The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Enforcement Date Subject Entity Order
Schadt, Adam

Green Bay WI

Allegation: Failure to respond

Resolution: Default decision - Revoked producer license; Civil penalty of $500 and Costs of $250.

Date of Order/Settlement: 2007-04-03 00:00:00

Scharingson, Jeffery B. 82816 April 3, 2014 Securities, Insurance Investment Adviser Representative, Producer

Order & Consent to Order

Schatz, Kenneth

Sioux City IA

Allegation:

Resolution: Order: license revocation rescinded

Date of Order/Settlement: 2006-02-17 00:00:00

Schatz, Kenneth C. 58835

Sioux City IA

Allegation: Violation of previous order

Resolution: Consent:License revoked

Date of Order/Settlement: 2003-07-16 00:00:00

Schatz, Kenneth C. 59696

Sioux City IA

Allegation: Failure to report criminal prosecution

Resolution: Consent Signed: If convicted of any criminal offense greater than a misdemeanor subsequent to this order license will be automatically revoked

Date of Order/Settlement: 2002-02-08 00:00:00

Schliemann, Justin 69795 February 14, 2011 Insurance Producer

Suspension Order

Schlitter, Travis P. 58008

Davenport IA

Allegation: Failure to pay child support

Resolution: License Suspended

Date of Order/Settlement: 2004-05-12 00:00:00

Schmidt, Jeffrey 77652 October 12, 2012 Insurance Producer

Order for Suspension

Schmudlach, Wade

Tripoli IA

Allegation: Fiduciary Violation

Resolution: Order and Consent to Order License revoked.

Date of Order/Settlement: 2007-01-10 00:00:00

Schoepske, Dennis L. 83562 July 22, 2014 Insurance Producer

Order for Suspension

Schoian, John P. 81547 November 12, 2013 Insurance Producer

Order for Suspension

Schroder, Mark A. 85208 February 24, 2015 Insurance Producer

Order Reinstating License After Suspension

Schroder, Mark A. 68752 September 30, 2010 Insurance Producer

Order for Suspension

Schroder, Mark A. 80745 November 13, 2013 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension 

Schroeder, Melvin 83453 June 24, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Schultz, Doug A. 83495 June 12, 2014 Insurance Producer

Order for Suspension

Schuster, Mark K. 58938

Muscatine/Bettendorf IA

Allegation: Misappropriation of premiums

Resolution: Consent Signed: License revocation; $1000 Fine; Cooperate; Repay premiums to clients and insurance companies $8926.03

Date of Order/Settlement: 2002-08-02 00:00:00

Schwieder, Jason 78765 May 21, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Scott A. Newman 91936 January 24, 2017 Insurance Producer

Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief

Scott, Machuta

Mount Pleasant MI Allegation: Not registered as a securities agent in Iowa; Sold investments/promissory notes not registered as securities in Iowa. Resolution: Order: Cease and desist acting as an agent in Iowa without registration; cease and desist the orffer or sale of unregistered and non exempt securities in Iowa. Date of Order/Settlement: 2004-06-10 00:00:00

Scottish Re (U.S.) Inc. May 16, 2019 Insurance Insurance Company

Summary Order of Suspension

Scribner, Monica F. 59298

Omaha NE

Allegation: Sale of unregistered securites and/or unregistered business opportunities

Resolution: Consent signed: 1 yr probation; repayment of commissions and finders fee payments of $3500.

Date of Order/Settlement: 2003-02-13 00:00:00

Seawright, Terrence

Philadelphia PA

Allegation: Failure to disclose other states action failure to disclose on license application failure to respond.

Resolution: Order: License revoked; $250 fine; make full explanation.

Date of Order/Settlement: 2006-02-23 00:00:00

Sebbart, Gary A. 58733

Muscatine IA

Allegation: Advertising violations

Resolution: Consent: Cease and desist from advertising violations; 2 years probations; pay $750 Fine; $250 Costs

Date of Order/Settlement: 2003-08-21 00:00:00

Seechange Health Insurance Company April 17, 2015 Insurance Insurance Company

Summary Order of Suspension

Segal, Michael 58423

Chicago IL

Allegation: Failure to report administrative actions within 30 days of conclusion of such matters

Resolution: Consent signed: Agrees to immediate suspension of license until underlying federal charges are resolved; upon resolution may petition to lift suspension; Cease and Desist any insurance activity in Iowa.

