The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Timothy B. Loan 112843 March 21, 2022 Insurance Producer

Order for Suspension

Timothy B. Loan 112843 April 27, 2022 Insurance Producer

Order Reinstating License After Suspension

Todd R. Wilson 103214 February 17, 2020 Insurance Producer

Order and Consent to Order

Todd R. Wilson 103214 October 15, 2021 Insurance Producer

Order Reissuing License After Suspension and Expiration

Tommy McCellan-Bey 95615 October 12, 2018 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

Tommy McCellan-Bey 95615 February 27, 2019 Insurance Producer

Order Reinstating License After Suspension

Tony J. Meyer 108505 February 23, 2021 Insurance Producer

Order for Suspension

Toubl Contracting, Inc. and Jeremy J. Toubl 111488 December 2, 2021 Insurance Public Adjuster, Unlicensed

Summary Cease and Desist Order

Townsend, Patricia

Morton IL

Allegation: Sold policies during the time period that insurance producer license not renewed.

Resolution: Order and Consent to Order - Civil penalty and costs imposed.

Date of Order/Settlement: 2007-03-08 00:00:00

Tracy Werges 105120 May 6, 2020 Insurance Producer

Order and Consent to Order

Tradewinds Holding Company A.V.V. 58770

Davie FL

Allegation: Unregistered securities Unregistered agents Ommissions and Misrepresentations.

Resolution: Cease & Desist Order issued.

Date of Order/Settlement: 2006-11-01 00:00:00

Transamerica Casualty Insurance Company 97192 January 19, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

Transamerica Life Insurance Company 81869 October 3, 2013 Insurance Insurance Company

Regulatory Settlement Agreement

Transamerica Occidental Life Insurance Company 59668

Los Angeles CA

Allegation: Failure to respond to Insurance Division inquiry

Resolution: Consent signed: Provide response; Paid $500 Fine; $100 Costs

Date of Order/Settlement: 2002-12-16 00:00:00

Travelers Casualty & Surety Company of America et al 71881 August 22, 2011 Insurance Insurance Company

Order and Consent to Order

Travis E. Evans 102746 December 13, 2019 Insurance Producer

Order and Consent to Order

Travis O'Brien 104351 April 14, 2020 Insurance Producer

Order Reinstating License After Suspension

Travis O'Brien 104351 February 18, 2020 Insurance Producer

Order for Suspension

Trawick, Daryl C. 58064

Mobile AL

Allegation: Failure to report other states actions.

Resolution: Consent: Pay $250 fine and $100 costs; agrees to follow all Iowa statutory and administrative requirements and only sell insurance products approved for use by admitted insurance companies.

Date of Order/Settlement: 2004-07-12 00:00:00

Trenwick American Reinsurance Corporation

Fairfield CT

Allegation: Failure to respond

Resolution: Consent issued and monetary penalty assessed.

Date of Order/Settlement: 2009-01-23 00:00:00

Triad Guaranty Insurance Corporation September 6, 2013 Insurance Insurance Company

Suspension Order

Trina Gomez 98904 August 20, 2019 Insurance Producer

Order Reinstating License After Suspension

Trina M. Gomez 98904 January 16, 2019 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

Trinity Healthshare, Inc. 105205 March 17, 2021 Insurance Unlicensed

Order and Consent to Order

Trish Winkowitsch 104070 January 2, 2020 Insurance Producer

Order for Suspension

Tristan O'Neal 97943 October 2, 2018 Insurance Producer

Order Reinstating License After Suspension

Tristan O'Neal 97943 June 25, 2018 Insurance Producer

Order for Suspension

Troy Fillenworth 97710 May 30, 2018 Insurance Producer

Order for Suspension

Trucke, Shannon M. 78816 July 31, 2013 Insurance Producer

Default Order

Turner, Robert C.

