Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Zimmerman, Jamie A. | 58873 | West Branch IA Allegation: Conversion of client funds Resolution: Consent signed: Revocation of Securities agent license and permanently barred from reapplying effective 1/13/03; Revocation of insurance producer license and permanently barred from reapplying effective 4/25/03 Date of Order/Settlement: 2003-04-25 00:00:00 |
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| Ziesman, Chad | 72839 | December 5, 2011 | Insurance | Producer | Default Order |
| Zachary J. Flaherty | 110829 | March 30, 2023 | Insurance | Producer | Order and Consent to Order |
| Zaber, John T. | 58744 | Dubuque IA Allegation: Omission from insurance application; false statement to an insurer and the Iowa Insurance Division. Resolution: Consent signed: 2 yr probation; Pay $1000 Fine; $250 Costs Date of Order/Settlement: 2003-08-29 00:00:00 |
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| YourPeople, Inc., dba Zenefits FTW Insurance Services | 93409 | March 22, 2017 | Insurance | Business Entity Producer | Order and Consent to Order |
| Young, Larry S. | 81182 | November 25, 2013 | Insurance | Producer | Order for Suspension |
| Young, John D. | Grand Rapids MI Allegation: Failure to notify Division of administrative action taken against him in another jurisdiction; Failure to respond to Division inquiry. Resolution: Deafult Decision issued revoking insurance producer license. Date of Order/Settlement: 2008-05-20 00:00:00 |
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| Yon, Wyatt | 78957 | March 26, 2013 | Insurance | Producer | Order for Suspension |
| Yochannon Polter | 96971 | April 24, 2018 | Insurance | Producer | Consent Order |
| Yochannon Polter | 96971 | January 16, 2018 | Insurance | Producer | Emergency Order to Cease and Desist |
| Yamada, Judy Ann | Harlan IA Allegation: Failure to disclose criminal convictions on appl. For licensure. Resolution: Consent signed & monetary penalty assessed. Date of Order/Settlement: 2007-10-15 00:00:00 |
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| Xpress Healthcare LLC and New Benefits, Ltd. | 99303 | January 16, 2019 | Insurance | Unlicensed | Order and Consent to Order |
| Xpress Healthcare LLC and New Benefits, Ltd. | 99303 | September 21, 2018 | Insurance | Unlicensed | Summary Order to Cease and Desist |
| Xchange Benefits LLC | 85163 | April 20, 2016 | Insurance | Unlicensed | Consent Order as to Xchange Benefits LLC |
| Wubben, Richard F. | 83542 | July 7, 2014 | Insurance | Producer | Order & Consent to Order |
| Wright, Curtis M. | 59493 | Waterloo IA Allegation: Failure to pay child support Resolution: License suspended Date of Order/Settlement: 2002-12-24 00:00:00 |
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| Worldwide Insurance Services Inc | 58656 | Oakton VA Allegation: Failure to notify Division of other states actions Resolution: Consent: Cease and desist violations; Pay $1750 Fine and $250 Costs Date of Order/Settlement: 2005-10-28 00:00:00 |
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| Wooley, Steven | 79036 | April 1, 2013 | Insurance | Producer | Order for Suspension |
| Wooldridge, Misty A. | 92343 | December 2, 2016 | Insurance | Producer | Order for Suspension |
| Woods, Thomas | 82047 | April 14, 2014 | Insurance | Producer | Order of Probationary License |
| Woods, Jerald Lee | Elizabethtown KY Allegation: Unregistered agent; unregistered securities Resolution: Default Order issued with an assessed monetary penalty. Date of Order/Settlement: 2009-07-09 00:00:00 |
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| Woods, Jerald | Elizabethtown KY Allegation: Sale of unregistered securities; Unregistered agent; Misrepresentations and Omissions. Resolution: Cease & Desist Order issued. Date of Order/Settlement: 2009-04-10 00:00:00 |
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| Woock, Casey | 91726 | October 13, 2016 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
| Wolff, Wesley | 70458 | March 4, 2011 | Insurance | Producer | Rescission of Order |
| Wingerd, Matthew G. | 89088 | March 21, 2016 | Insurance | Producer | Findings of Fact, Conclusions of Law and Order of Suspension, Special Conditions of Licensure and Other Relief |
