The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
Click to subscribe for an email update when new orders are added to this page.
| Name | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Woods, Jerald Lee |
Elizabethtown KY Allegation: Unregistered agent; unregistered securities Resolution: Default Order issued with an assessed monetary penalty. Date of Order/Settlement: 2009-07-09 00:00:00 |
||||
| Woods, Thomas | 82047 | April 14, 2014 | Insurance | Producer |
Order of Probationary License |
| Wooldridge, Misty A. | 92343 | December 2, 2016 | Insurance | Producer |
Order for Suspension |
| Wooley, Steven | 79036 | April 1, 2013 | Insurance | Producer |
Order for Suspension |
| Worldwide Insurance Services Inc | 58656 |
Oakton VA Allegation: Failure to notify Division of other states actions Resolution: Consent: Cease and desist violations; Pay $1750 Fine and $250 Costs Date of Order/Settlement: 2005-10-28 00:00:00 |
|||
| Wright, Curtis M. | 59493 |
Waterloo IA Allegation: Failure to pay child support Resolution: License suspended Date of Order/Settlement: 2002-12-24 00:00:00 |
|||
| Wubben, Richard F. | 83542 | July 7, 2014 | Insurance | Producer |
Order & Consent to Order |
| Xchange Benefits LLC | 85163 | April 20, 2016 | Insurance | Unlicensed |
Consent Order as to Xchange Benefits LLC |
| Xpress Healthcare LLC and New Benefits, Ltd. | 99303 | January 16, 2019 | Insurance | Unlicensed |
Order and Consent to Order |
| Xpress Healthcare LLC and New Benefits, Ltd. | 99303 | September 21, 2018 | Insurance | Unlicensed |
Summary Order to Cease and Desist |
| Yamada, Judy Ann |
Harlan IA Allegation: Failure to disclose criminal convictions on appl. For licensure. Resolution: Consent signed & monetary penalty assessed. Date of Order/Settlement: 2007-10-15 00:00:00 |
||||
| Yochannon Polter | 96971 | April 24, 2018 | Insurance | Producer |
Consent Order |
| Yochannon Polter | 96971 | January 16, 2018 | Insurance | Producer |
Emergency Order to Cease and Desist |
| Yon, Wyatt | 78957 | March 26, 2013 | Insurance | Producer |
Order for Suspension |
| Young, John D. |
Grand Rapids MI Allegation: Failure to notify Division of administrative action taken against him in another jurisdiction; Failure to respond to Division inquiry. Resolution: Deafult Decision issued revoking insurance producer license. Date of Order/Settlement: 2008-05-20 00:00:00 |
||||
| Young, Larry S. | 81182 | November 25, 2013 | Insurance | Producer |
Order for Suspension |
| YourPeople, Inc., dba Zenefits FTW Insurance Services | 93409 | March 22, 2017 | Insurance | Business Entity Producer |
Order and Consent to Order |
| Zaber, John T. | 58744 |
Dubuque IA Allegation: Omission from insurance application; false statement to an insurer and the Iowa Insurance Division. Resolution: Consent signed: 2 yr probation; Pay $1000 Fine; $250 Costs Date of Order/Settlement: 2003-08-29 00:00:00 |
|||
| Ziesman, Chad | 72839 | December 5, 2011 | Insurance | Producer |
Default Order |
| Zimmerman, Jamie A. | 58873 |
West Branch IA Allegation: Conversion of client funds Resolution: Consent signed: Revocation of Securities agent license and permanently barred from reapplying effective 1/13/03; Revocation of insurance producer license and permanently barred from reapplying effective 4/25/03 Date of Order/Settlement: 2003-04-25 00:00:00 |