A. 59463

Marion IA

Allegation: Unauthorized signature on application

Resolution: Order Signed: Revocation of License; $200 Fine; $100 Costs

Date of Order/Settlement: 2001-09-05 00:00:00

Rudolph, Randy 95133 November 15, 2017 Insurance Producer

Order for Suspension

Ryan Jr., Robert L. 85491 December 2, 2014 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Ryan Marcum 98184 July 23, 2018 Insurance Producer

Order for Suspension

Ryan Marcum 98184 July 30, 2018 Insurance Producer

Order Reinstating License After Suspension

Ryan, Kenneth 74145 April 5, 2012 Insurance Producer

Order for Suspension

Ryan, Nicholas T. 88260 September 30, 2015 Insurance Producer

Order for Suspension

Ryan, Nicholas T. 86545 May 4, 2015 Insurance Producer

Order for Suspension

Ryan, Nicholas T. 86545 May 20, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Ryder System, Inc. 77799 September 4, 2012 Insurance

Order & Consent to Order

Ryder System, Inc., Ryder Truck Rental October 24, 2017 Insurance

Order and Consent to Order

S.K. Rogers Funeral Homes LLC 83337 May 12, 2014 Regulated Industries Preneed Seller

Order of Suspension for Good Cause

S.K. Rogers Funeral Homes LLC 83337 June 9, 2014 Regulated Industries Preneed Seller

Order & Consent to Order

Saddler Sr., Obie 59556

Waterloo IA

Allegation: Failure to report criminal activity

Resolution: Order Signed: License permanently revoked

Date of Order/Settlement: 2002-05-03 00:00:00

Sagnella, Michael J. 88257 October 15, 2015 Insurance Producer

Order for Suspension

Salem, Stephen J. 87763 August 6, 2015 Insurance Producer

Order for Suspension

Salgado, Jose 76187 April 11, 2014 Insurance Producer

Order & Consent to Order

Sanders, Aaron 83417 May 12, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Sanders, Aaron 83417 July 7, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Sara Keown 107114 October 14, 2020 Insurance Producer

Order for Suspension

Sara Nsimba Sanda 109715 June 14, 2021 Insurance Producer

Order for Suspension

Sayre, Robert C. 58157

Anamosa IA

Allegation: Failure to disclose prior actions on application; failure to notify Division of prior actions; revocation of license by another state; failure to cooperate with investigation

Resolution: Order: License revoked; pay $250 Fine and provide explanation to inquiries before license is restored.

Date of Order/Settlement: 2005-07-01 00:00:00

Scarborough, Edmund 71423 July 29, 2011 Insurance Unlicensed

Nunc Pro Tunc Order; Cease and Desist Order; Agreement Order, Consent to Order

Scarborough, Joseph Michael

Prince Frederick MD

Allegation: Prior regulatory action

Resolution: Summary Order Denying Application for Securities Agent License.

Date of Order/Settlement: 2009-01-14 00:00:00