The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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Name | Case Number | Order Date | Subject | Entity | Order |
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Lavin, Larry B. | 59313 |
Milford IA Allegation: Sale of unregistered securities and/or unregistered business opportunities Resolution: Consent signed: 1 yr; probation; Repay commissions and/or finders fees; Restitution on pro-rata basis to Iowa investors of $18480; sell only approved products or investments. Date of Order/Settlement: 2003-03-31 00:00:00 |
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Lavin, Larry | 58472 |
Milford IA Allegation: Violation of previous order Resolution: License suspended Date of Order/Settlement: 2004-02-26 00:00:00 |
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Lavin, Larry |
Milford IA Allegation: Violation of previous order Resolution: Consent Signed: Insurance license permanently revoked. Date of Order/Settlement: 2004-04-08 00:00:00 |
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Lavin, Larry | 59293 |
Milford IA Allegation: Failure to respond to Division inquiries Resolution: Consent Signed: 1 yr probation; certify compliance with insurance laws and regulations; Cease and Desist; Costs: $1000 Date of Order/Settlement: 2001-04-30 00:00:00 |
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Laurence, Larry D. | 58062 |
Pt. Richmond CA Allegation: Failure to report other states actions; failure to timely respond to Divisions inquiry. Resolution: Consent: Pay $200 Fine and $100 Costs; comply with the reporting requirements and fully comply with requests for information from the Division. Date of Order/Settlement: 2004-03-30 00:00:00 |
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Lauer, Gordon A. | 58824 |
West Union IA Allegation: Conviction of a felony Resolution: Consent signed: License revoked permanently and forevermore Date of Order/Settlement: 2003-09-19 00:00:00 |
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Larson, Stephanie | 77979 | November 20, 2012 | Insurance | Producer |
Order for Suspension |
Larson, Pamela |
Clear Lake IA Allegation: Issued fraudulent insurance cards issued retroactive coverage and committed fraud. Resolution: Order & Consent to Order - 60 day suspension civil penalty and costs assessed. Date of Order/Settlement: 2007-02-23 00:00:00 |
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Larry Tejral | 98580 | October 29, 2019 | Regulated Industries | Unlicensed |
Default Order, Findings of Fact, Conclusions of Law and Order |
Larpenter, Patricia | 58092 |
Des Moines IA Allegation: Offered and sold unregistered securities (promisary notes); misrepresented material facts; omitted material facts. Resolution: Cease and desist ordering hald sales and offers to sell securities; misrepresentation and omission of material facts in the offer and selling of securities; cease and desist acting as agents while unregistered Date of Order/Settlement: 2004-09-17 00:00:00 |
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Larpenter, Mike | 58091 |
Des Moines IA Allegation: Offered and sold unregistered securities (promisary notes); misrepresented material facts; omitted material facts. Resolution: Cease and desist ordering hald sales and offers to sell securities; misrepresentation and omission of material facts in the offer and selling of securities; Cease and desist acting as agents while unregistered Date of Order/Settlement: 2004-09-17 00:00:00 |
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Lark, Dershaun A. | 59347 |
Bellevue NE Allegation: Failure to cooperate; failure to notify Division of prior action Resolution: Order signed: License suspended until full response received Date of Order/Settlement: 2003-03-27 00:00:00 |
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Lardell Allen | 97259 | April 24, 2018 | Insurance | Producer |
Order for Suspension |
Lange, Richard A. | 77073 | July 10, 2012 | Insurance | Producer |
Order & Consent to Order |
Lance P. Phillips | 100754 | August 16, 2019 | Insurance | Producer |
Order and Consent to Order |
Lampe, Eric W. | 89744 | April 18, 2016 | Insurance | Producer |
Order for Suspension |
Lambic Telcom | 79092 | July 11, 2013 | Insurance |
Findings of Fact, Conclusions of Law and Order |
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Lake, David L. | 59554 |
Guthrie Center IA Allegation: Sold unregistered and non-exempt securities; failure to notify of change of address Resolution: Consent signed: Cease and Desist from solicitation of unlicensed insurance related products; 2 yr. probation; voluntary surrender of life and health qualifications; may retest after 2 yr; $2000 Costs; refund to clients $8759.23. Date of Order/Settlement: 2002-08-12 00:00:00 |
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Lai, David | 85208 | December 4, 2014 | Insurance | Producer |
