The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Copeman, Jeffrey | 100362 | March 22, 2019 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Corder, Sandy |
Highland IN Allegation: Failure to respond to Division inquiries; submitted insufficient funds check. Resolution: Consent to Order: License revoked; Pay $100 costs and fines before reapplication for licensure in Iowa; Cease and desist any violation of Iowa insurance laws Date of Order/Settlement: 2005-02-24 00:00:00 |
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| Cory Stucky | 105122 | April 16, 2020 | Insurance | Producer |
Order for Suspension |
| Cosgrove, William C. | 57872 |
Campton NH Allegation: Failure to notify IID of other states administrative actions Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions Date of Order/Settlement: 2002-07-12 00:00:00 |
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| Courtney, Mark A. | 58956 |
Guthrie Center IA Allegation: Improper Sales Resolution: Consent Signed: Permanent license revocation Date of Order/Settlement: 2001-09-25 00:00:00 |
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| Covals Douze | 97894 | September 20, 2018 | Insurance | Producer |
Findings of Fact, Conclusions of Law, and Final Orders |
| Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes | 66957 | August 24, 2010 | Securities, Insurance | Investment Adviser Representative, Producer |
Order and Consent to Order and Agreement |
| Coventry Health Care of Iowa |
Urbandale IA Allegation: Denial of coverage Resolution: Decision rendered based on facts presented. Contract will terminate 10 days after decision issued. Claims will be paid for submitted or medical charges incurred as provided under terms of contract during period of coverage. Date of Order/Settlement: 2007-07-18 00:00:00 |
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| Coventry Health Care of Iowa |
Urbandale IA Allegation: Denial of coverage Resolution: Decision rendered. Insurer hasnt sustained burden of poof. Cancellation not upheld and policy remains in force. Date of Order/Settlement: 2007-09-12 00:00:00 |
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| Coventry Health Care of Iowa |
West Des Moines IA Allegation: Time and Notice requirements of external review procedure violations Resolution: Consent signed: Pay $1000 Civil Penalty Date of Order/Settlement: 2003-03-27 00:00:00 |
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| Crager, Jamie and Blazefly, Inc. | 96501 | June 21, 2018 | Securities | Unlicensed |
Findings of Fact, Conclusions of Law, and Final Order |
| Craig, Bradley D. | 95013 | September 13, 2017 | Insurance | Producer |
Order, Consent to Order, and Agreement to Supervise |
| Crawford, Angela L. | 80571 | September 30, 2013 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Credit Suisse First Boston LLC | 59096 |
New York NY Allegation: Failure to supervise; Conflicts of interest between banking and analyst functions Resolution: Consent Order: without admitting or denying allegations to Cease and Desist; Pay $750000 Fine Date of Order/Settlement: 2004-03-30 00:00:00 |
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| Critchfield, Jack A. | 83395 | September 4, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Cross, Jared M. | 80570 | November 1, 2013 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Cross, Scott K. | 58065 |
Perry IA Allegation: Improper withholding misappropriating or conversion of moneys; failure to cooperate with investigation by commissioner Resolution: Order signed: License revoked Date of Order/Settlement: 2004-10-05 00:00:00 |
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| Crosser, Kenneth | 80240 | February 12, 2014 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order and Consent to Order |
| Crouch, Kelly D. | 75964 | April 19, 2012 | Insurance | Producer |
Consent Order |
| Crown Life Insurance Company | 58493 |
Regina Saskatchewant Canada Allegation: Failure to respond to Divisions inquiry Resolution: Consent: Provide substantive response; Pay $500 Costs Date of Order/Settlement: 2004-05-14 00:00:00 |
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| Crystal Garner | 98304 | July 23, 2018 | Insurance | Producer |
Order for Suspension |
| Cullor, Aaron Rex | 85150 | November 12, 2014 | Insurance | Producer |
Default Order of Revocation, Cease & Desist and Civil Penalty |
| Cummings, Ryan C. | 83506 | July 15, 2014 | Insurance | Producer |
Order for Suspension |
| Cunningham, Kevin J. | 58160 |
Palos Park IL Allegation: Revocation of license by another state; failure to cooperate with investigation Resolution: Consent signed: two years probation; report any administrative action within 30 days; cease and desist any violation of Iowa insurance laws;pay $350 Fine and $100 Costs Date of Order/Settlement: 2005-07-06 00:00:00 |
