The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Speicher, Gary D. | 89811 | May 20, 2016 | Insurance | Producer |
Order and Consent to Order |
| Spencer, Robert O. | 58981 |
Allegation: Replacement violations; suitability sales Resolution: Consent signed: 2 yrs probation; $500 Costs; reimburse client surrender charges Date of Order/Settlement: 2001-02-28 00:00:00 |
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| Spenny, Samantha L. | 82041 | March 24, 2014 | Insurance | Producer |
Order & Consent to Order |
| Sporn, Bryana Starr | 85163 | May 26, 2016 | Insurance | Producer |
Regulatory Settlement Agreement As To Bryana Starr Sporn |
| Sporn, Bryana Starr | 85163 | March 2, 2015 | Insurance | Producer |
Summary Order to C&D by Consent and Statement of Charges |
| Sporn, Dylan Brent | 85163 | March 2, 2015 | Insurance | Producer |
Summary Order to C&D by Consent and Statement of Charges |
| Sporn, Marc Shaye | 85163 | March 2, 2015 | Insurance | Unlicensed |
Summary Order to C&D by Consent and Statement of Charges |
| Spratt, Michael | 76763 | July 13, 2012 | Insurance | Producer |
Order for Suspension |
| Stabile, Timothy |
Ottumwa IA Allegation: Stabile improperly withheld misappropriated or converted moneys received in the course of doing business. Resolution: Order & Consent to Order - permanently barred from reapplying for an insurance producer license in Iowa and also permanently barred from reapplying for a securities agent license in Iowa. Date of Order/Settlement: 2006-08-08 00:00:00 |
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| Stalheim, Roger L. | 75491 | June 11, 2012 | Insurance | Producer |
Order & Consent to Order |
| Stammer, Terry | 77096 | August 22, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Standard Guaranty Insurance Company | 58490 |
Miami FL Allegation: Failure to cooperate with Divisions inquiry Resolution: Consent Signed: Provided response to Divisions inquiry; Paid $500 Fine Date of Order/Settlement: 2004-06-08 00:00:00 |
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| Standard Insurance Company | 91869 | August 31, 2016 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Standard Life Insurance Company of Indiana | October 22, 2012 | Insurance | Insurance Company |
Suspension Order |
|
| Standard Life Insurance Company of Indiana | August 7, 2012 | Insurance | Insurance Company |
Suspension Order |
|
| Standard Security Life Insurance Company of New York | 107031 | September 23, 2020 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Star Casualty Insurance Company | September 25, 2017 | Insurance | Insurance Company |
Order and Consent to Order |
|
| Starkey, Walter A. | 92965 | February 17, 2017 | Insurance | Producer |
Order for Suspension |
| Starr Insurance Group, Inc | 85163 | March 2, 2015 | Insurance | Business Entity Producer |
Summary Order to C&D by Consent and Statement of Charges |
| Stasney, Bobbi |
Boone IA Allegation: Criminal Proceedings Resolution: Order of Summary Suspension and Cease and Desist. Date of Order/Settlement: 2009-04-10 00:00:00 |
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| State Adjusters LLC; Donald Schuett | 69194 | June 7, 2011 | Insurance | Unlicensed |
Summary Cease and Desist Order; Default Order |
| State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company | 97245 | February 7, 2018 | Insurance | Insurance Company |
Regulatory Settlement Agreement |
| Steckis, William |
Omaha NE Allegation: Failure to report other states action. Resolution: Cease & Desist from violations and monetary penalty. Date of Order/Settlement: 2007-03-07 00:00:00 |
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| Steen, Bryan | 101627 | May 31, 2019 | Insurance | Producer |
Order for Suspension |
| Steiber, Dan |
Janesville IA Allegation: Unregistered securities; Unregistered agent and ommissions. Resolution: Cease & Desist order issued. Date of Order/Settlement: 2006-11-08 00:00:00 |
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| Steiber, Danny |
Janesville IA Allegation: Failure to Respond Resolution: Order - License revoked Date of Order/Settlement: 2006-09-22 00:00:00 |