Date of Order/Settlement: 2004-02-18 00:00:00

Sehr, Joseph L. 78378 February 6, 2013 Insurance

Proposed Decision

Seibald, Jack

Hewlett Harbor NY

Allegation: Prior regulatory action

Resolution: Summary Order Denying Application for Securities Agent License.

Date of Order/Settlement: 2009-02-06 00:00:00

Selby-Kirsch Funeral Service, Inc & Kirsch, Michael D. 73103 March 21, 2013 Regulated Industries Preneed Sales Agent, Preneed Seller

Order & Consent to Order

Selected Market Insurance Group, LLC 85163 August 28, 2015 Insurance Third Party Administrator

Consent Order as to Respondent Selected Market Insurance Group LLC.

Sell, Steven J. 58419

Omaha NE

Allegation: Forgery of signature on a transfer document

Resolution: Consent Signed: Cease & desist from violation of IA insurance or securities laws; 2 yr probation; 2 yr supervision and review; pay $1000 Fine and $250 Costs

Date of Order/Settlement: 2004-02-27 00:00:00

Semon, Roy L. 58680

Sergeant Bluff IA

Allegation: Advertising violations

Resolution: Consent signed: 2 yr probation; $500 Fine and $200 Costs paid.

Date of Order/Settlement: 2003-06-02 00:00:00

Senior Direct, Inc. 92544 November 7, 2016 Insurance

Order and Consent to Order

Senior Health Insurance Company of Pennsylvania July 8, 2019 Insurance Insurance Company

Order and Consent to Order

Sensor, Edward L.

Sterling IL

Allegation: Unlicensed insurance producer; twisting; misrepresentations;suitability; personal loan; lack of character and competence;

Resolution: Cease and Desist Order: the offer or sale of unregistered securities; lending or borrowing money or securities from an unrelated customer; making untrue statements of material facts; omission of material facts; $5000 Fine.

Date of Order/Settlement: 2004-03-30 00:00:00

Sensor, Edward Lee

Sterling IL

Allegation: Unlicensed Insurance Producer; Twisting Policies; Misrepresentations in insurance applications; Suitability; Personal Loan from unrelated insurance customer; lack of character and competence

Resolution: Order: Adjudged to have committed the violations; Cease and desist from any further actions as set forth in the Statement of Charges; Assessed $2000 fine and $500 costs.

Date of Order/Settlement: 2004-05-24 00:00:00

Serati, Stephen 78901 July 30, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Sessions, Charles 73409 April 12, 2012 Insurance Producer

Suspension Order; Order Reinstating License After Suspension

Sessions, Christopher 78212 November 13, 2012 Insurance Producer

Order for Suspension

Sferrazza, Angelo and IL Bridge Fund LLC 72127 September 26, 2011 Securities Unlicensed

Stop Order, Cease and Desist Order; Agreement Order, Consent to Order

Shad N. Clayton 68943 September 7, 2017 Insurance Producer

Order For Reissuance After License Suspension and Expiration

Shawn R. Still 104960 October 1, 2020 Insurance Producer

Order and Consent to Order

Shay Cameron 107813 December 18, 2020 Insurance Producer

Order for Suspension

Shearer, Sharon 78707 February 15, 2013 Insurance Producer

Order for Suspension

Shipley, James 68175 September 15, 2011 Insurance Producer

Order and Consent Order

Shoemaker, Robert 78764 February 18, 2013 Insurance Producer

Order for Suspension

Siamis, Dennis T

Cedar Rapids IA

Allegation: Engaged in dishonest or unethical practices in the securities business

Resolution: Consent: Surrender insurance license and disqualified for 5 years from reapplying for an insurance license in Iowa with no promise or assurance of approval for licensure in the future.

Date of Order/Settlement: 2003-04-28 00:00:00

Siebring Export Inc

Albion IA

Allegation: Sale of unregistered securities by an unregistered agent

Resolution: Cease and desist the offer or sale of unregistered non-exempt securities in Iowa

Date of Order/Settlement: 2004-05-03 00:00:00

Siebring, Gordon

Albion IA

Allegation: Sale of unregistered non exempt securities by an unregistered agent

Resolution: Cease and desist the offer or sale of unregistered and non-exempt securities in Iowa

Date of Order/Settlement: 2004-05-03 00:00:00

Silva Shea

Santa Ana CA

Allegation: Sale of unregistered securities by an unregistered agent

Resolution: Order: Cease and desist of sale or offer of sale of unregistered securities in Iowa

Date of Order/Settlement: 2004-08-06 00:00:00