The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

Click to subscribe for an email update when new orders are added to this page.

 

Name Case Number Enforcement Date Subject Entity Order
Woods, Jerald Lee

Elizabethtown KY

Allegation: Unregistered agent; unregistered securities

Resolution: Default Order issued with an assessed monetary penalty.

Date of Order/Settlement: 2009-07-09 00:00:00

Woods, Thomas 82047 April 14, 2014 Insurance Producer

Order of Probationary License

Wooldridge, Misty A. 92343 December 2, 2016 Insurance Producer

Order for Suspension

Wooley, Steven 79036 April 1, 2013 Insurance Producer

Order for Suspension

Worldwide Insurance Services Inc 58656

Oakton VA

Allegation: Failure to notify Division of other states actions

Resolution: Consent: Cease and desist violations; Pay $1750 Fine and $250 Costs

Date of Order/Settlement: 2005-10-28 00:00:00

Wright, Curtis M. 59493

Waterloo IA

Allegation: Failure to pay child support

Resolution: License suspended

Date of Order/Settlement: 2002-12-24 00:00:00

Wubben, Richard F. 83542 July 7, 2014 Insurance Producer

Order & Consent to Order

Xchange Benefits LLC 85163 April 20, 2016 Insurance Unlicensed

Consent Order as to Xchange Benefits LLC

Xpress Healthcare LLC and New Benefits, Ltd. 99303 January 16, 2019 Insurance Unlicensed

Order and Consent to Order

Xpress Healthcare LLC and New Benefits, Ltd. 99303 September 21, 2018 Insurance Unlicensed

Summary Order to Cease and Desist

Yamada, Judy Ann

Harlan IA

Allegation: Failure to disclose criminal convictions on appl. For licensure.

Resolution: Consent signed & monetary penalty assessed.

Date of Order/Settlement: 2007-10-15 00:00:00

Yochannon Polter 96971 April 24, 2018 Insurance Producer

Consent Order

Yochannon Polter 96971 January 16, 2018 Insurance Producer

Emergency Order to Cease and Desist

Yon, Wyatt 78957 March 26, 2013 Insurance Producer

Order for Suspension

Young, John D.

Grand Rapids MI

Allegation: Failure to notify Division of administrative action taken against him in another jurisdiction; Failure to respond to Division inquiry.

Resolution: Deafult Decision issued revoking insurance producer license.

Date of Order/Settlement: 2008-05-20 00:00:00

Young, Larry S. 81182 November 25, 2013 Insurance Producer

Order for Suspension

YourPeople, Inc., dba Zenefits FTW Insurance Services 93409 March 22, 2017 Insurance Business Entity Producer

Order and Consent to Order

Zaber, John T. 58744

Dubuque IA

Allegation: Omission from insurance application; false statement to an insurer and the Iowa Insurance Division.

Resolution: Consent signed: 2 yr probation; Pay $1000 Fine; $250 Costs

Date of Order/Settlement: 2003-08-29 00:00:00

Ziesman, Chad 72839 December 5, 2011 Insurance Producer

Default Order

Zimmerman, Jamie A. 58873

West Branch IA

Allegation: Conversion of client funds

Resolution: Consent signed: Revocation of Securities agent license and permanently barred from reapplying effective 1/13/03; Revocation of insurance producer license and permanently barred from reapplying effective 4/25/03

Date of Order/Settlement: 2003-04-25 00:00:00