Raleigh NC

Allegation: Failure to notify Iowa Ins. Div. of other states administrative actions

Resolution: Cease and desist from violations; pay $125 Fine and $125 Costs

Date of Order/Settlement: 2005-10-11 00:00:00

Tuve, John S. 71481 June 1, 2011 Insurance Producer

Agreement, Order and Consent to Order

Two Rivers Insurance Company, Inc. 82465 May 22, 2017 Insurance Business Entity Producer, Third Party Administrator

Order and Consent to Order

Tyson, Gene

North Liberty IA

Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support

Resolution: License suspended.

Date of Order/Settlement: 2007-01-18 00:00:00

U. S. Bancorp 58411

Minneapolis MN

Allegation: Inappropriate influence by investment banking over research analysts; failed to establish and enforce written supervisory procedures to prevent undue influence

Resolution: Consent Order: without admitting or denying allegations consented to cease and desist and pay $125000 Fine

Date of Order/Settlement: 2004-02-16 00:00:00

U.S. Auto Administrators, Inc. & Benjamin Wygoda, dba Liberty Bell Auto Protect 103105 December 2, 2019 Regulated Industries Unlicensed

Order and Consent to Order

U.S. Patriot Services 73436 November 17, 2011 Regulated Industries Unlicensed

Cease and Desist Order and Subpoena Duces Tecum; Agreement and Consent Order

UBS Financial Services, Inc 81914 December 10, 2013 Securities Broker Dealer

Consent Order and Order to Cease and Desist

UBS Securities LLC 59074

Stamford CT

Allegation: "Investment banking interests" influenced the firms research; published exaggerated or unwarranted research; failed to adequately supervise its research and banking departments.

Resolution: Consent Cease and desist without admitting or denying allegations; Pay $250000 Fine

Date of Order/Settlement: 2004-03-19 00:00:00

Ullico Casualty Company March 20, 2013 Insurance Insurance Company

Suspension Order

Union Security Life Insurance Company 58677

Atlanta GA

Allegation: Failure to cooperate with Commissioners investigation

Resolution: Consent signed: Provide requested information; Pay $500 Fine; Pay $100 Costs

Date of Order/Settlement: 2003-07-01 00:00:00

United American Insurance Company 59599

McKinney TX

Allegation: Market Conduct Exam

Resolution: Consent Signed: Implement procedures; $5000 Fine

Date of Order/Settlement: 2002-05-28 00:00:00

United Fire & Casualty Company

Cedar Rapids IA

Allegation: Failure to report dividends

Resolution: Consent: Report dividends as directed; submit schedule; pay $1000 fine; $500 Costs

Date of Order/Settlement: 2006-02-17 00:00:00

United States Fire Insurance Company 72225 August 19, 2011 Insurance Insurance Company

Order and Consent to Order

United States Fire Insurance Company 97248 February 7, 2018 Insurance Insurance Company

Regulatory Settlement Agreement

UNUM Life Insurance Company of America 58083

Portland ME

Allegation: Multi State Market Conduct Exam for individual and group long term disability income claim handling practices.

Resolution: Agreement: Implement changes in corporate governance; implement the Claim Reassessment Process; Provide initial notice to specified claimants; conduct employee training; pay fine to be allocated to participating regulators.

Date of Order/Settlement: 2004-11-18 00:00:00

Urista, Jason C.

Columbia Heights MN

Allegation: Failure to disclose prior criminal history

Resolution: Order: Revocation of Iowa Insurance License

Date of Order/Settlement: 2004-03-15 00:00:00

USI of Georgia Inc

Norfolk VA

Allegation: Did not remit surplus lines taxes; no Iowa licensed producer;

Resolution: Consent signed: Cease and desist conducting business until employee licensed in Iowa; pay $4500 Fine; and $500 Costs.

Date of Order/Settlement: 2004-08-23 00:00:00

UVEST Financial Services Group, Inc 77063 January 11, 2013 Securities Broker Dealer

Administrative Consent Order

Valenti, Anthony 81849 February 25, 2014 Insurance Producer

Default Order of Revocation, Cease and Desist and Civil Penalty

Valiaku Kargbo 98736 August 17, 2018 Insurance Producer

Order for Suspension