The Iowa Insurance Division brings enforcement actions against individuals or entities  related to violations of Iowa statutes or rules.  These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity.  If a statement of charges has been filed against you or for more information regarding contested cases, click here.

Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.

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Name Case Number Order Date Subject Entity Order
Evanovich, Roy 58420

Washington IA

Allegation: Unregistered securities agent; offer to sell and sold unregistered securities; fraudulent practices.

Resolution: Order: Cease & desist offering or selling any security in this state unless the security is registered or exempt; Cease & desist transacting business as a securities agent in this state; Cease & desist engaging in fraudulent practices

Date of Order/Settlement: 2004-02-26 00:00:00

Evanovich, Roy A.

Washington IA

Allegation: Violation of law regulation or order of the commissioner; misappropriation; unfair insurance trade practices; failure to cooperate in investigation.

Resolution: Consent signed: Insurance license revoked; Pay $2500 Costs

Date of Order/Settlement: 2004-03-23 00:00:00

Extraordinary Films aka Extraordinary Media Group Ltd April 27, 2004 Securities Unlicensed

 

San Diego CA Beverly Hills CA Chula Vista CA Allegation: Selling unregistered securities Resolution: Order: Cease and desist the offer or sale of unregistered securities Date of Order/Settlement: 2004-04-27

 

Fagan, Robert Shaun 58685

Kansas City MO

Allegation: Misrepresentations in insurance applications

Resolution: Order: License suspended; Pay $500 Fine

Date of Order/Settlement: 2003-04-17 00:00:00

Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan 79099 February 1, 2013 Securities Unlicensed

Cease & Desist Order and Subpoena Duces Tecum

Family Life Insurance Company 82269 February 19, 2014 Insurance Insurance Company

Order & Consent to Order

Farmers Insurance Company

Allegation: Failed to properly inform the claimant of the status of her claim and to verify whether another insurance carrier was actually responsible for the handling of the claim.

Resolution: Order and Consent to Order issued and monetary penalty assessed.

Date of Order/Settlement: 2009-03-23 00:00:00

Fedders, Matthew 68424 April 18, 2011 Regulated Industries Preneed Sales Agent

Order and Consent to Order

Feeck, Ryan 69614 February 3, 2011 Insurance Producer

Order and Consent to Order

Ferguson, Bethany L.

Fredericksburg VA

Allegation: Failure to notify IID of other states actions

Resolution: Order issued: License suspended; Pay $250 Fine; $100 Costs; Give complete information as requested.

Date of Order/Settlement: 2002-11-04 00:00:00

Financial American Life Insurance Company June 23, 2016 Insurance Insurance Company

Order of Suspension and Consent to Order

Financial Guaranty Insurance Company 71720 July 18, 2011 Insurance Insurance Company

Order and Consent to Order

Finer, Randall A. 86463 February 14, 2015 Securities Unlicensed

Summary Order to Cease and Desist and Statement of Charges

Finer, Randall A. 86463 May 26, 2016 Securities Unlicensed

Modified Final Order to Cease and Desist with Restitution and Costs

Fink, Mitchell 82229 October 27, 2014 Insurance Producer

Order & Consent to Order

Finken, Bonnie R. 81394 July 29, 2015 Insurance Producer

Order Reinstating License After Suspension & Order for Suspension

First Continental Life & Accident Insurance Co.

Sugar Land TX

Allegation: Failed to maintain compliance with capital and surplus requirements.

Resolution: Consent Order - authority to do business in Iowa is suspended.

Date of Order/Settlement: 2007-07-31 00:00:00

First Sealord Surety, Inc February 15, 2012 Insurance Insurance Company

Suspension Order

Fischer, Barbara Jean (Hatinger)

Cedar Falls IA

Allegation: Sold unregistered securities; acted as an unregistered agent; misrepresented and omitted material facts.

Resolution: Consent: Cease and desist the offer or sale of unregistered securities; acting as an agent without registration; making untrue statement of material facts; omitting material facts in the sale of securities assessed $4000 Fine and $100 Costs.

Date of Order/Settlement: 2004-07-02 00:00:00

Fischer, Lucas

Newton IA

Allegation: Child Support Violation.

Resolution: Order for suspension of insurance producer license.

Date of Order/Settlement: 2007-04-02 00:00:00

Fisher, John 79174 April 25, 2013 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Fisher, John F. 82407 March 31, 2014 Insurance Producer

Order for Suspension

Fitzgerald, Cynthia J. & Robert J. Stillwell Agency 91935 December 14, 2016 Insurance Business Entity Producer, Producer

Order and Consent to Order

Fitzgibbon, Joseph 77656 October 26, 2012 Insurance Producer

Order for Suspension; Order Reinstating License After Suspension

Flaherty, Dennis M. 68888 February 25, 2011 Insurance Public Adjuster

Order and Consent to Order

Flaherty, Joseph R. 80169 August 30, 2013 Insurance Producer

Order & Consent to Order

Flaherty, Kevin

Oskaloosa IA

Allegation: Failure to respond to Division and Failure to notify Division of address change.

