The Iowa Insurance Division brings enforcement actions against individuals or entities related to violations of Iowa statutes or rules. These actions are typically initiated by filing a Statement of Charges or Notice of Hearing and may result in an enforcement order against a producer or entity. If a statement of charges has been filed against you or for more information regarding contested cases, click here.
Non-compliance cases are license disciplinary actions referred to the Iowa Insurance Division by other state agencies including the Iowa Department of Revenue and the Iowa Department of Human Resources.
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| Name | Case Number | Order Date | Subject | Entity | Order |
|---|---|---|---|---|---|
| Kimberly C. Acosta | 96497 | October 18, 2018 | Insurance | Producer |
Order and Consent to Order |
| Kimberly Blanchard | 100137 | February 8, 2019 | Insurance | Producer |
Order for Suspension |
| Kiegley, Douglass | 59469 |
Adel IA Allegation: Alleged Sale of Unregistered Securities Resolution: Consent Signed: Permanent Revocation of License Date of Order/Settlement: 2001-09-25 00:00:00 |
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| Kiefer, Stephen | 78656 | February 15, 2013 | Insurance | Producer |
Order for Suspension |
| Kibbee, Jason L. | 58688 |
Kellogg IA Allegation: Misappropriation of Client Funds; Lack of character and competency Resolution: Order: License permanently revoked. Date of Order/Settlement: 2003-08-01 00:00:00 |
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| Kevin Meyers | 104388 | February 18, 2020 | Insurance | Producer |
Order for Suspension |
| Kerry P. Erts | 93576 | January 10, 2018 | Insurance | Producer |
Order and Consent to Order |
| Kerry Erts | 93576 | June 11, 2018 | Insurance | Producer |
Order Reinstating License After Suspension |
| Kerby, Stephan |
Clive IA Allegation: Advertising violation. Resolution: Order and Consent to Order signed; Civil penalty assessed. Date of Order/Settlement: 2007-06-12 00:00:00 |
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| Kensington Resources Inc |
Costa Mesa CA Allegation: Unregistered securities Resolution: Cease & Desist Order issued and a monetary penalty assessed. Date of Order/Settlement: 2008-11-20 00:00:00 |
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| Kenney, Jacob D. | 87973 | August 28, 2015 | Insurance | Producer |
Order for Suspension |
| Kenney, Jacob D. | 87973 | August 31, 2015 | Insurance | Producer |
Order Reinstating License After Suspension and Order for Suspension |
| Kenneth Rohwedder | 102748 | October 2, 2019 | Insurance | Producer |
Order and Consent to Order |
| Kemper, Daniel |
Hallsville MO Allegation: Misleading sales presentations; Misrepresenting the terms of a contract; demonstrating incompetence in the conduct of business; Failing to cooperate with an investigation. Resolution: Default decision issued and license revoked. Date of Order/Settlement: 2009-09-29 00:00:00 |
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| Kempema, David J. | 58039 |
Sioux City IA Allegation: Failed to correct address at the Division; used unapproved marketing material; employed unlicensed employees doing insurance business; violation of 508C.18 in soliciting business. Resolution: Consent: Notify Division within 30 days of address change; use only company approved marketing materials; will not use any unlicensed employees doing insurance transactions;will protect confidential client info; pay $2500 Fine; no reference to 508C.18 Date of Order/Settlement: 2004-08-11 00:00:00 |
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| Kempema, David | 73774 | January 25, 2012 | Insurance | Producer |
Order and Consent to Order |
| Kelly Joneson | 96953 | March 20, 2018 | Insurance | Producer |
Consent Order |
| Kelly Joneson | 96953 | January 16, 2018 | Insurance | Producer |
Emergency Order to Cease and Desist |
| Kelderman, Curtis B. | 77651 | October 12, 2017 | Insurance | Producer |
Order for Reissuance After License Suspension and Expiration and Order for Suspension |
| Kelderman, Curtis | 77651 | October 12, 2012 | Insurance | Producer |
Order for Suspension |
| Keener, Jon W. |
