The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Evanovich, Roy | 58420 |
Washington IA Allegation: Unregistered securities agent; offer to sell and sold unregistered securities; fraudulent practices. Resolution: Order: Cease & desist offering or selling any security in this state unless the security is registered or exempt; Cease & desist transacting business as a securities agent in this state; Cease & desist engaging in fraudulent practices Date of Order/Settlement: 2004-02-26 00:00:00 |
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| Evanovich, Roy A. |
Washington IA Allegation: Violation of law regulation or order of the commissioner; misappropriation; unfair insurance trade practices; failure to cooperate in investigation. Resolution: Consent signed: Insurance license revoked; Pay $2500 Costs Date of Order/Settlement: 2004-03-23 00:00:00 |
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| Extraordinary Films aka Extraordinary Media Group Ltd | April 27, 2004 | Securities | Unlicensed |
San Diego CA Beverly Hills CA Chula Vista CA Allegation: Selling unregistered securities Resolution: Order: Cease and desist the offer or sale of unregistered securities Date of Order/Settlement: 2004-04-27
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| Fagan, Robert Shaun | 58685 |
Kansas City MO Allegation: Misrepresentations in insurance applications Resolution: Order: License suspended; Pay $500 Fine Date of Order/Settlement: 2003-04-17 00:00:00 |
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| Fairfield Energy, Inc., Amazon Exploration LLC, Kenneth M. Gomez and Brian T. Sullivan | 79099 | February 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| Family Life Insurance Company | 82269 | February 19, 2014 | Insurance | Insurance Company |
Order & Consent to Order |
| Farmers Insurance Company |
Allegation: Failed to properly inform the claimant of the status of her claim and to verify whether another insurance carrier was actually responsible for the handling of the claim. Resolution: Order and Consent to Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-23 00:00:00 |
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| Fedders, Matthew | 68424 | April 18, 2011 | Regulated Industries | Preneed Sales Agent |
Order and Consent to Order |
| Feeck, Ryan | 69614 | February 3, 2011 | Insurance | Producer |
Order and Consent to Order |
| Ferguson, Bethany L. |
Fredericksburg VA Allegation: Failure to notify IID of other states actions Resolution: Order issued: License suspended; Pay $250 Fine; $100 Costs; Give complete information as requested. Date of Order/Settlement: 2002-11-04 00:00:00 |
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| Financial American Life Insurance Company | June 23, 2016 | Insurance | Insurance Company |
Order of Suspension and Consent to Order |
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| Financial Guaranty Insurance Company | 71720 | July 18, 2011 | Insurance | Insurance Company |
Order and Consent to Order |
| Finer, Randall A. | 86463 | February 14, 2015 | Securities | Unlicensed |
Summary Order to Cease and Desist and Statement of Charges |
| Finer, Randall A. | 86463 | May 26, 2016 | Securities | Unlicensed |
Modified Final Order to Cease and Desist with Restitution and Costs |
| Fink, Mitchell | 82229 | October 27, 2014 | Insurance | Producer |
Order & Consent to Order |
| Finken, Bonnie R. | 81394 | July 29, 2015 | Insurance | Producer |
Order Reinstating License After Suspension & Order for Suspension |
| First Continental Life & Accident Insurance Co. |
Sugar Land TX Allegation: Failed to maintain compliance with capital and surplus requirements. Resolution: Consent Order - authority to do business in Iowa is suspended. Date of Order/Settlement: 2007-07-31 00:00:00 |
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| First Sealord Surety, Inc | February 15, 2012 | Insurance | Insurance Company |
Suspension Order |
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| Fischer, Barbara Jean (Hatinger) |
Cedar Falls IA Allegation: Sold unregistered securities; acted as an unregistered agent; misrepresented and omitted material facts. Resolution: Consent: Cease and desist the offer or sale of unregistered securities; acting as an agent without registration; making untrue statement of material facts; omitting material facts in the sale of securities assessed $4000 Fine and $100 Costs. Date of Order/Settlement: 2004-07-02 00:00:00 |
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| Fischer, Lucas |
Newton IA Allegation: Child Support Violation. Resolution: Order for suspension of insurance producer license. Date of Order/Settlement: 2007-04-02 00:00:00 |
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| Fisher, John | 79174 | April 25, 2013 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Fisher, John F. | 82407 | March 31, 2014 | Insurance | Producer |
Order for Suspension |
| Fitzgerald, Cynthia J. & Robert J. Stillwell Agency | 91935 | December 14, 2016 | Insurance | Business Entity Producer, Producer |
Order and Consent to Order |
