Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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Displaying 301 - 350 of 1381| Name Sort descending | Case Number | Enforcement Date | Subject | Entity | Order |
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| Curtis E. Fett | 103375 | October 29, 2019 | Insurance | Producer | Order and Consent to Order |
| Custom Dollar Systems LLC | 58149 | Omaha NE Allegation: Failure to register securities misrepresentation; omissions Resolution: Order: Cease and desist the offer of sale of unregistered securities cease and desist acting as agents without registration employer unregistered agents to solicit making untrue statements of material; Pay $5000 fine. Date of Order/Settlement: 2005-02-18 00:00:00 |
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| Dail, Angela | 58375 | Sorrento FL Allegation: Failure to notify of other state's action Resolution: Order; License Revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00 |
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| Damon D. Walker | 98241 | September 7, 2018 | Insurance | Producer | Order and Consent to Order |
| Dana Johnson | 114667 | February 27, 2023 | Insurance | Producer | Order and Consent to Order |
| Daniel Lansing | 102616 | September 13, 2019 | Insurance | Producer | Order for Suspension |
| Daniel Lansing | 102616 | September 26, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
| Daniel Ochocki; Andrea Frank; Platinum Supplemental Insurance Inc.; and Ashlee Marie Metcalf | 101120 | July 10, 2019 | Insurance | Business Entity Producer, Producer | Order and Consent to Order |
| Dansco Contracting and Dan Glasgow | 73437 | July 30, 2013 | Insurance | Unlicensed | Proposed Decision |
| Dansco Contracting; Dan Glasgow and Joel Manley | 73437 | November 18, 2011 | Insurance | Unlicensed | Summary Cease and Desist Order |
| Darnell, Mary E. | 58071 | Grinnell IA Allegation: Failure to comply with child support order Resolution: License suspended Date of Order/Settlement: 2004-10-28 00:00:00 |
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| Darrell Duane Smith | 79798 | April 4, 2013 | Insurance | Producer | Order of Summary Suspension and Notice of Opportunity for Hearing |
| Darron W. Dean | 102164 | November 5, 2019 | Insurance | Business Entity Producer, Producer | Findings of Fact, Conclusions of Law and Orders to Cease and Desist, and Other Relief |
| Dasilva Jr., Walter C. | 58121 | Oklahoma City OK Allegation: Failure to notify Division of prior action. Resolution: Order: License revoked; Pay $500 Fine and $200 Costs before relicensure in Iowa Date of Order/Settlement: 2005-05-04 00:00:00 |
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| David Franko | 108757 | March 18, 2021 | Insurance | Producer | Order for Suspension |
| David Franko | 108757 | April 14, 2021 | Insurance | Producer | Order Reinstating License After Suspension |
| David Froscheiser | 99583 | November 26, 2018 | Insurance | Producer | Order for Suspension |
| Davis, Carl | West Des Moines IA Allegation: Advertising Violations Resolution: Order and Consent to Order - placed on probation for a period of six months; Civil penalty and costs imposed. Date of Order/Settlement: 2007-05-29 00:00:00 |
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| Davis, Korey | 78351 | November 27, 2012 | Insurance | Producer | Order for Suspension |
| Davis, Samele Becca | 87834 | August 19, 2015 | Insurance | Producer | Order for Suspension |
| Davis, Shana M. | Des Moines IA Allegation: Violations of Securities Act; Unregistered agent & investment adviser representative Misrepresentations & Omissions Cease and Desist orders issued by other states Resolution: Consent: pay $3000 Costs; cooperate in investigation; Date of Order/Settlement: 2006-02-23 00:00:00 |
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| Davis, William | Spirit Lake IA Allegation: Appealed denial of licensure. Resolution: Appeal Decision: Denied Securities license; as to his insurance license the decision of the administrative law judge is affirmed. Davis is suspended for a period of three months and is assessed a civil penalty. Date of Order/Settlement: 2007-08-20 00:00:00 |
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| Davis, William J. | Spirit Lake IA Allegation: Child Support Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2008-05-16 00:00:00 |
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| Dawn M. Burroughs | 95617 | November 13, 2018 | Insurance | Producer | Order and Consent to Order |
| Decambra, Jennifer L. | 58116 | Limestone ME Allegation: Failure to notify Division of prior actions Resolution: Order: License revoked; Pay $500 Fine before licensure is restored Date of Order/Settlement: 2005-03-24 00:00:00 |