Order for Suspension |
Lahey Funeral & Cremation Services | 84470 | October 27, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order of Suspension for Good Cause |
Lahey Funeral & Cremation Services | 84470 | November 24, 2014 | Regulated Industries | Preneed Sales Agent, Preneed Seller |
Order & Consent to Order |
Lacour, Connie | 77532 | October 1, 2012 | Insurance | Producer |
Order for Suspension |
Lacona, Christopher D. | 59366 |
Carlisle IA Allegation: Failure to notify Division of criminal violations on license application; failure to cooperate with a Division investigation; Resolution: Consent signed: License suspended for 30 days; $250 Fine; Date of Order/Settlement: 2005-07-13 00:00:00 |
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Lackland, Dante | 71804 | August 31, 2011 | Insurance | Producer |
Order for Suspension |
Kyle Lovan | 97504 | May 30, 2018 | Insurance | Producer |
Order for Suspension |
Kruger, Stephen | 76611 | June 13, 2012 | Insurance | Producer |
Order for Suspension |
Kruckemeyer, James | 74146 | May 1, 2012 | Insurance | Producer |
Order for Suspension |
Kristopher Powars | 99123 | November 1, 2018 | Insurance | Producer |
Order and Consent to Order |
Kristine Strickland | 105326 | May 21, 2020 | Insurance | Producer |
Order for Suspension |
Krier, Steven | 69614 | February 3, 2011 | Insurance | Producer |
Order and Consent to Order |
Krieg, Katherine A. | 80581 | November 4, 2013 | Regulated Industries | Preneed Sales Agent |
Proposed Decision |
Kramer, Rebekah | 85054 | September 29, 2014 | Insurance | Producer |
Order for Suspension |
Kouri, John |
Urbandale IA Allegation: Forgery Resolution: Consent Order and monetary penalty Date of Order/Settlement: 2009-09-04 00:00:00 |
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Kopatz, Christopher | 84412 | September 4, 2014 | Insurance | Producer |
Default Order of Revocation, Cease and Desist and Civil Penalty |
Kolbe, Joseph R. | 59227 |
Bradenton FL Allegation: Unsuitable Sales & Twisting Resolution: Consent signed: 2 yrs probation; $2500 Fine; $750 Costs Date of Order/Settlement: 2001-02-28 00:00:00 |
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Kocian, Anthony | 73384 | February 21, 2012 | Insurance | Producer |
Suspension Order |
Koch, Edward T. | 58084 |
Holy Cross IA Allegation: Failure to comply with child support order Resolution: License suspended Date of Order/Settlement: 2005-01-18 00:00:00 |
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Koch, Edward T. | 58063 |
Holy Cross IA Allegation: Failure to pay child support Resolution: License suspended 9/1/04 SUSPENSION WITHDRAWN Date of Order/Settlement: 2004-07-12 00:00:00 |
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Knutson, Randy G. | 58080 |
Ankeny IA Allegation: Forgery Resolution: 1 yr probation; $1500 fine; Cease & Desist from signing customers names on insurance documents Date of Order/Settlement: 2004-12-17 00:00:00 |
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Knudsen, Derek R. | 82072 | February 26, 2014 | Insurance | Producer |
Order for Suspension |
Knall, David Wells |
Indianapolis IN Allegation: Prior regulatory action Resolution: Summary Order Denying Application for Securities Agent License. Date of Order/Settlement: 2009-05-01 00:00:00 |
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Knall, David Wells |
Indianapolis IN Allegation: Summary Order Denying Application for Securities Agent License Resolution: Order Vacating Denial of Securities Agent License Date of Order/Settlement: 2009-06-15 00:00:00 |
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Kleve, Linda | 69482 | June 3, 2011 | Insurance | Producer |
Order and Consent to Order |
Klear Vu Kovers |
Janesville IA Allegation: Unregistered securities; Unregistered agents and Ommissions. Resolution: Cease & Desist order issued. Date of Order/Settlement: 2006-11-08 00:00:00 |
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Kirsch, Michael D. | 93003 | December 2, 2016 | Regulated Industries | Preneed Sales Agent |
Order for Suspension, Order to Cease and Desist and Notice of Opportunity for Hearing; Affidavit of Paula Fastenau |
Kirsch, Michael D. | 93003 | November 9, 2017 | Regulated Industries | Preneed Sales Agent |
Order and Consent to Order |
Kirsch Funeral Service, Inc. | 93003 | November 9, 2017 | Regulated Industries | Preneed Seller |
Order and Consent to Order |
Kingston, Richard | 76614 | July 17, 2012 | Insurance | Producer |
Order for Suspension; Order Reinstating License After Suspension |
King, Lawrence S. | 58684 |
Omaha NE Allegation: Misrepresentations in insurance applications Resolution: Order: License suspended; Pay $500 Fine Date of Order/Settlement: 2003-04-17 00:00:00 |
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Kinder, Kimberly J. | 88108 | September 15, 2015 | Insurance | Producer |
Order for Suspension |