| Fitzgibbon, Joseph | 77656 | October 26, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
| Flaherty, Dennis M. | 68888 | February 25, 2011 | Insurance | Public Adjuster |
Order and Consent to Order |
| Flaherty, Joseph R. | 80169 | August 30, 2013 | Insurance | Producer |
Order & Consent to Order |
| Flaherty, Kevin |
Oskaloosa IA Allegation: Failure to respond to Division and Failure to notify Division of address change. Resolution: Decision issued revoking producer license and assessed a monetary penalty. Date of Order/Settlement: 2008-04-22 00:00:00 |
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| Flattery, Edmond |
Albia IA Allegation: Criminal charges Resolution: Consent Order - Insurance Producer License is permanently revoked and permanently barred from reapplying for an insurance producer license. Also permanently barred from applying for a securities agent license in the State of Iowa. Date of Order/Settlement: 2007-10-31 00:00:00 |
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| Flattery, Edmond |
Albia IA Allegation: Criminal charges Resolution: Order of Summary Suspension Date of Order/Settlement: 2007-06-19 00:00:00 |
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| Flikeid, William E. | 58876 |
Lakeville MN Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent signed: 1 yr probation; repay all commissions and/or finders fees of $5600; sell only approved insurance products. Date of Order/Settlement: 2003-04-25 00:00:00 |
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| Flowers, Larry W. |
Gainsville GA Allegation: Failure to notify Division of prior actions; Failure to cooperate with investigation. Resolution: License revoked. Date of Order/Settlement: 2006-03-22 00:00:00 |
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| Forbes, Joshua | 94564 | July 7, 2017 | Insurance | Producer |
Order for Suspension |
| Foremost Insurance Company |
Caledonia MI Allegation: Allowed non-appointed producers to submit business. Resolution: Consent Order issued and assessed a monetary penalty. Date of Order/Settlement: 2008-07-16 00:00:00 |
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| Forest Cemetery Association | 99570 | October 25, 2018 | Regulated Industries | Other |
Order and Consent to Order |
| Forethought life Insurance Company | 98002 | March 29, 2019 | Insurance | Insurance Company |
Decision and Declaratory Order |
| Forus, Michael A. | 93364 | May 8, 2017 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Fowler, Bradley S. | 58564 |
Elk Point SD Allegation: Wrote insurance applications in Iowa without a valid Iowa non-resient producer license; Failure to notify of address change within 30 days of change Resolution: Consent: Cease and desist any violation; will not sell in Iowa without a valid license; notify of any address change; 2 years probation; Pay $750 Fine and $250 Costs Date of Order/Settlement: 2005-06-14 00:00:00 |
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| Francisco, Michael L. | 84427 | August 7, 2014 | Insurance |
Default Order Upholding Refusal to Issue Insurance Producer License |
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| Frank, Christopher T. | 83468 | July 29, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Franklin Greene | 102270 | August 7, 2019 | Insurance | Producer |
Order for Suspension |
| Franzen, Angela M. | 91305 | July 13, 2016 | Insurance | Producer |
Order for Suspension |
| Frederick, Ronald D. | 59597 |
Alta IA Allegation: Failure to respond to IID inquiry; Resolution: Consent Signed: Cease and Desits from failing to respond to IID; $600 Costs Date of Order/Settlement: 2002-08-01 00:00:00 |
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| Frederick, Zachary T. | 78514 | January 7, 2013 | Insurance | Producer |
Consent Order |
| Fredregill, Ryan M. | 83398 | August 20, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Fredregill, Ryan M. | 83398 | June 13, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
| Fredregill, Ryan M. | 95543 | September 11, 2017 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Regulatory Agreement |
| Freed, Ronald | 76389 | May 30, 2012 | Insurance | Producer |
Order for Suspension |
| Freese, Jason C. | 59310 |
Altoona IA Allegation: Intentional misrepresentation of proposed insurance contract; using faudulent coercive or dishonest business practices; failure to cooperate. Resolution: Consent signed: 2 Year supervised probation; May not sell solicit or negotiate contracts during probationary period; submit quarterly reports; subject to reviews; Cooperate with Divisions investigations; pay $1600 Costs Date of Order/Settlement: 2003-07-30 00:00:00 |
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| Freestone Insurance Company | April 17, 2015 | Insurance | Insurance Company |
Summary Order of Suspension |
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| Frey, Terry G. | 59337 |
Cedar Rapids IA Allegation: Failure to comply with Order and Consent to Order to surrender license Resolution: Order: license suspended pending resolution of administrative action Date of Order/Settlement: 2003-12-03 00:00:00 |