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Enforcement Orders and Actions

The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Sort descending Case Number Enforcement Date Subject Entity Order
Cooper, Tawny 100776 May 6, 2019 Insurance Producer

Order for Suspension

Cooper, Vernon

Rochester MN

Allegation: Plead guilty to criminal charges.

Resolution: Consent Order - producer license is revoked and Cooper is permanently barred from reapplying.

Date of Order/Settlement: 2007-05-21 00:00:00

Cooper, Vernon W. 58977

Cedar Rapids IA

Allegation: Issued promissory notes to insurance customers

Resolution: Consent Signed: Voluntary Suspension of license pending resolution of issues surrounding promissory notes to clients

Date of Order/Settlement: 2002-08-01 00:00:00

Copeland, James 73628 February 21, 2012 Insurance Producer

Order for Suspension

Copeman, Jeffrey 100362 March 22, 2019 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Corder, Sandy

Highland IN

Allegation: Failure to respond to Division inquiries; submitted insufficient funds check.

Resolution: Consent to Order: License revoked; Pay $100 costs and fines before reapplication for licensure in Iowa; Cease and desist any violation of Iowa insurance laws

Date of Order/Settlement: 2005-02-24 00:00:00

Cory Stucky 105122 April 16, 2020 Insurance Producer

Order for Suspension

Cosgrove, William C. 57872

Campton NH

Allegation: Failure to notify IID of other states administrative actions

Resolution: Order: License suspended; $250 Fine; $100 Costs; Report other states administrative actions

Date of Order/Settlement: 2002-07-12 00:00:00

Courtney, Mark A. 58956

Guthrie Center IA

Allegation: Improper Sales

Resolution: Consent Signed: Permanent license revocation

Date of Order/Settlement: 2001-09-25 00:00:00

Covals Douze 97894 September 20, 2018 Insurance Producer

Findings of Fact, Conclusions of Law, and Final Orders

Covenant Benefits, Inc. a/k/a Covenant Advisors and Noah James Aulwes a/k/a Tom Lee Aulwes a/k/a Thomas Lee Aulwes 66957 August 24, 2010 Securities, Insurance Investment Adviser Representative, Producer

Order and Consent to Order and Agreement 

Coventry Health Care of Iowa

Urbandale IA

Allegation: Denial of coverage

Resolution: Decision rendered. Insurer hasnt sustained burden of poof. Cancellation not upheld and policy remains in force.

Date of Order/Settlement: 2007-09-12 00:00:00

Coventry Health Care of Iowa

West Des Moines IA

Allegation: Time and Notice requirements of external review procedure violations

Resolution: Consent signed: Pay $1000 Civil Penalty

Date of Order/Settlement: 2003-03-27 00:00:00

Coventry Health Care of Iowa

Urbandale IA

Allegation: Denial of coverage

Resolution: Decision rendered based on facts presented. Contract will terminate 10 days after decision issued. Claims will be paid for submitted or medical charges incurred as provided under terms of contract during period of coverage.

Date of Order/Settlement: 2007-07-18 00:00:00

Crager, Jamie and Blazefly, Inc. 96501 June 21, 2018 Securities Unlicensed

Findings of Fact, Conclusions of Law, and Final Order

Craig, Bradley D. 95013 September 13, 2017 Insurance Producer

Order, Consent to Order, and Agreement to Supervise

Crawford, Angela L. 80571 September 30, 2013 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Credit Suisse First Boston LLC 59096

New York NY

Allegation: Failure to supervise; Conflicts of interest between banking and analyst functions

Resolution: Consent Order: without admitting or denying allegations to Cease and Desist; Pay $750000 Fine

Date of Order/Settlement: 2004-03-30 00:00:00

Critchfield, Jack A. 83395 September 4, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Cross, Jared M. 80570 November 1, 2013 Regulated Industries Preneed Sales Agent

Default Order

Cross, Scott K. 58065

Perry IA

Allegation: Improper withholding misappropriating or conversion of moneys; failure to cooperate with investigation by commissioner

Resolution: Order signed: License revoked

Date of Order/Settlement: 2004-10-05 00:00:00

Crosser, Kenneth 80240 February 12, 2014 Securities, Insurance Investment Adviser Representative, Producer, Securities Agent