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| Stepanek, John M. | 77458 | August 2, 2012 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Stephanie Miller | 104797 | April 15, 2020 | Insurance | Producer |
Order and Consent to Order |
| Stephanie Peters Zimmerman | 98400 | August 16, 2018 | Insurance | Producer |
Order Reinstating License After Suspension |
| Stephanie Peters Zimmerman | 98400 | July 25, 2018 | Insurance | Producer |
Order for Suspension |
| Stephen, Wiley |
St. Louis Missouri Allegation: Unlicensed agent Resolution: Summary Cease and Desist Order issued Date of Order/Settlement: 2009-07-31 00:00:00 |
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| Stephens, Dennis M. | 59040 |
Lake Mills IA Allegation: Violations of previous order regarding prohibited loan activity Resolution: Order of Summary Suspension: License suspended immediately; cease and desist from participating in the business of insurance in Iowa; and from soliciting or receiving any further loans from unrelated insurance clients; Pending hearing date 12/18/03 Date of Order/Settlement: 2003-11-20 00:00:00 |
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| Stephens, Dennis M. | 59428 |
Lake Mills IA Allegation: Marketing and sales violations Resolution: Consent Signed: Use only approved marketing materials; repay personal loans; 2 yrs probation; Date of Order/Settlement: 2001-06-05 00:00:00 |
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| Sterling Blackthorn Inc |
Mount Pleasant MI Allegation: Selling/offering unregistered securities in Iowa. Resolution: Order: Cease and desist the offer or sale of unregistered and non exempt securities in Iowa. Date of Order/Settlement: 2004-06-10 00:00:00 |
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| Steve's Roofing, Inc | 70907 | August 20, 2013 | Insurance |
Order on Remand |
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| Steve's Roofing, Inc | 70835 | September 5, 2014 | Insurance |
Order Affirming Insurer's Decision |
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| Steven A. Olejniczak | 93392 | February 8, 2017 | Securities, Insurance | Producer, Securities Agent |
Order and Consent to Order |
| Stevens, Mike | 58018 |
Eagle Grove IA Allegation: Acting as unregistered securities agent Resolution: Order: Cease and desist acting as a securities agent without registration. Date of Order/Settlement: 2004-04-20 00:00:00 |
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| Stewart Hinerfeld | 95835 | October 6, 2017 | Securities | Investment Adviser Representative |
Order Granting Waiver of Series 65 Exam |
| Stewart, Jeffrey A. | 81432 | October 15, 2013 | Securities, Insurance | Investment Adviser Representative, Producer |
Order & Consent to Order |
| Stites, Randy | 70933 | August 5, 2011 | Insurance | Producer |
Default Order |
| Stoneking, Jason | 72566 | September 27, 2011 | Insurance | Producer |
Order for Suspension |
| StoneMor Iowa LLC | 85220 | September 17, 2014 | Regulated Industries | Other |
Consent Order & Civil Penalty |
| Stoner, Charles |
Omaha NE Allegation: sold insurance polices for a company not licensed to do business in Iowa. Resolution: Consent Order issued and license revoked. Date of Order/Settlement: 2008-07-21 00:00:00 |
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| Story, Ernest A. | 92757 | March 21, 2017 | Insurance | Producer |
Order for Suspension |
| Stotmeister, Sheldon | 74151 | April 5, 2012 | Insurance | Producer |
Order for Suspension |
| Straka, Catherine A. | 58687 |
Council Bluffs IA Allegation: Misappropriation of client funds Resolution: Consent signed: Insurance license revoked; permanently barred from reapplying for an insurance producer license. Date of Order/Settlement: 2003-08-08 00:00:00 |
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| Stratford Insurance Co. | 107932 | December 21, 2020 | Insurance | Business Entity Producer, Insurance Company |
Order and Consent to Order |
| Stratton, Christine | 71103 | July 8, 2011 | Insurance | Producer |
Order for Suspension |
| Straw, Jack |
Cedar Rapids IA Allegation: Unlicensed SEC. Misrepresentation; misappropriation of funds. Resolution: Order of Summary Revocation and Order to Cease and Desist. Date of Order/Settlement: 2007-09-28 00:00:00 |