Resolution: Decision issued revoking producer license and assessed a monetary penalty.

Date of Order/Settlement: 2008-04-22 00:00:00

Flattery, Edmond

Albia IA

Allegation: Criminal charges

Resolution: Consent Order - Insurance Producer License is permanently revoked and permanently barred from reapplying for an insurance producer license. Also permanently barred from applying for a securities agent license in the State of Iowa.

Date of Order/Settlement: 2007-10-31 00:00:00

Flattery, Edmond

Albia IA

Allegation: Criminal charges

Resolution: Order of Summary Suspension

Date of Order/Settlement: 2007-06-19 00:00:00

Flikeid, William E. 58876

Lakeville MN

Allegation: Sale of unregistered securities and/or business opportunities

Resolution: Consent signed: 1 yr probation; repay all commissions and/or finders fees of $5600; sell only approved insurance products.

Date of Order/Settlement: 2003-04-25 00:00:00

Flowers, Larry W.

Gainsville GA

Allegation: Failure to notify Division of prior actions; Failure to cooperate with investigation.

Resolution: License revoked.

Date of Order/Settlement: 2006-03-22 00:00:00

Forbes, Joshua 94564 July 7, 2017 Insurance Producer

Order for Suspension

Foremost Insurance Company

Caledonia MI

Allegation: Allowed non-appointed producers to submit business.

Resolution: Consent Order issued and assessed a monetary penalty.

Date of Order/Settlement: 2008-07-16 00:00:00

Forest Cemetery Association 99570 October 25, 2018 Regulated Industries Other

Order and Consent to Order

Forethought life Insurance Company 98002 March 29, 2019 Insurance Insurance Company

Decision and Declaratory Order

Forus, Michael A. 93364 May 8, 2017 Insurance Producer

Order Reinstating License After Suspension and Order for Suspension

Fowler, Bradley S. 58564

Elk Point SD

Allegation: Wrote insurance applications in Iowa without a valid Iowa non-resient producer license; Failure to notify of address change within 30 days of change

Resolution: Consent: Cease and desist any violation; will not sell in Iowa without a valid license; notify of any address change; 2 years probation; Pay $750 Fine and $250 Costs

Date of Order/Settlement: 2005-06-14 00:00:00

Francisco, Michael L. 84427 August 7, 2014 Insurance

Default Order Upholding Refusal to Issue Insurance Producer License

Frank, Christopher T. 83468 July 29, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Franklin Greene 102270 August 7, 2019 Insurance Producer

Order for Suspension

Franzen, Angela M. 91305 July 13, 2016 Insurance Producer

Order for Suspension

Frederick, Ronald D. 59597

Alta IA

Allegation: Failure to respond to IID inquiry;

Resolution: Consent Signed: Cease and Desits from failing to respond to IID; $600 Costs

Date of Order/Settlement: 2002-08-01 00:00:00

Frederick, Zachary T. 78514 January 7, 2013 Insurance Producer

Consent Order

Fredregill, Ryan M. 83398 August 20, 2014 Regulated Industries Preneed Sales Agent

Order & Consent to Order

Fredregill, Ryan M. 83398 June 13, 2014 Regulated Industries Preneed Sales Agent

Order of Suspension for Good Cause

Fredregill, Ryan M. 95543 September 11, 2017 Regulated Industries Preneed Sales Agent, Preneed Seller

Regulatory Agreement

Freed, Ronald 76389 May 30, 2012 Insurance Producer

Order for Suspension

Freese, Jason C. 59310

Altoona IA

Allegation: Intentional misrepresentation of proposed insurance contract; using faudulent coercive or dishonest business practices; failure to cooperate.

Resolution: Consent signed: 2 Year supervised probation; May not sell solicit or negotiate contracts during probationary period; submit quarterly reports; subject to reviews; Cooperate with Divisions investigations; pay $1600 Costs

Date of Order/Settlement: 2003-07-30 00:00:00

Freestone Insurance Company April 17, 2015 Insurance Insurance Company

Summary Order of Suspension

Frey, Terry G. 59337

Cedar Rapids IA

Allegation: Failure to comply with Order and Consent to Order to surrender license

Resolution: Order: license suspended pending resolution of administrative action

Date of Order/Settlement: 2003-12-03 00:00:00