| Wingerd, Matthew G. | 92618 | January 6, 2017 | Insurance | Producer | Findings of Fact, Conclusions of Law, and Order |
| Winger, Douglas D. | 91385 | August 18, 2016 | Insurance | Producer | Order for Suspension |
| Winegarden, Van | 76610 | June 13, 2012 | Insurance | Producer | Order for Suspension |
| Windsor Jones, LLC, et al. | 114218 | October 31, 2022 | Insurance | Securities Agent | Summary Cease and Desist Order |
| Windhaven National Insurance Company | March 13, 2020 | Insurance | Insurance Company | Summary Order of Suspension |
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| Winders, Timothy P. | 58747 | Sioux City IA Allegation: Improper offer and sale of annuity contract Resolution: Consent signed: 2 yrs probation; Cease and Desist from further violations; Report all consumer complaints to the Insurance Division within 30 days. Date of Order/Settlement: 2003-09-19 00:00:00 |
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| Wilson, Kenya | 91310 | August 15, 2016 | Insurance | Producer | Order for Suspension |
| Wills, John J. | 87189 | June 8, 2015 | Insurance | Producer | Order for Suspension |
| Williams, Melissa I. | 75939 | November 25, 2013 | Insurance | Producer | Default Order |
| Williams, Eric J. | 89806 | June 21, 2016 | Insurance | Producer | Order for Suspension |
| Williams, Dean | 78653 | February 8, 2013 | Insurance | Producer | Order for Suspension |
| Williams, Blair C. | Ankeny IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support Resolution: License suspended. Date of Order/Settlement: 2007-01-24 00:00:00 |
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| Will, Jason E. | 87729 | July 21, 2015 | Insurance | Producer | Order for Suspension |
| Wilkin, Walter W. | 59061 | Fairbank IA Allegation: Misrepresenting terms of a proposed insurance contract; forgery and executing insurance transactions without authority; failure to cooperate with Division investigation; twisting; unadmitted replacement. Resolution: Order: Iowa insurance producer license revoked permanently. Date of Order/Settlement: 2004-03-22 00:00:00 |
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| Wilhelmson, Steven C. | 58046 | Warr Acres OK Allegation: Providing incorrect information in license application; revocation of license by another state; failure to notify Division of prior actions. Resolution: Order signed: License revoked Date of Order/Settlement: 2004-10-08 00:00:00 |
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| Wilcox, Travis | Ankeny IA Allegation: Demonstrated incompetence untrustworthiness or financial irresponsibility in the course of conducting business. Resolution: Consent Order issued and monetary penalty assessed. Date of Order/Settlement: 2009-03-09 00:00:00 |
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| Wilcox, Travis | Ankeny IA Allegation: Failing to comply with the terms of a consent order issued by the Insurance Commissioner Resolution: Proposed Decision issued and monetary penalty assessed. Date of Order/Settlement: 2009-07-08 00:00:00 |
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| Wilcox, Duane | 86348 | May 14, 2015 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
| Wilcox, Duane | 86348 | March 20, 2015 | Insurance | Producer | Order for Suspension |
| Wickham, Eric A. | 80632 | October 17, 2013 | Insurance | Producer | Order & Consent to Order |
| Whitney Roth | 96498 | February 20, 2018 | Insurance | Producer | Order and Consent to Order |
| Whitinger, Trent | Fairfax IA Allegation: Falsified coverage Resolution: Consent Order issued suspending insurance producer license for 180 days and imposed a civil penalty. Date of Order/Settlement: 2008-12-31 00:00:00 |
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| White, Jon A. | 58727 | Iowa City IA Allegation: Failure to cooperate in an investigation by commissioner; Dishonest business practices. Resolution: Consent Signed: 1 yr. Probation; Follow Iowas statutory and administrative insurance sales requirements; Pay $250 costs. Date of Order/Settlement: 2003-09-19 00:00:00 |
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| White, Jill | 67013 | April 12, 2010 | Regulated Industries | Preneed Sales Agent | Consent Order and Dismissal Order |
| White, Brian M. | 81767 | January 13, 2014 | Insurance | Producer | Order for Suspension |