LeClaire IA Allegation: Child Supoort Violation Resolution: Order for Suspension issued. Date of Order/Settlement: 2008-04-21 00:00:00 |
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| Kayser, James Bernard | 69300 | March 25, 2011 | Securities, Insurance | Investment Adviser Representative, Producer, Securities Agent |
Order and Consent to Order and Agreement |
| Katina Parrish | 103484 | December 11, 2019 | Insurance | Producer |
Order for Suspension |
| Katina L. Parrish | 110432 | August 18, 2021 | Insurance | Producer, Unlicensed |
Order and Consent to Order |
| Katherine Rosencrants | 99964 | December 19, 2018 | Insurance | Producer |
Order for Suspension |
| Kastner, Jessica R. | 79088 | April 3, 2013 | Regulated Industries | Preneed Sales Agent |
Default Order |
| Kapp, Charles | 77724 | October 24, 2012 | Insurance | Producer |
Order for Suspension |
| Kalny, Megan | 78211 | April 28, 2014 | Insurance | Producer |
Order Reinstating License After Suspension |
| K. Simon Construction, LLC | 108127 | May 10, 2021 | Insurance | Public Adjuster, Unlicensed |
Consent to Cease and Desist Order |
| Julyo Moreno | 111049 | October 6, 2021 | Insurance | Producer |
Order for Suspension |
| Joy Heldt | 97349 | March 28, 2018 | Insurance | Producer |
Order and Consent to Order |
| Joshua A. Muhlstein | 111508 | January 20, 2022 | Insurance | Producer |
Final Order by Default and Order of Penalties |
| Joseph Gering II | 104246 | January 15, 2020 | Insurance | Producer |
Order for Suspension |
| Joseph Daniel | 99255 | October 24, 2018 | Insurance | Producer |
Order for Suspension |
| Jones, Richard Michael | 96502 | April 11, 2019 | Securities, Insurance | Producer, Securities Agent |
Order and Consent to Order |
| Jones, Michael L. | 81930 | January 22, 2014 | Insurance | Producer |
Order & Consent Order |
| Jones, Jeffrey G. | 75938 | April 9, 2012 | Insurance | Producer |
Order and Consent to Order |
| Jones, Darnell | 78940 | March 4, 2013 | Insurance | Producer |
Order & Consent to Order |
| Jones, Cedrick |
Davenport IA Allegation: Failure to comply with Other State Agency - DHS; Non-compliance w/order of Child Support Resolution: Suspension Date of Order/Settlement: 2006-07-10 00:00:00 |
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| Jones, Amie | 95890 | November 15, 2017 | Insurance | Producer |
Order for Suspension |
| Jonathan Schulte | 102490 | December 5, 2019 | Insurance | Producer |
Order and Consent to Order |
| Jonathan Schlue | 102492 | March 31, 2020 | Regulated Industries | Producer |
Order and Consent to Order |
| Johnson, Willard G. | 59309 |
Geneseo IL Allegation: Sale of unregistered securities and/or business opportunities Resolution: Consent Signed: Voluntary surrender of Iowa Insurance license; repay commissions of $11200 before eligible for relicensing in Iowa; Cease and Desist insurance business or securities business in IA Date of Order/Settlement: 2003-03-27 00:00:00 |
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| Johnson, Melanie | 74135 | May 2, 2012 | Insurance | Producer |
Order for Suspension |
| Johnson, Mark W. | 59535 |
Sparta WI Allegation: Unsuitable sales; duplication of coverage Resolution: Order signed: License revoked permanently and forevermore Date of Order/Settlement: 2001-06-18 00:00:00 |
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| Johnson, Karen S. | 83415 | June 9, 2014 | Regulated Industries | Preneed Sales Agent |
Order & Consent to Order |
| Johnson, Karen S. | 83415 | May 12, 2014 | Regulated Industries | Preneed Sales Agent |
Order of Suspension for Good Cause |
| Johnson, Donald E. |
Eldon MO Allegation: Unregistered Securities and agent; misrepresentations and Omissions. Resolution: Cease and Desist Order issued and monetary penalty assessed. Date of Order/Settlement: 2007-10-25 00:00:00 |
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| Johnson, David W. | 79381 | March 1, 2013 | Securities | Unlicensed |
Cease & Desist Order and Subpoena Duces Tecum |
| Johnson, Daniel H | 58683 |
Chariton IA Allegation: Violation of Commissioners Order; Dishonest Practices and Incompetence Resolution: Order: Insurance producer license suspended indefinitely; Suspension not lifted until the obligations are current or otherwise resolved. Date of Order/Settlement: 2003-07-23 00:00:00 |