Order and Consent to Order

Crouch, Kelly D. 75964 April 19, 2012 Insurance Producer

Consent Order

Crown Life Insurance Company 58493

Regina Saskatchewant Canada

Allegation: Failure to respond to Divisions inquiry

Resolution: Consent: Provide substantive response; Pay $500 Costs

Date of Order/Settlement: 2004-05-14 00:00:00

Crystal Garner 98304 July 23, 2018 Insurance Producer

Order for Suspension

Cullor, Aaron Rex 85150 November 12, 2014 Insurance Producer

Default Order of Revocation, Cease & Desist and Civil Penalty 

Cummings, Ryan C. 83506 July 15, 2014 Insurance Producer

Order for Suspension

Cunningham, Kevin J. 58160

Palos Park IL

Allegation: Revocation of license by another state; failure to cooperate with investigation

Resolution: Consent signed: two years probation; report any administrative action within 30 days; cease and desist any violation of Iowa insurance laws;pay $350 Fine and $100 Costs

Date of Order/Settlement: 2005-07-06 00:00:00

Cursta Williams 103107 October 30, 2019 Insurance Producer

Default Order, Findings of Fact, Conclusions of Law and Order

Curtin, Jeffrey C. 58576

Oklahoma City OK

Allegation: Failure to notify Division of prior actions

Resolution: Order: License revoked; pay Fine of $500 and Costs of $200 before relicensure.

Date of Order/Settlement: 2005-04-26 00:00:00

Curtis E. Fett 103375 October 29, 2019 Insurance Producer

Order and Consent to Order

Custom Dollar Systems LLC 58149

Omaha NE

Allegation: Failure to register securities misrepresentation; omissions

Resolution: Order: Cease and desist the offer of sale of unregistered securities cease and desist acting as agents without registration employer unregistered agents to solicit making untrue statements of material; Pay $5000 fine.

Date of Order/Settlement: 2005-02-18 00:00:00

Dail, Angela 58375

Sorrento FL Allegation: Failure to notify of other state's action Resolution: Order; License Revoked $250 fine Date of Order/Settlement: 2005-12-22 00:00:00

Damon D. Walker 98241 September 7, 2018 Insurance Producer

Order and Consent to Order

Daniel Lansing 102616 September 13, 2019 Insurance Producer

Order for Suspension

Daniel Lansing 102616 September 26, 2019 Insurance Producer

Order Reinstating License After Suspension

Daniel Ochocki; Andrea Frank; Platinum Supplemental Insurance Inc.; and Ashlee Marie Metcalf 101120 July 10, 2019 Insurance Business Entity Producer, Producer

Order and Consent to Order

Dansco Contracting and Dan Glasgow 73437 July 30, 2013 Insurance Unlicensed

Proposed Decision

Dansco Contracting; Dan Glasgow and Joel Manley 73437 November 18, 2011 Insurance Unlicensed

Summary Cease and Desist Order

Darnell, Mary E. 58071

Grinnell IA

Allegation: Failure to comply with child support order

Resolution: License suspended

Date of Order/Settlement: 2004-10-28 00:00:00

Darrell Duane Smith 79798 April 4, 2013 Insurance Producer

Order of Summary Suspension and Notice of Opportunity for Hearing

Darron W. Dean 102164 November 5, 2019 Insurance Business Entity Producer, Producer

Findings of Fact, Conclusions of Law and Orders to Cease and Desist, and Other Relief

Dasilva Jr., Walter C. 58121

Oklahoma City OK

Allegation: Failure to notify Division of prior action.

Resolution: Order: License revoked; Pay $500 Fine and $200 Costs before relicensure in Iowa

Date of Order/Settlement: 2005-05-04 00:00:00

Daugherty, Sandra J. 59304

Madrid IA

Allegation: Criminal complaints

Resolution: Consent signed: License revoked permanently

Date of Order/Settlement: 2003-03-03 00:00:00

David Franko 108757 March 18, 2021 Insurance Producer

Order for Suspension

David Franko 108757 April 14, 2021 Insurance Producer

Order Reinstating License After Suspension

David Froscheiser 99583 November 26, 2018 Insurance Producer

Order for Suspension

Davis, Carl

West Des Moines IA

Allegation: Advertising Violations

Resolution: Order and Consent to Order - placed on probation for a period of six months; Civil penalty and costs imposed.

Date of Order/Settlement: 2007-05-29 00:00:00

Davis, Korey 78351 November 27, 2012 Insurance Producer

Order for Suspension

Davis, Samele Becca 87834 August 19, 2015 Insurance Producer

Order for Suspension