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| Cursta Williams | 103107 | October 30, 2019 | Insurance | Producer |
Default Order, Findings of Fact, Conclusions of Law and Order |
| Curtin, Jeffrey C. | 58576 |
Oklahoma City OK Allegation: Failure to notify Division of prior actions Resolution: Order: License revoked; pay Fine of $500 and Costs of $200 before relicensure. Date of Order/Settlement: 2005-04-26 00:00:00 |
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| Curtis E. Fett | 103375 | October 29, 2019 | Insurance | Producer |
Order and Consent to Order |
| Custom Dollar Systems LLC | 58149 |
Omaha NE Allegation: Failure to register securities misrepresentation; omissions Resolution: Order: Cease and desist the offer of sale of unregistered securities cease and desist acting as agents without registration employer unregistered agents to solicit making untrue statements of material; Pay $5000 fine. Date of Order/Settlement: 2005-02-18 00:00:00 |
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| Dail, Angela | 58375 |
Sorrento FL Allegation: Failure to notify of other state's action Resolution: Order; License Revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Damon D. Walker | 98241 | September 7, 2018 | Insurance | Producer |
Order and Consent to Order |
| Daniel Lansing | 102616 | September 13, 2019 | Insurance | Producer |
Order for Suspension |
| Daniel Lansing | 102616 | September 26, 2019 | Insurance | Producer |
Order Reinstating License After Suspension |
| Daniel Ochocki; Andrea Frank; Platinum Supplemental Insurance Inc.; and Ashlee Marie Metcalf | 101120 | July 10, 2019 | Insurance | Business Entity Producer, Producer |
Order and Consent to Order |
| Dansco Contracting and Dan Glasgow | 73437 | July 30, 2013 | Insurance | Unlicensed |
Proposed Decision |
| Dansco Contracting; Dan Glasgow and Joel Manley | 73437 | November 18, 2011 | Insurance | Unlicensed |
Summary Cease and Desist Order |
| Darnell, Mary E. | 58071 |
Grinnell IA Allegation: Failure to comply with child support order Resolution: License suspended Date of Order/Settlement: 2004-10-28 00:00:00 |
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| Darrell Duane Smith | 79798 | April 4, 2013 | Insurance | Producer |
Order of Summary Suspension and Notice of Opportunity for Hearing |
| Darron W. Dean | 102164 | November 5, 2019 | Insurance | Business Entity Producer, Producer |
Findings of Fact, Conclusions of Law and Orders to Cease and Desist, and Other Relief |
| Dasilva Jr., Walter C. | 58121 |
Oklahoma City OK Allegation: Failure to notify Division of prior action. Resolution: Order: License revoked; Pay $500 Fine and $200 Costs before relicensure in Iowa Date of Order/Settlement: 2005-05-04 00:00:00 |
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| Daugherty, Sandra J. | 59304 |
Madrid IA Allegation: Criminal complaints Resolution: Consent signed: License revoked permanently Date of Order/Settlement: 2003-03-03 00:00:00 |
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| David Franko | 108757 | April 14, 2021 | Insurance | Producer |
Order Reinstating License After Suspension |
| David Franko | 108757 | March 18, 2021 | Insurance | Producer |
Order for Suspension |
| David Froscheiser | 99583 | November 26, 2018 | Insurance | Producer |
Order for Suspension |
| Davis, Carl |
West Des Moines IA Allegation: Advertising Violations Resolution: Order and Consent to Order - placed on probation for a period of six months; Civil penalty and costs imposed. Date of Order/Settlement: 2007-05-29 00:00:00 |
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| Davis, Korey | 78351 | November 27, 2012 | Insurance | Producer |
Order for Suspension |
| Davis, Samele Becca | 87834 | August 19, 2015 | Insurance | Producer |
Order for Suspension |
| Davis, Shana M. |
Des Moines IA Allegation: Violations of Securities Act; Unregistered agent & investment adviser representative Misrepresentations & Omissions Cease and Desist orders issued by other states Resolution: Consent: pay $3000 Costs; cooperate in investigation; Date of Order/Settlement: 2006-02-23 00:00:00 |
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| Davis, William |
Spirit Lake IA Allegation: Appealed denial of licensure. Resolution: Appeal Decision: Denied Securities license; as to his insurance license the decision of the administrative law judge is affirmed. Davis is suspended for a period of three months and is assessed a civil penalty. Date of Order/Settlement: 2007-08-20 00:00:00 |
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| Davis, William J. |
Spirit Lake IA Allegation: Child Support Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2008-05-16 00:00:00 |
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| Dawn M. Burroughs | 95617 | November 13, 2018 | Insurance | Producer |
Order and Consent to Order |