Enforcement Orders and Actions
The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name Sort ascending | Case Number | Enforcement Date | Subject | Entity | Order | Non-compliance Case |
|---|---|---|---|---|---|---|
| Western Insurance Company | October 7, 2011 | Insurance | Insurance Company | Suspension Order |
No | |
| Western General Insurance Company | December 3, 2021 | Insurance | Insurance Company | Summary Order of Suspension |
||
| Welte, Douglas E. | 78144 | October 8, 2012 | Insurance | Producer | Order & Consent to Order |
No |
| Welding, Carla L. | 93611 | April 18, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Welander, LuJean | ||||||
| Weisberg, Max | ||||||
| Weber, Wayne | 94778 | November 15, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Webb, Nathaniel | ||||||
| Weaver, Andy | 74140 | June 4, 2012 | Insurance | Producer | Order for Suspension |
Yes |
| Waters, Jason R. | 50976 | October 17, 2005 | Insurance | Producer | Order and Consent to Order |
No |
| Waterloo Memorial Park Cemetery | 80382 | May 14, 2013 | Regulated Industries | Other | Voluntary Settlement and Consent Order |
No |
| Waterloo Memorial Park Cemetary | 83329 | May 2, 2014 | Regulated Industries | Other | Order to Cease and Desist and Consent to Order |
No |
| Waterloo Elmwood Cemetery Association | 88189 | September 22, 2015 | Regulated Industries | Unlicensed | Order & Consent to Order |
No |
| Washington National Insurance Company | ||||||
| Walter Link | 102678 | September 26, 2019 | Insurance | Producer | Order for Suspension |
Yes |
| Walter Link | 102678 | October 2, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Walter A. Starkey | 92965 | March 12, 2019 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Walker, Samuel W. | ||||||
| Walker, Charles R. | 84207 | August 11, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Wagemann, Andrew | 91354 | August 18, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Waddell & Reed Inc | ||||||
| Wachovia Capital Markets LLC | ||||||
| Vugteveen, Larry | 78598 | January 28, 2013 | Insurance | Producer | Order for Suspension |
Yes |
| Voyager Financial Group, LLC | 80240 | September 20, 2013 | Securities | Unlicensed | Order and Consent to Order and Agreement |
No |
| Voyager Financial Group, LLC | 80240 | June 4, 2013 | Securities | Unlicensed | Cease & Desist Order |
No |
| Voss, Diana L. | 94287 | July 7, 2017 | Insurance | Producer | Order for Suspension |
Yes |
| Volts, Michael R. | 84452 | November 12, 2014 | Insurance | Producer | Default Order of Revocation, Cease & Desist and Civil Penalty |
No |
| Viking Insurance Company of Wisconsin | ||||||
| Victoria Automobile Insurance Company | ||||||
| Victor C. Washington | 105532 | June 1, 2020 | Insurance | Producer | Order and Consent to Order |
No |
| Vershaw, Todd C. | 95687 | November 20, 2017 | Insurance | Producer | Order and Consent to Order |
No |
| Vendonn Simmons Jr. | 104391 | February 7, 2020 | Insurance | Producer | Order for Suspension |
Yes |
| Vendonn Simmons | 104391 | April 14, 2020 | Insurance | Producer | Order Reinstating License After Suspension |
Yes |
| Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance | 109979 | September 30, 2021 | Insurance | Producer, Unlicensed | Order and Consent to Order |
No |
| Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance | 109979 | September 30, 2021 | Insurance | Producer | Order and Consent to Order |
No |
| Vendonn L. Simmons Jr., Matthew C. Russell, and Simmons Global, LLC dba Valor Insurance | 109979 | September 30, 2021 | Insurance | Other, Unlicensed | Dismissal |
No |
| Vendonn L. Simmons Jr. | 108693 | March 22, 2021 | Insurance | Producer | Order for Suspension |
Yes |
| Vendemia, Joseph | ||||||
| Veenstra, Douglas | ||||||
| Vedovino, John | ||||||
| Vaudt, Brady J. | 82623 | January 23, 2015 | Insurance | Producer | Order Reinstating License After Suspension and Order for Suspension |
Yes |
| Vander Wilt, Arthur J. | 59582 | |||||
| Van Rensburg, Gideon Janse | 85649 | December 31, 2014 | Insurance | Producer | Order for Suspension |
Yes |
| Van Hook, Martisa J. | 92549 | November 21, 2016 | Insurance | Producer | Order for Suspension |
Yes |
| Valiaku Kargbo | 98736 | August 17, 2018 | Insurance | Producer | Order for Suspension |
Yes |
| Valenti, Anthony | 81849 | February 25, 2014 | Insurance | Producer | Default Order of Revocation, Cease and Desist and Civil Penalty |
No |
| UVEST Financial Services Group, Inc | 77063 | January 11, 2013 | Securities | Broker Dealer | Administrative Consent Order |
No |
| USI of Georgia Inc | ||||||
| Urista, Jason C. | ||||||
| UNUM Life Insurance Company of America | 58083 |