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| Dedicated Resources Inc | Miami FL Allegation: Not a registered broker/dealer agents; sale of unregistered securities (viaticals) Resolution: Consent signed: Cease and desist the offer or sale of unregistered securities (viatical settlement) investment contracts to persons residing in Iowa. Date of Order/Settlement: 2005-09-10 00:00:00 |
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| Deel, Stephanie J. | 58128 | Chesapeake VA Allegation: Incorrect information on License application; failure to notify Division of prior actions Resolution: Order: License revoked; $500 Fine; $200 Costs Date of Order/Settlement: 2005-05-23 00:00:00 |
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| Deerberg, Tiffney | 78705 | February 15, 2013 | Insurance | Producer | Order for Suspension |
| Degeeter, Devin T. | 69101 | April 5, 2011 | Insurance | Producer | Order and Consent to Order |
| Den Hartog, Deborah L. | 92275 | November 21, 2016 | Insurance | Producer | Order for Suspension |
| Dencklau, John E. | 89967 | September 12, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order and Consent to Order |
| Deutsche Bank Securities Inc | 58659 | New York NY Allegation: Engaged in acts or practices that created/maintained inappropriate influence by investment banking over research analysts failed to have adequate policies and procedures to handle conflicts of interest failed to produce emails as requested Resolution: Without admitting or denying findigs offact and conclusions of law DBS will cease and desist violations of the Iowa Uniform Securities Act will comply with several undertakings and pay $287500 Fine. Date of Order/Settlement: 2005-05-16 00:00:00 |
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| Diaz, Rodrigo | 84186 | August 20, 2014 | Insurance | Producer | Default Order of Revocation, Cease and Desist and Civil Penalty |
| Direct Mail Processing, LLC; Rehg Data Assets, Inc. D/B/A RGI Data Assets, Inc.; Katherine Rehg | 107696 | December 21, 2020 | Insurance | Unlicensed | Summary Cease and Desist Order |
| Dixon, William R. | 59391 | Apalachin NY Allegation: Failure to report another states administrative action Resolution: Consent signed: Cease and desist violations of Iowa insurance statutes and rules; pay $125 Fine and $125 Costs Date of Order/Settlement: 2005-09-23 00:00:00 |
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| Doctors and Surgeons National Risk Retention Group IC, Inc. | November 1, 2016 | Insurance | Insurance Company | Summary Order of Suspension |
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| Dodd, Larenzo | Cedar Rapids IA Allegation: Failure to disclose all criminal convictions on application Resolution: Order: Denial of application for an linsurance license is upheld. Date of Order/Settlement: 2004-06-24 00:00:00 |
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| Donald Ira Pinansky; Dylan Brent Sporn; Marc Shaye Sporn; Brynna Starr Sporn; Consolidated USA Insurance, Inc.; Starr Insurance Group Inc.; Amerco Group, Inc. fka Amerco Insurance, Inc.; Xchange Benefits LLC; and Selected Market Insurance | 85163 | November 26, 2016 | Insurance | Business Entity Producer, Producer, Unlicensed | Default Decision and Order to Cease and Desist and for Payment of Civil Penalties and Costs as to Starr Insurance Group Inc. |
| Doreen R. Townsend | 117427 | July 28, 2023 | Insurance | Producer | Order and Consent to Order & Order to Correct July 5, 2023 Order |
| Dorenkamp, Teresa Jo | 72765 | September 29, 2011 | Securities | Securities Agent | Order of Summary Suspension and Notice of Opportunity for Hearing; Order of Revocation of Securities Agent License |
| Douglas N. Wilson | 115199 | January 24, 2023 | Insurance | Producer | Order and Consent to Order |
| Douglas R. Potter | 104962 | July 29, 2020 | Insurance | Producer | Order and Consent to Order |
| Douglas R. Potter | 104962 | November 3, 2020 | Insurance | Producer | Order of Revocation and to Cease and Desist |
| Douglas T. Beier | 107540 | November 30, 2020 | Insurance | Producer | Order for Suspension |
| Douglas, Vincent | 76619 | June 13, 2012 | Insurance | Producer | Order for Suspension |
| Douglas-Henderson, Donna | 83396 | May 29, 2014 | Regulated Industries | Preneed Sales Agent | Order of Suspension for Good Cause |
| Douglas-Henderson, Donna | 83396 | July 16, 2014 | Regulated Industries | Preneed Sales Agent | Order & Consent to Order |
| Drivers Insurance Company | 80461 | June 3, 2013 | Insurance | Insurance Company | Suspension Order |
| Duane A. Carlson | 73964 | January 25, 2021 | Insurance | Producer | Order Following Suspension and Expiration |
| Duehr, Mark | 69672 | April 11, 2011 | Insurance | Producer | Default Order |