The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Binstock, Julie 58585

Marshalltown IA

Allegation: Sale of unregistered securities; misrepresentations omissions

Resolution: Order: Cease and desist the offer or sale of unregistered securities acting as unregistered agents; making untrue statements of facts omitting material facts; pay $5000 fine

Date of Order/Settlement: 2006-02-01 00:00:00

Binstock, Loren

Marshalltown IA

Allegation: Sale of unregistered securities; misrepresentations omissions

Resolution: Order: Cease and desist the offer or sale of unregistered securities acting as unregistered agents; making untrue statements of facts omitting material facts; pay $5000 fine

Date of Order/Settlement: 2006-02-01 00:00:00

Birgoyne, Liana 82082 February 21, 2014 Insurance Producer

Order & Consent to Order

Black, Derek

Osage Beach MO

Allegation: Violated Iowa Insurance Trade Practices Act

Resolution: Summary Cease & Desist Order

Date of Order/Settlement: 2009-03-03 00:00:00

Black, Michael 77402 September 7, 2012 Insurance Producer

Order for Suspension

Blackman, Jacque 78808 March 5, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension 

Blake, Michael 66623 February 1, 2011 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Blayne Fitzsimmons Lewis 96486 January 31, 2018 Insurance Producer

Order for Suspension

Blayne Fitzsimmons-Lewis 96486 July 6, 2021 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Blazicek, Diane J. 59319

Johnson City NY

Allegation: Material misstatement on application for licensure; revocation of insurance license in another state; failure to notify Division of prior actions

Resolution: Order: License revoked

Date of Order/Settlement: 2003-05-16 00:00:00

Bliek, Roy

Hull IA

Allegation: Sale of unregistered securities; Unregistered agent

Resolution: Consent Order issued to cease and desist violations.

Date of Order/Settlement: 2009-05-03 00:00:00

Blue Square Management Inc

New York NY

Allegation: Not licensed as a broker-dealer or issuer to offer or sell securities in Iowa.

Resolution: Order: Cease and desist the offer or sale of unregistered non exempt securities; employing non registered agents in Iowa; making untrue statements of material facts; omission of facts; pay $5000 fine; $1000 costs

Date of Order/Settlement: 2004-05-19 00:00:00

Bock, Jason 88848 December 1, 2015 Insurance Producer

Order for Suspension

Bonnell, Peter

Medina OH

Allegation: Advertising Violation.

Resolution: Order and Conset to order signed; Civil Penalty assessed.

Date of Order/Settlement: 2006-12-18 00:00:00

Boothby, Michael D. 83394 June 12, 2014 Insurance Preneed Sales Agent

Order & Consent to Order

Boothby, Michael D. 83394 May 8, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Borcherding, Cory J. 86403 March 25, 2016 Insurance Producer

Order and Consent to Order

Borrego, Jesse 58629

Buda TX

Allegation: Failure to notify Division of prior actions

Resolution: Order: License revoked; pay Fine of $500 and Costs of $200 before relicensure.

Date of Order/Settlement: 2005-04-26 00:00:00

Brad Denning 100394 July 3, 2019 Insurance Producer

Order and Consent to Order

Bradford, Shaylea C. 86231 March 12, 2015 Insurance Producer

Order for Suspension

Bradley, Patricia A. 85185 November 12, 2014 Insurance Producer

Order for Suspension

Brady J. Janssen 108362 February 11, 2021 Insurance Producer

Order for Suspension

Brandi Kay Preul 102238 June 25, 2019 Insurance Producer

Order and Consent to Order

Brandon Guy 96721 February 6, 2018 Insurance Producer

Order for Suspension

Brandon Morgan 102339 September 13, 2019 Insurance Producer

Order for Suspension

Bratty, Brooke 59315

Council Bluffs IA

Allegation: Sale of unregistered securities and/or business opportunities; failure to cooperate in an investigation by the Insurance Division.

Resolution: Order signed: Insurance license suspended; Pay $500 Fine; provide information to Iowa Ins. Div before suspension is lifted.

Date of Order/Settlement: 2003-05-08 00:00:00

Bray, Rebecca A. 58002

Orange City IA

Allegation: Failure to respond

Resolution: Order Signed: License Suspended; $500 Fine; $100 Costs; Respond to Division

Date of Order/Settlement: 2000-07-12 00:00:00

Brean Murray Carret & Company LLC

New York NY

Allegation: Failure to file audited financial report.

Resolution: Broker dealer license is suspended; civil penalty $1000; suspension lifted when compliance is complete.

Date of Order/Settlement: 2006-05-26 00:00:00

Brenda S. Murray 103557 December 11, 2020 Insurance Producer

Order and Consent to Order

Brenton, Shannon 92061 November 28, 2016 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Brenton, Shannon 92061 January 13, 2017 Insurance Producer

Order Vacating Reinstatement and Re-Imposing Suspension

Brian T. Zimmerman 100419 January 10, 2019 Insurance Producer

Order and Consent to Order

Brian Todd Thompson 94359 September 10, 2018 Insurance Producer

Order for Reissuance After License Suspension and Expiration

Bridget Crane 98330 July 23, 2018 Insurance Producer

Order for Suspension

Bries, Michael 76000 May 1, 2012 Insurance Producer

Order for Suspension

Bristol West Insurance Company 67308 March 28, 2011 Insurance Insurance Company

Order and Consent to Order

Brittany M. Steapp 108335 February 10, 2021 Insurance Producer

Order for Suspension

Broadspire Services Inc 80602 September 24, 2013 Insurance Third Party Administrator

Order & Consent to Order

Brock R. DeVries 103128 March 26, 2021 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

Broessel, Christopher R. 84457 September 22, 2014 Insurance Producer

Order for Suspension

Bronfman, Aharon

South San Francisco CA

Allegation: Unlicensed Investment Advisor and Representative; Misrepresentations and Omissions.

Resolution: Cease & Desist order issued and a monetary penalty assessed.

Date of Order/Settlement: 2007-08-13 00:00:00

Bronson, Michael J. 58437

Cedar Rapids IA

Allegation: Referencing himself as a financial planner

Resolution: Consent signed: Cease representing himself as a Financial Planner; 2 years probation; $250 Fine and $250 Costs

Date of Order/Settlement: 2005-07-07 00:00:00

Brooke Life Insurance Company 89182 October 30, 2015 Insurance Insurance Company

Regulatory Settlement Agreement

Brown, Jami Lynn 86616 April 17, 2015 Insurance Producer

Order for Suspension

Brown, Kunta L. 81358 December 11, 2013 Insurance Producer

Order for Suspension

Brown, Russell 77643 October 11, 2012 Insurance Producer

Order for Suspension

Bruce A. Hauptman 92501 April 6, 2018 Securities Unlicensed

Findings of Fact, Conclusions of Law and Final Order

Bruce Billesbach 99967 March 12, 2019 Securities Unlicensed

Findings of Fact, Conclusions of Law, and Final Order

Bryan Bryant 105052 April 22, 2020 Insurance Producer

Order for Suspension

Buchholz, Barry L. 59306

Cedar Rapids IA

Allegation: Replacement violations

Resolution: Consent signed: Cease and desist violating replacement laws and regulations: pay $2000 Civil Penalty; $500 Costs

Date of Order/Settlement: 2003-03-11 00:00:00