The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Speicher, Gary D. 89811 May 20, 2016 Insurance Producer

Order and Consent to Order

Spencer, Robert O. 58981

Allegation: Replacement violations; suitability sales

Resolution: Consent signed: 2 yrs probation; $500 Costs; reimburse client surrender charges

Date of Order/Settlement: 2001-02-28 00:00:00

Spenny, Samantha L. 82041 March 24, 2014 Insurance Producer

Order & Consent to Order

Sporn, Bryana Starr 85163 May 26, 2016 Insurance Producer

Regulatory Settlement Agreement As To Bryana Starr Sporn

Sporn, Bryana Starr 85163 March 2, 2015 Insurance Producer

Summary Order to C&D by Consent and Statement of Charges

Sporn, Dylan Brent 85163 March 2, 2015 Insurance Producer

Summary Order to C&D by Consent and Statement of Charges

Sporn, Marc Shaye 85163 March 2, 2015 Insurance Unlicensed

Summary Order to C&D by Consent and Statement of Charges

Spratt, Michael 76763 July 13, 2012 Insurance Producer

Order for Suspension

Stabile, Timothy

Ottumwa IA

Allegation: Stabile improperly withheld misappropriated or converted moneys received in the course of doing business.

Resolution: Order & Consent to Order - permanently barred from reapplying for an insurance producer license in Iowa and also permanently barred from reapplying for a securities agent license in Iowa.

Date of Order/Settlement: 2006-08-08 00:00:00

Stalheim, Roger L. 75491 June 11, 2012 Insurance Producer

Order & Consent to Order

Stammer, Terry 77096 August 22, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Standard Guaranty Insurance Company 58490

Miami FL

Allegation: Failure to cooperate with Divisions inquiry

Resolution: Consent Signed: Provided response to Divisions inquiry; Paid $500 Fine

Date of Order/Settlement: 2004-06-08 00:00:00

Standard Insurance Company 91869 August 31, 2016 Insurance Insurance Company

Regulatory Settlement Agreement

Standard Life Insurance Company of Indiana October 22, 2012 Insurance Insurance Company

Suspension Order

Standard Life Insurance Company of Indiana August 7, 2012 Insurance Insurance Company

Suspension Order

Standard Security Life Insurance Company of New York 107031 September 23, 2020 Insurance Insurance Company

Regulatory Settlement Agreement

Star Casualty Insurance Company September 25, 2017 Insurance Insurance Company

Order and Consent to Order

Starkey, Walter A. 92965 February 17, 2017 Insurance Producer

Order for Suspension

Starr Insurance Group, Inc 85163 March 2, 2015 Insurance Business Entity Producer

Summary Order to C&D by Consent and Statement of Charges

Stasney, Bobbi

Boone IA

Allegation: Criminal Proceedings

Resolution: Order of Summary Suspension and Cease and Desist.

Date of Order/Settlement: 2009-04-10 00:00:00

State Adjusters LLC; Donald Schuett 69194 June 7, 2011 Insurance Unlicensed

Summary Cease and Desist Order; Default Order

State Farm Life Insurance Company; State Farm Life and Accident Assurance Company; and State Farm Health Insurance Company 97245 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

Steckis, William

Omaha NE

Allegation: Failure to report other states action.

Resolution: Cease & Desist from violations and monetary penalty.

Date of Order/Settlement: 2007-03-07 00:00:00

Steen, Bryan 101627 May 31, 2019 Insurance Producer

Order for Suspension

Steiber, Dan

Janesville IA

Allegation: Unregistered securities; Unregistered agent and ommissions.

Resolution: Cease & Desist order issued.

Date of Order/Settlement: 2006-11-08 00:00:00

Steiber, Danny

Janesville IA

Allegation: Failure to Respond

Resolution: Order - License revoked

Date of Order/Settlement: 2006-09-22 00:00:00

Stepanek, John M. 77458 August 2, 2012 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Stephanie Miller 104797 April 15, 2020 Insurance Producer

Order and Consent to Order

Stephanie Peters Zimmerman 98400 August 16, 2018 Insurance Producer

Order Reinstating License After Suspension

Stephanie Peters Zimmerman 98400 July 25, 2018 Insurance Producer

Order for Suspension

Stephen, Wiley

St. Louis Missouri

Allegation: Unlicensed agent

Resolution: Summary Cease and Desist Order issued

Date of Order/Settlement: 2009-07-31 00:00:00

Stephens, Dennis M. 59040

Lake Mills IA

Allegation: Violations of previous order regarding prohibited loan activity

Resolution: Order of Summary Suspension: License suspended immediately; cease and desist from participating in the business of insurance in Iowa; and from soliciting or receiving any further loans from unrelated insurance clients; Pending hearing date 12/18/03

Date of Order/Settlement: 2003-11-20 00:00:00

Stephens, Dennis M. 59428

Lake Mills IA

Allegation: Marketing and sales violations

Resolution: Consent Signed: Use only approved marketing materials; repay personal loans; 2 yrs probation;

Date of Order/Settlement: 2001-06-05 00:00:00

Sterling Blackthorn Inc

Mount Pleasant MI

Allegation: Selling/offering unregistered securities in Iowa.

Resolution: Order: Cease and desist the offer or sale of unregistered and non exempt securities in Iowa.

Date of Order/Settlement: 2004-06-10 00:00:00

Steve's Roofing, Inc 70907 August 20, 2013 Insurance

Order on Remand

Steve's Roofing, Inc 70835 September 5, 2014 Insurance

Order Affirming Insurer's Decision

Steven A. Olejniczak 93392 February 8, 2017 Securities, Insurance Producer, Securities Agent

Order and Consent to Order

Stevens, Mike 58018

Eagle Grove IA

Allegation: Acting as unregistered securities agent

Resolution: Order: Cease and desist acting as a securities agent without registration.

Date of Order/Settlement: 2004-04-20 00:00:00

Stewart Hinerfeld 95835 October 6, 2017 Securities Investment Adviser Representative

Order Granting Waiver of Series 65 Exam

Stewart, Jeffrey A. 81432 October 15, 2013 Securities, Insurance Investment Adviser Representative, Producer

Order & Consent to Order

Stites, Randy 70933 August 5, 2011 Insurance Producer

Default Order

Stoneking, Jason 72566 September 27, 2011 Insurance Producer

Order for Suspension

StoneMor Iowa LLC 85220 September 17, 2014 Regulated Industries Other

Consent Order & Civil Penalty

Stoner, Charles

Omaha NE

Allegation: sold insurance polices for a company not licensed to do business in Iowa.

Resolution: Consent Order issued and license revoked.

Date of Order/Settlement: 2008-07-21 00:00:00

Story, Ernest A. 92757 March 21, 2017 Insurance Producer

Order for Suspension

Stotmeister, Sheldon 74151 April 5, 2012 Insurance Producer

Order for Suspension

Straka, Catherine A. 58687

Council Bluffs IA

Allegation: Misappropriation of client funds

Resolution: Consent signed: Insurance license revoked; permanently barred from reapplying for an insurance producer license.

Date of Order/Settlement: 2003-08-08 00:00:00

Stratford Insurance Co. 107932 December 21, 2020 Insurance Business Entity Producer, Insurance Company

Order and Consent to Order

Stratton, Christine 71103 July 8, 2011 Insurance Producer

Order for Suspension

Straw, Jack

Cedar Rapids IA

Allegation: Unlicensed SEC. Misrepresentation; misappropriation of funds.

Resolution: Order of Summary Revocation and Order to Cease and Desist.

Date of Order/Settlement: 2007-09-28 00:00:00