The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Buck III, Dallas 82637 February 26, 2014 Insurance Producer

Order & Consent to Order

Bucy, Peter 71111 July 8, 2011 Insurance Producer

Order Reinstating License After Suspension; Order for Suspension

Budget Rent A Car of Iowa City 70056 February 7, 2011 Insurance Unlicensed

Order and Consent to Order

Bunch, Stephen M. 88679 December 10, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Burgess Barr 104285 February 17, 2020 Insurance Producer

Order for Suspension

Burke, Brian C. 82518 May 1, 2014 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Burke, Brian C. 82518 May 1, 2014 Insurance Producer

Order Reinstating Licensee After Suspension

Burkett, Corinne 76390 May 30, 2012 Insurance Producer

Order for Suspension

Burkett, Jeffrey 59394

Warren OH

Allegation: Failure to notify of other states action

Resolution: Order; License revoked $250 fine

Date of Order/Settlement: 2005-12-22 00:00:00

Burns, Ann Marie 74153 May 25, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Cabell, Douglas

Bettendorf IA

Allegation: Committed fraud and misrepresentation.

Resolution: Order and Consent to Order; Costs assessed and Civil penalty; 90 day suspension.

Date of Order/Settlement: 2007-01-03 00:00:00

Cabell, Douglas J. 59721

Bettendorf IA

Allegation: Advertising Violations

Resolution: Consent Signed: 2 yrs probation; $500 Costs

Date of Order/Settlement: 2002-02-11 00:00:00

Cahill, Amy C. 57983

Bath PA

Allegation: Failure to respond

Resolution: Order Signed: License Suspended; $500 Fine; $100 Costs; Respond to Division

Date of Order/Settlement: 2000-08-16 00:00:00

Cammille R. Kammerer 103840 June 4, 2020 Insurance Producer

Order and Consent to Order

Capson Physicians Insurance Company August 10, 2018 Insurance Insurance Company

Notice of Hazardous Financial Condition and Order

Capson Physicians Insurance Company May 16, 2019 Insurance Insurance Company

Summary Order of Suspension

Carley, Douglas A.

Oakland IA

Allegation: Failure to inform Division of prior criminal conviction.

Resolution: Order and Consent to Order issued and monetary penalty assessed.

Date of Order/Settlement: 2007-12-31 00:00:00

Carlson, Duane 73964 April 27, 2012 Insurance Producer

Order for Suspension

Carman, Jeffrey 71070 July 8, 2011 Insurance Producer

Order for Suspension

Carmen Hocking 105268 September 22, 2020 Insurance Unlicensed

Order and Consent to Order

Carmichael Jr., Arthur C. 58577

Los Altos CA

Allegation: Failure to notify Divison of administrative action in another state.

Resolution: Consent signed: Cease and desist from violations; pay $150 Fine and $100 Costs

Date of Order/Settlement: 2005-03-25 00:00:00

Carr, Kevin J. 94877 November 29, 2017 Insurance Producer

Order and Consent to Order

Carroll, Kristina M. 89387 January 19, 2016 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

Carry, Sarah 82451 March 3, 2014 Insurance Producer

Order & Consent to Order

Carson Energy, Inc.; Earl Carter Bills II; Anthony Weber; and Jerrold S. Rothous 88113 August 27, 2015 Securities Unlicensed

Summary Order to Cease and Desist

Carson Energy, Inc.; Earl Carter Bills; Anthony Weber; and Jerrold S. Rothouse 88113 June 2, 2020 Securities Unlicensed

Final Order

Carson, Natasha 80003 April 24, 2013 Insurance Producer

Order & Consent to Order

Castillo, Reynaldo 74155 April 18, 2012 Insurance Producer

Order and Consent to Order

Centre Life Insurance Company 58494

New York NY

Allegation: Failure to respond to Divisions inquiry

Resolution: Consent: Provide substantive response; Pay $1000 costs

Date of Order/Settlement: 2004-05-18 00:00:00

Century Indemnity Company August 12, 2015 Insurance Insurance Company

Order and Consent to Order

Certificate of Authority of Affirmative Insurance Company March 25, 2015 Insurance Insurance Company

Summary Order of Suspension

Certificate of Authority of Millers Classified Insurance Company June 12, 2015 Insurance Insurance Company

Summary Order of Suspension

Certificate of Authority of National Contractors Insurance Company August 31, 2015 Insurance Insurance Company

Summary Order of Suspension

Cesar D. Pelaez 103487 April 9, 2020 Insurance Producer

Order for Suspension

Chad A Ware 102541 September 3, 2020 Insurance Producer

Order Reinstating License After Suspension

Chad A. Ware 102541 February 19, 2020 Insurance Producer

Order and Consent to Order

Chad T. Mackland 109487 July 9, 2021 Insurance Producer, Securities Agent

Order and Consent to Order

Chamley Financial LLC 58058

Colorado Springs CO

Allegation: Sold viatical settlement investment contracts while unregistered

Resolution: Cease and desist issued to halt sale of unregistered securities

Date of Order/Settlement: 2004-09-20 00:00:00

Chamley, Aaron

Van Wert IA

Allegation: Sold viatical settlement investment contracts while unregistered.

Resolution: Cease and desist issued to hald the sale of unregistered securities; cease and desist acting as unregistered agent

Date of Order/Settlement: 2004-09-20 00:00:00

Chamley, James 58060

Colorado Springs CO

Allegation: Sold viatical settlement investment contracts while unregistered

Resolution: Cease and Desist issued to halt sale of unregistered securities

Date of Order/Settlement: 2004-09-20 00:00:00

Chapin, Scott R. 59540

DeSoto IA

Allegation: Sale of unregistered securities and/or unregistered business opportunities

Resolution: Consent signed: 1 yr probation; repayment of commissisons and/or finders fee payments of $18900.

Date of Order/Settlement: 2003-02-10 00:00:00

Charlene Schuman Deegan 98419 November 30, 2018 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

Charles Smith 103486 December 11, 2019 Insurance Producer

Order for Suspension

Charles Smith 103486 December 17, 2019 Insurance Producer

Order Reinstating License After Suspension

Charles Smith 106281 July 20, 2020 Insurance Producer

Order for Suspension

Charles, John 78708 March 26, 2013 Insurance Producer

Order for Suspension

Chastang, Jasmine 81328 February 6, 2014 Insurance Producer

Default Order

Chieves, Ritchie

Ames IA

Allegation: Misappropriated premium dollars for personal business expenses.

Resolution: Consent Order signed to permanently revoke insurance producer license and is barred from reapplying for an insurance license in the State of Iowa. Chieves is also permanently barred from applying for a securities agent license in the State of Iowa.

Date of Order/Settlement: 2007-07-11 00:00:00

Christ, Rebekah N. 82185 September 25, 2014 Insurance Producer

Order & Consent to Order

Christensen Jr., Robert A. 59340

Atlantic IA

Allegation: Violation of Commissioners Order; Dishonest practices and incompetence; Failure to inform of address change

Resolution: Order: License revoked

Date of Order/Settlement: 2003-03-21 00:00:00